Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Mood Media Group SA See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers none CIK Number 0001642749 Filed Document 0001642749-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Debt
Crescent Capital High Income Fund, L.P. See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545555 Filed Document 0000945621-15-000185 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mercer Hedge Fund Investors SPC See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001398173 Filed Document 0001398173-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mercer Sunoco Investment Portfolio, a series of Mercer Group Trust See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535991 Filed Document 0001535991-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Text IQ, Inc. See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001643068 Filed Document 0001643068-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
KLS Credit Opportunities Fund LP See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001576282 Filed Document 0001576282-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dice FM Ltd See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $242,465 Associated Brokers / Dealers N/A CIK Number 0001643057 Filed Document 0001643057-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
CBT Sports, LLC See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001565695 Filed Document 0001565695-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Income Opportunity Capital, LLC See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $5,350,000 Associated Brokers / Dealers N/A CIK Number 0001642897 Filed Document 0001642897-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
Autonomic Technologies Inc See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $43,242,687 Associated Brokers / Dealers N/A CIK Number 0001422869 Filed Document 0001422869-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
mBio Diagnostics, Inc. See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $6,334,255 Associated Brokers / Dealers N/A CIK Number 0001483426 Filed Document 0001483426-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Alexo Therapeutics Ltd See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $36,005,425 Associated Brokers / Dealers N/A CIK Number 0001642930 Filed Document 0001642930-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
KNOWLEDGE DELIVERY SYSTEMS, INC. See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001225818 Filed Document 0001225818-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SONIRAM, LLC See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001642702 Filed Document 0000892303-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
B33 Henderson Galleria LLC See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642822 Filed Document 0001642822-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Rio Grande Surgical Services LLC See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001643056 Filed Document 0001643056-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Green Pastures Fund, LLC Series 1 (CWNevada, LLC) See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $2,133,625 Associated Brokers / Dealers N/A CIK Number 0001643088 Filed Document 0001643088-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Moss Hill Partners, L.P. See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509792 Filed Document 0001509792-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gener8 Maritime, Inc. See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443799 Filed Document 0001104659-15-040055 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chinook II Fund, LLC See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572214 Filed Document 0001572214-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Crescent Long/Short Credit Opportunities Fund, LP See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270461 Filed Document 0000945621-15-000189 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mercer Active Long Corporate Investment Portfolio, a series of Mercer Group Trust See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526735 Filed Document 0001526735-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Independence Retail East, LLLP See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers Republic Securities of America, Inc. CIK Number 0001642944 Filed Document 0001642944-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
American Resource Development LLC See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001643095 Filed Document 0001643095-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Zagster, Inc. See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $5,762,065 Associated Brokers / Dealers N/A CIK Number 0001556850 Filed Document 0001556850-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Rock Partners, L.P. See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448291 Filed Document 0001448291-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIGO ENERGY INC See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001436444 Filed Document 0001436444-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Senior's Benefit Resources, Inc. See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers None CIK Number 0001643114 Filed Document 0001643114-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised $200,400 Associated Brokers / Dealers Kirk Penland CIK Number 0001135856 Filed Document 0001135856-15-000182 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TNEMEC CO INC See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $1,308,527 Associated Brokers / Dealers N/A CIK Number 0000317835 Filed Document 0001140361-15-021396 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
Sirocco II Fund, LLC See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572223 Filed Document 0001572223-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Rio Rum, LLC See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised $940,000 Associated Brokers / Dealers N/A CIK Number 0001573568 Filed Document 0001573568-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Eaze Solutions, Inc. See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $12,530,163 Associated Brokers / Dealers N/A CIK Number 0001643046 Filed Document 0001643046-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Evernote Fund LLC See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shriram Bhashyam, Phil Haslett, and Nathaniel Disston CIK Number 0001642871 Filed Document 0001445866-15-000673 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Valar Global Fund II LP See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $102,325,000 Associated Brokers / Dealers N/A CIK Number 0001642670 Filed Document 0001642670-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forever Oceans Corp See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers Sou C. Wong-Lee CIK Number 0001639010 Filed Document 0001639010-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CRESCENT SENIOR SECURED FLOATING RATE LOAN FUND, LLC See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001339274 Filed Document 0000945621-15-000188 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WM Capital Partners XLVIII, LLC See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001642418 Filed Document 0001642418-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Mercer Global Multi-Asset Fund, LLC See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001376390 Filed Document 0001376390-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mercer Domestic Hedge Fund Investors, LLC See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001426906 Filed Document 0001426906-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Holladay Properties Grand Park Sports I LLC See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $26,650,000 Associated Brokers / Dealers Mesirow Financial, Inc. CIK Number 0001642989 Filed Document 0001642989-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Hungryroot, Inc. See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001642606 Filed Document 0000905718-15-000503 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
American Resource Development Management LLC See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001643096 Filed Document 0001643096-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Crow Point L/S Portfolio, L. P. See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609137 Filed Document 0001609137-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 92, LLC See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $251,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001642680 Filed Document 0001642680-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised $19,785,664 Associated Brokers / Dealers Patrick Sullivan, Andrew McGinnis, Dave Buckalew, and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-15-000179 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Truston Falcon Asia US Feeder Fund See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539374 Filed Document 0001013594-15-000336 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
AF Security Holdings Corp. See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $2,045,945 Associated Brokers / Dealers N/A CIK Number 0001637666 Filed Document 0001637666-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
APPSFREEDOM INC See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001567748 Filed Document 0001567748-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised $1,190,936 Associated Brokers / Dealers Kirk Penland, Matt Sheehan, and Andrew Chase CIK Number 0001135856 Filed Document 0001135856-15-000181 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund