Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Echelon Capital Fund, L.P. See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586984 Filed Document 0001586984-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SC ASIAN OPPORTUNITY FUND LP See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459443 Filed Document 0001459443-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ShockWave Medical, Inc. See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $40,311,447 Associated Brokers / Dealers N/A CIK Number 0001642545 Filed Document 0001642545-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Investors 2015 - CRC IV (QP), LLLP See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642668 Filed Document 0001642668-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Ovuline, Inc. See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $3,219,992 Associated Brokers / Dealers N/A CIK Number 0001565532 Filed Document 0001565532-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pan Capital Energy Fund, LP See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers USCA Securities LLC and USCA Securities LLC CIK Number 0001576519 Filed Document 0001315863-15-000489 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serengeti Opportunities Ltd See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413335 Filed Document 0000902664-15-002662 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RWA Holding Company, Inc. See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $31,475,000 Associated Brokers / Dealers N/A CIK Number 0001642713 Filed Document 0001642713-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Qadium, Inc. See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001642992 Filed Document 0001642992-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Cure Forward Corp. See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001624526 Filed Document 0001140361-15-024986 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HighVista 1.5 (U.S.) LP See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605277 Filed Document 0001605277-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Delcom Telecommunications, LLC See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001610222 Filed Document 0001610222-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RidgePort Partners Operator I, LLC See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $2,668,200 Associated Brokers / Dealers N/A CIK Number 0001643146 Filed Document 0001643146-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Eagle's View Offshore Fund, Ltd. See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas H. Mahoney IV and Aubrey Tyson CIK Number 0001643209 Filed Document 0001643209-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HighVista V Limited Partnership See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487568 Filed Document 0001487568-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
All Party System Co. See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised $26,875 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-15-000004 Exclusions or Exemptions 506c Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Two Wolves MNT, LTD See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $570,000 Associated Brokers / Dealers N/A CIK Number 0001643066 Filed Document 0001643066-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
BrightSpec, Inc. See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001642818 Filed Document 0001642818-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Artis Vindicasse SPV, L.P. See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Investbridge Capital Limited CIK Number 0001643111 Filed Document 0001643111-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CardioCell, LLC See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $1,060,000 Associated Brokers / Dealers N/A CIK Number 0001633180 Filed Document 0001633180-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Advanced MicroGrid Solutions, Inc. See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $18,817,197 Associated Brokers / Dealers N/A CIK Number 0001606370 Filed Document 0001606370-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HighVista 1.5 (Offshore) Ltd. See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595304 Filed Document 0001595304-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golden Reef Infrastructure Trust See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643172 Filed Document 0001140361-15-021715 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Let's Talk Payments, LLC See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001642969 Filed Document 0001209191-15-046458 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Kush Bottles, Inc. See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $2,169,650 Associated Brokers / Dealers N/A CIK Number 0001604627 Filed Document 0001140361-15-021640 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $396,000 Associated Brokers / Dealers Jason Burlie, James Clary, and Anthony Perricelli CIK Number 0001135856 Filed Document 0001135856-15-000183 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Athyrium Opportunities Fund II (Non-US) LP See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised $675,250,000 Associated Brokers / Dealers N/A CIK Number 0001628776 Filed Document 0001628776-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Victory Boats, LLC See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers NA CIK Number 0001642596 Filed Document 0001642596-15-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Persimmon Technologies Corp See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $10,436,482 Associated Brokers / Dealers N/A CIK Number 0001545111 Filed Document 0001545111-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Serengeti Opportunities Partners LP See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413334 Filed Document 0000902664-15-002659 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A&Q Global Diversified Strategies Fund Ltd See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001529223 Filed Document 0001529223-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parachute Home Inc. See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $5,831,184 Associated Brokers / Dealers N/A CIK Number 0001643181 Filed Document 0001643181-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Felicia Ltd Liability Co See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001601627 Filed Document 0001601627-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Global Private Opportunities Partners II LP See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001643099 Filed Document 0001140361-15-021669 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mason Park Capital Partners, LP See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604923 Filed Document 0001604923-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PicoBrew, Inc. See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $2,275,810 Associated Brokers / Dealers N/A CIK Number 0001608539 Filed Document 0001608539-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Rooibee Red Tea Co See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001520307 Filed Document 0001520307-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BDR Kirkland V LLC See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001643112 Filed Document 0001643112-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Rock Creek Fund (E), Ltd. See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Distributor, LLC CIK Number 0001226854 Filed Document 0000902664-15-002658 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FSC AS Mt. Juliet TN DST See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $4,150,000 Associated Brokers / Dealers EDI Financial Inc CIK Number 0001643109 Filed Document 0001643109-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Nantahala Capital Partners SI, LP See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643098 Filed Document 0001643098-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serengeti Lycaon Overseas Ltd See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486013 Filed Document 0000902664-15-002660 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Kawa Solar Partners, LP See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587125 Filed Document 0001398344-15-003501 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STCE NC Mill Credit Fund 2015, LLC See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643178 Filed Document 0001643178-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FundersClub QWR LLC See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $209,044 Associated Brokers / Dealers N/A CIK Number 0001642707 Filed Document 0001642707-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Limulus Venture Partners II Limited Partnership See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001642735 Filed Document 0001140361-15-021505 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Athyrium Opportunities Fund II LP See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised $418,965,000 Associated Brokers / Dealers N/A CIK Number 0001628886 Filed Document 0001628886-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WellTok, Inc. See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $26,848,357 Associated Brokers / Dealers N/A CIK Number 0001499226 Filed Document 0001181431-15-007420 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NEPENTHEA LLC See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $9,750,000 Associated Brokers / Dealers N/A CIK Number 0001642414 Filed Document 0001642414-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
HighVista III, Ltd. See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474507 Filed Document 0001474507-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund