Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
General Atlantic Partners 99C, L.P. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661258 Filed Document 0000950142-15-002658 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
East Side Capital Offshore, Ltd. See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345015 Filed Document 0000919574-15-008775 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Marlette Funding, Inc. See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603892 Filed Document 0000935836-15-000618 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Ascenso Opportunity Partners, LP See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618868 Filed Document 0001618868-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
General Atlantic Partners 99J, L.P. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661270 Filed Document 0000950142-15-002665 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GALECTIN THERAPEUTICS INC See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001133416 Filed Document 0001133416-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
General Atlantic Partners 99E, L.P. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661261 Filed Document 0000950142-15-002660 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pan Capital Energy Offshore Fund, Ltd. See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627268 Filed Document 0001627268-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lootsie, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571225 Filed Document 0001571225-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Senseonics Holdings, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616543 Filed Document 0001616543-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Wicked Tango, LLC See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001641034 Filed Document 0001641034-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
TasteMade, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $40,402,722 Associated Brokers / Dealers N/A CIK Number 0001554435 Filed Document 0001554435-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SKYTOP FUND LTD. See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503256 Filed Document 0001012975-15-000843 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Concorde Pi Alternative Investment Master Fund, Ltd. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661561 Filed Document 0001661553-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR Emerging Small Cap Equity Fund, L.P. See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559082 Filed Document 0001575692-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PowWow, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $4,249,996 Associated Brokers / Dealers N/A CIK Number 0001619582 Filed Document 0001619582-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Appdiff, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $2,499,992 Associated Brokers / Dealers N/A CIK Number 0001661549 Filed Document 0001661549-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BRITANNIA BUSINESS CENTER I, LLC See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001661443 Filed Document 0001661443-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Priveq Investment V (A) AB See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $230,353,500 Associated Brokers / Dealers Athos Partners Limited CIK Number 0001660293 Filed Document 0001660293-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWEDEN Revenue or Assets $Not Applicable Type of Security Other
Atlantic/P3 Program REIT, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001661363 Filed Document 0001661363-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Four S LLC See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001528295 Filed Document 0001528295-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Brookwood CP Investor Co-Investment Vehicle, LLC See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001661645 Filed Document 0001661645-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Yield Strategies Fund II, Ltd. See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503739 Filed Document 0001503739-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
GEC Partners III - GI LP See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Harken Capital Securities, LLC CIK Number 0001629443 Filed Document 0001629443-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arlington Agg I, LLC See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001661513 Filed Document 0001661513-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alliance Tower Fund-V, LP See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Alliance Partnership Management, LLC CIK Number 0001661109 Filed Document 0001661109-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Coastal Realty Capital, LLC See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001557905 Filed Document 0001557905-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
Amend Surgical, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656957 Filed Document 0001656957-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Cerberus AEN Partners, L.P. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661079 Filed Document 0000905718-15-001006 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advantagene, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001660549 Filed Document 0001660549-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Petram Partners, Corp. See All Filings	D	2015-12-19 00:00:00 UTC
Amount To Be Raised $246,610 Associated Brokers / Dealers N/A CIK Number 0001626679 Filed Document 0001626679-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Digital Comply, Inc. See All Filings	D	2015-12-19 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001560244 Filed Document 0001560244-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-19 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fig Publishing, Inc. See All Filings	1-A	2015-12-18 21:50:09 UTC
Amount To Be Raised $500 Associated Brokers / Dealers None CIK Number 0001658966 Filed Document 0001213900-15-009585 Accepted Date 2015-12-18 21:50:09 UTC Type of Offering 1-A Industry SERVICES-PREPACKAGED SOFTWARE Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
MED-X, INC. See All Filings	1-A POS	2015-12-18 17:40:01 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers None CIK Number 0001620704 Filed Document 0001477932-15-007705 Accepted Date 2015-12-18 17:40:01 UTC Type of Offering 1-A POS Industry MEDICINAL CHEMICALS & BOTANICAL PRODUCTS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Mercer Partners, L.P. See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510127 Filed Document 0001140361-15-045072 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCM HIGH YIELD TRUST See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460557 Filed Document 0001460557-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ultra Ink, Inc. See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001603816 Filed Document 0001603816-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Ultimate Parent Corp. See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001645070 Filed Document 0000895345-15-000314 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Glen Ridge Country Club See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001650969 Filed Document 0001214659-15-008481 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $Not Applicable Type of Security Debt
DEXTER FIBER COMMUNICATIONS LLC See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001660854 Filed Document 0001660854-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BLUEPAC PARTNERS FUND, LP See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594113 Filed Document 0001013594-15-000611 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HAS Partners Fund, L.P. See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001594155 Filed Document 0000899140-15-000898 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FIAM U.S. Broad Market Index Fund LP See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pyramis Distributors Corporation LLC CIK Number 0001568701 Filed Document 0001568701-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds PLC - MW Japan Gekirin Fund See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504518 Filed Document 0000902664-15-004551 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEXAS I STORAGE INVESTORS LIMITED PARTNERSHIP See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001659606 Filed Document 0001085037-15-000224 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Emaji, Inc. See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers None CIK Number 0001661418 Filed Document 0001661418-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MGG Specialty Finance Fund LP See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627674 Filed Document 0000902664-15-004556 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NFP Holdings, LLC See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580989 Filed Document 0001580989-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SDI Private Series, LLC See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001661299 Filed Document 0001661299-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Infrastructure Macro Income Fund, LP See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564543 Filed Document 0000919574-15-008743 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity