Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Efficient U.S. Funds, LLC See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard A. Singer and John A. Ramey III CIK Number 0001631475 Filed Document 0001631475-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mucker III, L.P. See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Liberty Tree Advisors, LLC CIK Number 0001641938 Filed Document 0001641938-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kintbury Equity Fund Ltd See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642064 Filed Document 0000902664-15-002493 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verseon Corp See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $259,573 Associated Brokers / Dealers N/A CIK Number 0001348948 Filed Document 0001348948-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ZaZa Energy Corp See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers PHIL RIGGIO CIK Number 0001528393 Filed Document 0001140361-15-019749 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Lyxor/CFM Discus Fund Ltd. See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001466073 Filed Document 0001140361-15-020176 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
EMH Resources, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $375,858 Associated Brokers / Dealers N/A CIK Number 0001484525 Filed Document 0001484525-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
CenterStar Fund, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632849 Filed Document 0001632849-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Access Investment, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001482282 Filed Document 0001482282-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HOLOWESKO GLOBAL FUND LLC See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001135822 Filed Document 0000950172-15-000066 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pennington Capital, LLC See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Northland Securities, Inc. CIK Number 0001520565 Filed Document 0001520565-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Anchor Fund, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001570314 Filed Document 0001570314-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rubenstein Properties Fund III, L.P. See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641576 Filed Document 0001641576-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Syndio Social, Inc. See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $725,000 Associated Brokers / Dealers N/A CIK Number 0001642354 Filed Document 0001642354-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
DAVI LUXURY BRAND GROUP, INC. See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001450552 Filed Document 0001250853-15-000040 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Diverse Partners, LP See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALAN D. GLATT, DAVID W. RHUDY, and MELISSA D. GREENBERG CIK Number 0001624787 Filed Document 0000919574-15-003977 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DGV Enhanced U.S. Equity Fund LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642142 Filed Document 0001642142-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
GREENOAKS CAPITAL OPPORTUNITIES PRINCIPALS FUND, L.P. See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642123 Filed Document 0001642123-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIT STEW SYSTEMS INC. See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $8,550,651 Associated Brokers / Dealers N/A CIK Number 0001575635 Filed Document 0001183740-15-000101 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Advenir@Woodbridge Investors, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001641981 Filed Document 0001641981-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Cornerstone Diversified Portfolio, LP See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522503 Filed Document 0001522503-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Dyal Capital Partners III (A) LP See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641881 Filed Document 0001140361-15-019053 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FundersClub 4T8 LLC See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised $566,000 Associated Brokers / Dealers N/A CIK Number 0001617971 Filed Document 0001617971-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Illumination Holdings Corp. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $37,185,000 Associated Brokers / Dealers N/A CIK Number 0001641188 Filed Document 0001393725-15-000087 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AG Europe Realty Co-Investment II, L.P. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607467 Filed Document 0001607467-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAC-MP Absolute Return Fund, LLC See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521865 Filed Document 0001521865-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kazum, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001634396 Filed Document 0001634396-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Superior Ostrich, Inc. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers PHX Financial, Inc. CIK Number 0001615083 Filed Document 0001387131-15-001606 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Lone Peak Partners Fund LP See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489381 Filed Document 0001489381-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Leopard Fund, L.P. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642167 Filed Document 0001642167-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MFG Point Royale, LLC See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0001641242 Filed Document 0001104659-15-037233 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
GMT Exploration Co LLC See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001396794 Filed Document 0001396794-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Bienville Square Hotel, LLC See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001639665 Filed Document 0001639665-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
PCM Credit Opportunities II L.P. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001641851 Filed Document 0001641851-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Uber Technologies, Inc See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $1,690,512,000 Associated Brokers / Dealers N/A CIK Number 0001543151 Filed Document 0001543151-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Seed Sumo Fund I, LP See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001638433 Filed Document 0001638433-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MID-AMERICA ANGELS INVESTMENTS LLC See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers N/A CIK Number 0001383457 Filed Document 0001383457-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Debt
Golub Capital Investment Corp See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627515 Filed Document 0001627515-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Kony, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001508600 Filed Document 0001508600-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
R3BAR LLC See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001642255 Filed Document 0001642255-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Whitestone Investment Network, Inc. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers N/A CIK Number 0001634234 Filed Document 0001634234-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
MILES ASPEN WALK, LLC See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642145 Filed Document 0001642145-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PRIVATE EQUITY CORE FUND (QP) VI, L.P. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001625815 Filed Document 0001625814-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Equity Hedge Legends ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001606463 Filed Document 0001625257-15-000044 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PMK Capital Partners, LP See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576727 Filed Document 0001566114-15-000045 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STRUCTURED SERVICING HOLDINGS LP See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001039260 Filed Document 0001507943-15-000084 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YANKEE MULTI MANAGER FUND LP See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LPL Financial Corporation, Western International Securities Inc., and Brill Securities Inc. CIK Number 0001456793 Filed Document 0001456793-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIFESTYLE DELIVERY SYSTEMS INC See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $671,752 Associated Brokers / Dealers N/A CIK Number 0001640152 Filed Document 0001183740-15-000099 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AgEagle Aerial Systems Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001639498 Filed Document 0001010412-15-000066 Exclusions or Exemptions 506c Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Lazarus Partners (Shoes.com) LLLP See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642105 Filed Document 0001079973-15-000370 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund