Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CONSTELLATION PHARMACEUTICALS INC See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $55,824,208 Associated Brokers / Dealers N/A CIK Number 0001434418 Filed Document 0001434418-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Digital Reasoning Systems, Inc. See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001535692 Filed Document 0001535692-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
AQR DELTA Fund III, L.P. See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516013 Filed Document 0001516013-15-000015 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised $10,218,565 Associated Brokers / Dealers Charles Steinberg CIK Number 0001135856 Filed Document 0001135856-15-000361 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Hawkes Ocean Technologies See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001612466 Filed Document 0001612466-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Marathon UCITS Funds - Emerging Markets Equity Fund See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592554 Filed Document 0001592554-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
PineBridge Global Dynamic Asset Allocation Fund LLC See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PineBridge Securities LLC CIK Number 0001627506 Filed Document 0001627506-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Beverage Ventures II, L.P. See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661063 Filed Document 0001140361-15-044589 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised $7,606,065 Associated Brokers / Dealers Kenneth Dayton, Brian Moore, and Christopher Harbour CIK Number 0001135856 Filed Document 0001135856-15-000359 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CENTREPOINT SPONSOR, LLC See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $12,200,000 Associated Brokers / Dealers N/A CIK Number 0001661158 Filed Document 0001661158-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
TANK HILL VENTURE PARTNERS I, L.P. See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001661366 Filed Document 0001661366-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SNV Warehouse District Investors LLC See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $6,630,000 Associated Brokers / Dealers N/A CIK Number 0001659693 Filed Document 0001659693-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Oomf Inc. See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661083 Filed Document 0001661083-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SKKY, LLC See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001593553 Filed Document 0001615594-15-000137 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
MidCap FinCo Ltd See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625382 Filed Document 0001625379-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Sealy Strategic Equity Partners, LP See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers SUSAN GITT, JASON N. SLEZAK, DORY WILEY, ROBERT MOSKWA, JOHN WILLIAMSON, RANDALL HELLER, BRIAN HERKING, BRIAN PARKER, TIMOTHY SHERER, TRAWNEGAN GALL, CHRISTOPHER DUKES, MARK TREWITT, JAMES LAMONT, PATRICK TERRY SHEA, JOEL WOODS, TERRY HARVEY, and RICHARD HAMMOND CIK Number 0001562720 Filed Document 0001562720-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Lightwave Logic, Inc. See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001325964 Filed Document 0001553350-15-001353 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Trading Players, Inc See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $215,000 Associated Brokers / Dealers N/A CIK Number 0001644014 Filed Document 0001644014-15-000006 Exclusions or Exemptions 505 and 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Kazazian Capital Offshore Fund, Ltd. See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542723 Filed Document 0001367664-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GOBI CONCENTRATED FUND LTD See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660843 Filed Document 0001405086-15-000307 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Crowdrise, Inc. See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $4,999,998 Associated Brokers / Dealers N/A CIK Number 0001581538 Filed Document 0001581538-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wyandotte Investors (Cayman), Ltd. See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001536910 Filed Document 0000919574-15-008703 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
Tan Partners, LP See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611389 Filed Document 0001013594-15-000606 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PILOT BANCSHARES INC See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers FIG Partners, LLC CIK Number 0000946608 Filed Document 0001415889-15-004068 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Rising Tide Homes, LLC See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers None CIK Number 0001645549 Filed Document 0001645549-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Odd Networks, Inc. See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers None CIK Number 0001661180 Filed Document 0001661180-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
AppEpic LLC See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001660368 Filed Document 0001660368-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NAVIGATE SURGICAL TECHNOLOGIES INC. See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $73,720 Associated Brokers / Dealers N/A CIK Number 0001657412 Filed Document 0001085037-15-000215 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Charter-eAgile Fund, LLC See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001660800 Filed Document 0001660800-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Karma Culture LLC See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Peraza Capital and Investment Partners, LLC CIK Number 0001518186 Filed Document 0001634626-15-000010 Exclusions or Exemptions 506c Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NAUTIC PARTNERS VIII, L.P. See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $800,000,000 Associated Brokers / Dealers MERCURY CAPITAL ADVISORS, LLC CIK Number 0001660960 Filed Document 0001660960-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Kros Strain Brewing Company, LLC See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001661283 Filed Document 0001140361-15-044832 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
PIXVANA, INC. See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001660897 Filed Document 0001660897-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Agamemnon Fund Ltd See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596451 Filed Document 0001596451-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GP & GM Partners, LP See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511567 Filed Document 0001511567-16-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Nadir Minocher and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-15-000358 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MANAGED FUTURES LLC See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001445504 Filed Document 0000899140-15-000896 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TARA Biosystems, Inc. See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001660778 Filed Document 0001660778-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Emerging Markets Absolute Return Feeder Fund, L.P. See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001165559 Filed Document 0001165559-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sunshine Bancorp, Inc. See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $12,180,000 Associated Brokers / Dealers Raymond James CIK Number 0001599891 Filed Document 0000897069-15-000552 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MVP Seismic, LP See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660962 Filed Document 0001660962-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Graticule Asia Macro MA 1 LP See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534514 Filed Document 0000950172-15-000116 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hancock Jaffe Laboratories, Inc. See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers Legend Securities, Inc. CIK Number 0001661053 Filed Document 0001661053-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FOUR OAKS FINCORP INC See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001040799 Filed Document 0001040799-15-000013 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised $17,291,044 Associated Brokers / Dealers Charles Steinberg CIK Number 0001135856 Filed Document 0001135856-15-000360 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
COMM-N-SENSE CORP. See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001599608 Filed Document 0001599608-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
OurCrowd (Investment in Varigate - II) LP See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $383,315 Associated Brokers / Dealers N/A CIK Number 0001661173 Filed Document 0001465818-15-000059 Exclusions or Exemptions 506c Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
WF Asia Offshore Fund Ltd See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627973 Filed Document 0001627973-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seismic Value Partners 1, LP See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660965 Filed Document 0001660965-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Textio, Inc. See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $7,999,999 Associated Brokers / Dealers N/A CIK Number 0001627902 Filed Document 0001627902-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity