Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Nudge, LLC See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001545068 Filed Document 0001545068-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
SG DREOF II Co-Investment REIT, LLC See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001661679 Filed Document 0001661679-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cedar River Fund LP See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452359 Filed Document 0001452359-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 13 See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers N/A CIK Number 0001650172 Filed Document 0001650172-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BOOSTUP, INC. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $713,101 Associated Brokers / Dealers N/A CIK Number 0001585692 Filed Document 0001585692-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
WCP Real Estate Fund IV (ERISA), L.P. See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PTP Securities, LLC, Seedchange Execution Services Inc., and Seedchange Execution Services Inc. CIK Number 0001594948 Filed Document 0000902664-15-004599 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Klaraos Ventures II-A, LLC See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551241 Filed Document 0001551241-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vertex Ventures US Fund I, L.P. See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised $150,950,000 Associated Brokers / Dealers N/A CIK Number 0001628364 Filed Document 0001628364-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vibrant Opportunity Fund, Ltd. See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594928 Filed Document 0000902664-15-004594 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MD Insider, Inc. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $12,098,833 Associated Brokers / Dealers N/A CIK Number 0001622706 Filed Document 0001622706-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Green Truck IV Limited Partnership See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001652258 Filed Document 0001636278-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
KMB I-Drive Investors, LLC See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers N/A CIK Number 0001661583 Filed Document 0001661583-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FOX RUN ALPHA FUND LP See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455434 Filed Document 0001455434-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
QNNH Venture LLC See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001661701 Filed Document 0001661701-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Hamilton Lane Private Equity Fund IX LP See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001631573 Filed Document 0001631573-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OMB HOLDING LLC See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $1,718,000 Associated Brokers / Dealers N/A CIK Number 0001661657 Filed Document 0001661657-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
R2i Holdings, LLC See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $3,600,006 Associated Brokers / Dealers N/A CIK Number 0001565411 Filed Document 0001565411-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
ALERUS FINANCIAL CORP See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Sandler, O'Neill & Partners, L.P. and Raymond James & Associates, Inc. CIK Number 0000903419 Filed Document 0000903419-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Debt
JooMah, Inc. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001617736 Filed Document 0001617736-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Choice Pet Venture LLC See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001601365 Filed Document 0001601365-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
A-AMV-12-Fund, a series of AX-EC-Funds, LLC See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $98,000 Associated Brokers / Dealers N/A CIK Number 0001661090 Filed Document 0001661090-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intercontinental Exchange, Inc. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $1,673,530,533 Associated Brokers / Dealers N/A CIK Number 0001571949 Filed Document 0001209191-15-086856 Exclusions or Exemptions 506c Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets $Over $100,000,000 Type of Security Equity
High Street Fund, L.P. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001661132 Filed Document 0001661132-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovational Funding, LLC Project #67 See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $330,000 Associated Brokers / Dealers N/A CIK Number 0001661882 Filed Document 0001661883-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
ICONIQ Access 3, LP See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised $103,170,000 Associated Brokers / Dealers N/A CIK Number 0001571040 Filed Document 0001571040-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlantic/P3 Program REIT, Inc. See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001661363 Filed Document 0001661363-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
400 Capital Special Situations Fund I LLC See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565952 Filed Document 0001565952-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
160 Spear Core, L.L.C. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001661918 Filed Document 0001661918-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Emerald Direct Lending Institutional Series Fund, L.P. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657371 Filed Document 0001192482-15-000463 Exclusions or Exemptions 506c Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CGMT REIT, L.P. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001635449 Filed Document 0001635449-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Distressed Asset Portfolio IV, LLC See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001580857 Filed Document 0001580857-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
CREFIII ChapWater REIT, LLC See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001661723 Filed Document 0001661723-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CREFIII Waramaug REIT, LLC See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001661728 Filed Document 0001661728-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Cohen Financial Services (DE), LLC See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $1,260,000 Associated Brokers / Dealers N/A CIK Number 0001661612 Filed Document 0001661612-16-000001 Exclusions or Exemptions 506c Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
PEAF V, L.P. See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629211 Filed Document 0001144204-15-072658 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Outrider Offshore, Ltd. See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001294131 Filed Document 0000919574-15-008785 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
KBI DST Emerging Market ESG Fund See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626563 Filed Document 0001393725-15-000139 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FlipSetter, Inc. See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers Sabaresh V. Krishnan CIK Number 0001645005 Filed Document 0001645005-15-000005 Exclusions or Exemptions 505, 504.1, and 506c Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
GLOBAL PAYOUT, INC. See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers none CIK Number 0001615846 Filed Document 0001615846-15-000004 Exclusions or Exemptions 506c Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Stonehenge Capital Fund Connecticut V, LLC See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $33,147,763 Associated Brokers / Dealers none CIK Number 0001661893 Filed Document 0001661894-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Truncatus Holdings QP LLC See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers National Securities Corp. CIK Number 0001658866 Filed Document 0001658373-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
War on the Rocks Media LLC See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001661676 Filed Document 0001661676-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
KBI DST Emerging Market ESG Fund See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626563 Filed Document 0001393725-15-000141 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Synaptive Medical Inc. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $2,089,857 Associated Brokers / Dealers N/A CIK Number 0001621394 Filed Document 0001621394-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
HJSI Athena Portfolio Finance, LLC See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $41,660,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001661799 Filed Document 0001661799-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
HS-AIR US LIFE Fund I LLC See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658941 Filed Document 0001658941-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rossport Metals & Mining Fund LP See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511568 Filed Document 0001511568-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovational Funding, LLC Project #64 See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001655257 Filed Document 0001661883-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Mack Weldon, Inc. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $6,841,356 Associated Brokers / Dealers N/A CIK Number 0001623888 Filed Document 0001623888-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Goby Inc. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001617685 Filed Document 0001617685-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity