Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Aq Live, LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001647909 Filed Document 0001647909-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
AJO Global All-Cap Fund, Ltd. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647855 Filed Document 0001647855-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cooper Human Systems LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001554649 Filed Document 0001554649-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Creation Investments Social Ventures Fund III, L.P. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647263 Filed Document 0001647263-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACADIASOFT INC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001366821 Filed Document 0001140361-15-027466 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MV Venture Fund VI LLC See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001635273 Filed Document 0001635273-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Stateside Advantage Georgia Fund, LP See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647773 Filed Document 0001647773-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESA Toxicology LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001618729 Filed Document 0001618729-15-000016 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Restorando, Inc. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $7,500,003 Associated Brokers / Dealers N/A CIK Number 0001540251 Filed Document 0001540251-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARGENTINA Revenue or Assets Decline to Disclose Type of Security Equity
AX Trading Group, Inc. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647793 Filed Document 0001647793-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WALTON STREET REAL ESTATE DEBT FUND, SCSP See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers PACIFIC CAPITAL PARTNERS LIMITED CIK Number 0001648235 Filed Document 0001648235-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FALCOM MIDSTREAM SERVICES, LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers NONE CIK Number 0001648015 Filed Document 0001648015-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001166380 Filed Document 0001166380-15-000079 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Hedge Fund Select: Lancaster LAE Fund LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001647468 Filed Document 0001140361-15-027477 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
xTV Networks Ltd See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $130,279 Associated Brokers / Dealers N/A CIK Number 0001646791 Filed Document 0001646791-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
OrbiMed Partners, Ltd. See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC and J.P. Morgan Securities LLC CIK Number 0001459984 Filed Document 0000947871-15-000484 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pyramis Lifecycle Russell 1000 Value Index Fund, LP See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pyramis Distributors Corporation LLC CIK Number 0001642294 Filed Document 0001592008-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Visium Institutional Partners, LP See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484622 Filed Document 0000919574-15-005379 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Visium Quantitative Master Fund, Ltd. See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612975 Filed Document 0000919574-15-005381 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Mobile Corp See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised $24,750,000 Associated Brokers / Dealers N/A CIK Number 0001600556 Filed Document 0001600556-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
ELM RIDGE VALUE PARTNERS LP See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001104150 Filed Document 0000919574-15-005413 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cornerstone Real Estate Fund IV-B, L.P. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647570 Filed Document 0001647570-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lerer Hippeau Ventures TBT, LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $728,885 Associated Brokers / Dealers N/A CIK Number 0001648043 Filed Document 0001648043-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jester Parent, LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647785 Filed Document 0001647785-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Wisdom Homes of America, Inc. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $55,000 Associated Brokers / Dealers N/A CIK Number 0001281198 Filed Document 0001614671-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Arrowpoint Specialty Finance LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647861 Filed Document 0000945621-15-000229 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Productgram, Inc. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $3,684,681 Associated Brokers / Dealers N/A CIK Number 0001597413 Filed Document 0001597413-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AJO GLOBAL MARKET-NEUTRAL FUND, LTD. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647853 Filed Document 0001647853-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brown Advisory Global Managers, LLLP See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616271 Filed Document 0001616271-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
OrbiMed Global Healthcare Fund, L.P. See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613540 Filed Document 0000902664-15-003063 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Two Sigma Absolute Return Equity Enhanced Fund, LP See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613237 Filed Document 0000919574-15-005393 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HARBOR SPRING CAPITAL PARTNERS, LP See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579052 Filed Document 0000919574-15-005367 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kindred BBC Holdings LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $285,000 Associated Brokers / Dealers N/A CIK Number 0001645356 Filed Document 0001645356-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
DogPound Fitness, LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001647512 Filed Document 0001209191-15-060807 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WATERFALL INTERNATIONAL INC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $7,594,999 Associated Brokers / Dealers N/A CIK Number 0001452836 Filed Document 0001452836-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
National Pro Fitness League, LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001609619 Filed Document 0001609619-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CIPHERLOC Corp See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers None CIK Number 0001022505 Filed Document 0000721748-15-000547 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Carlyle Private Equity Access Fund 2014, L.P. See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG SECURITIES, L.L.C., RAYMOND JAMES & ASSOCIATES, INC., and LPL FINANCIAL LLC CIK Number 0001624393 Filed Document 0001624393-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Narcote Holdco, LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $6,706,225 Associated Brokers / Dealers N/A CIK Number 0001648027 Filed Document 0001648027-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Esulep LLC Permo Fund See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gar Wood Securities, LLC, Kiley Partners, Inc., Kiley Investment Management Inc., CCM Opportunistic Advisors, LLC, Managed Capital Advisory Group Ltd., Silver Leaf Partners LLC, and Sliced Investing, Inc. CIK Number 0001598170 Filed Document 0001598170-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Visium Balanced Fund, LP See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345030 Filed Document 0000919574-15-005374 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NEXTAR FUND See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646898 Filed Document 0000919574-15-005386 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CYTODYN INC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Paulson Investment Company, LLC CIK Number 0001175680 Filed Document 0000905718-15-000606 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Private Equity Access Blocker Fund 2014, L.P. See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG SECURITIES, L.L.C. and RAYMOND JAMES & ASSOCIATES, INC. CIK Number 0001628562 Filed Document 0001628562-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
JFMC POOLED ENDOWMENT PORTFOLIO, LLC See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525766 Filed Document 0001525766-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NextRequest Co. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647992 Filed Document 0001647992-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Symphony Small Cap Core Fund L P See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001343890 Filed Document 0000935836-15-000387 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grand Slam Capital Offshore Fund, Ltd. See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583545 Filed Document 0001583545-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CARLYLE ATHENA COINVESTMENT, L.P. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001647790 Filed Document 0001647790-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aurelius Capital International II, Ltd. See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613483 Filed Document 0000902664-15-003068 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund