Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MV Venture Fund VI LLC See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001635273 Filed Document 0001635273-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
1835 E Warner SP, LLC See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $1,980,000 Associated Brokers / Dealers N/A CIK Number 0001641310 Filed Document 0001641310-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Sweetstreams Biotech, LLC See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001641628 Filed Document 0001140361-15-018100 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CA 534 Offshore Fund, Ltd. See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641723 Filed Document 0001140361-15-018989 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV EI Fund III LLC See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001639006 Filed Document 0001639006-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Deloitte Financial Advisory Services LLP See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590831 Filed Document 0000950172-15-000063 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Kutoa Health Co See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $330,556 Associated Brokers / Dealers N/A CIK Number 0001638333 Filed Document 0001638333-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Alligant Scientific, LLC See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers n/a CIK Number 0001640239 Filed Document 0001640239-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Optika Fund LLC See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001641563 Filed Document 0001641563-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Columbia Institutional High Yield Fixed Income Private Fund, LLC See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549003 Filed Document 0001140361-15-018181 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bionik Laboratories Corp. See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised $12,800,000 Associated Brokers / Dealers Merriman Capital, Inc., Garden State Securities, Inc., and Columbus Advisory Group Ltd. CIK Number 0001508381 Filed Document 0001140361-15-017892 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Mr. Buzz, Inc. See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001641649 Filed Document 0001641649-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blackcrane Overseas Alpha Fund See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561628 Filed Document 0001561628-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Moon A/T Capital GCC Offshore Fund Ltd. See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619383 Filed Document 0000902664-15-002453 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pearl Grove Villas, LLC See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $3,115,000 Associated Brokers / Dealers N/A CIK Number 0001641609 Filed Document 0001641609-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Neuronetics, Inc. See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $34,343,355 Associated Brokers / Dealers N/A CIK Number 0001227636 Filed Document 0001192482-15-000173 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PFM DIVERSIFIED FUND LP See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401164 Filed Document 0000935836-15-000266 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFC-LJM PRESERVATION & GROWTH FUND, L.P. See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001549343 Filed Document 0001549343-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aberdeen Fixed Income Funds Pooled Trust See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499538 Filed Document 0001499538-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHATHAM SMALL CAP INVESTMENT GROUP TRUST See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001061371 Filed Document 0001479826-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
908 Devices Inc. See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555279 Filed Document 0001555279-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
47 Center, Inc. See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001640707 Filed Document 0001640707-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TapReel, Inc. See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598131 Filed Document 0001598131-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Smack Inc. See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001640598 Filed Document 0001640598-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
M34 SPIV-G, L.P. See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $432,300 Associated Brokers / Dealers N/A CIK Number 0001636003 Filed Document 0001641448-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RUS Partners, LP See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001492453 Filed Document 0000943663-15-000145 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EverStream Opportunities Fund II, LLC See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641598 Filed Document 0001641598-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
N.O. Williams LP See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641439 Filed Document 0001641439-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Integral Investment Fund I, L.P. See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Reznick Capital Markets Securities, LLC CIK Number 0001641632 Filed Document 0001641632-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Deloitte Financial Advisory Services LLP See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590831 Filed Document 0000950172-15-000064 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Birds of Prey, L.P. See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575278 Filed Document 0001575278-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovational Funding, LLC See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001606881 Filed Document 0001606881-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vaute Couture, Inc. See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641307 Filed Document 0001641307-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
CSV China Opportunities Fund (US), L.P. See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stonehaven, LLC, Medalist Securities, and Wren Capital LLC CIK Number 0001576753 Filed Document 0001576753-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Wynsun Capital Technology Fund II, LLC, Series A-1 See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sharespost Financial Corp. CIK Number 0001641703 Filed Document 0001013762-15-000447 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TI Platform Fund I, L.P. See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001637329 Filed Document 0001637329-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Theraclone Sciences, Inc. See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $4,408,149 Associated Brokers / Dealers N/A CIK Number 0001310967 Filed Document 0001168404-15-000013 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Descomplica, Ltd. See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $7,290,000 Associated Brokers / Dealers N/A CIK Number 0001562493 Filed Document 0001562493-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
Highbridge Principal Strategies - Cactus Direct Lending Fund, L.P. See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641552 Filed Document 0001140361-15-017930 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SmartDiiet, LLC See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001641272 Filed Document 0001641272-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Godley Station Lodging, LLC See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $1,800,895 Associated Brokers / Dealers N/A CIK Number 0001641519 Filed Document 0001641519-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
HRC Hotels, LLC See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001502622 Filed Document 0001502622-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business MICHIGAN Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Hirtle Callaghan Special Opportunities SPC Closed-End Segregated Portfolio 2 See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606882 Filed Document 0001565073-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Redfish Holdings, Inc. See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001637944 Filed Document 0001104659-15-035259 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Debt
PFM Diversified Principals Fund, L.P. See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001303371 Filed Document 0000935836-15-000267 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White River Capital, LP See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wayne Hummer Investments L.L.C., Regal Securities, Inc., CFA Financial, LLC, and Gallatin Capital LLC CIK Number 0001315675 Filed Document 0001140361-15-018344 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PodPonics, Inc. See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001579990 Filed Document 0001579990-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Hirtle Callaghan Absolute Return Fund, L.P. See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525246 Filed Document 0001525246-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FCS Funding, LLC See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001638108 Filed Document 0000950138-15-000312 Exclusions or Exemptions 506c Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Rocketship.vc Fund I, L.P. See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001641448 Filed Document 0001641448-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund