Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BAILARD EMERGING OPPORTUNITIES FUND I, L.P. See All Filings	D/A	2015-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001371546 Filed Document 0001214659-15-004690 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prosiris Opportunities Master Fund, LP See All Filings	D/A	2015-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576139 Filed Document 0000947871-15-000415 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SONOMA BEVERAGE WORKS, INC. See All Filings	D/A	2015-05-28 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001571707 Filed Document 0001571707-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AEP Feeder Fund VI, Inc. See All Filings	D/A	2015-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BARCLAYS CAPITAL INC. and MAGENTA CAPITAL SERVICES LTD. CIK Number 0001626948 Filed Document 0001626948-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Innomed Healthscience, Inc. See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001643031 Filed Document 0001144204-15-034164 Exclusions or Exemptions 506c Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Mill Creek Strategic Return International, Ltd. See All Filings	D/A	2015-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486967 Filed Document 0001404203-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Algebris (Luxembourg) SCA SICAV-SIF See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642302 Filed Document 0000902664-15-002692 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NCD INVESTORS, A DELAWARE MULTIPLE SERIES LLC/PUPPET LABS - SERIES D See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643593 Filed Document 0001643593-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HII Technologies, Inc. See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised $3,050,000 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001085254 Filed Document 0001548123-15-000205 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
MIDAS GOLD CORP. See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised $2,346,443 Associated Brokers / Dealers Haywood Securities Inc., National Bank Financial Inc., and Salman Partners Inc. CIK Number 0001526243 Filed Document 0001140361-15-022287 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Infiltrator Water Technologies Ultimate Holdings, Inc. See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643030 Filed Document 0001643030-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Core Ventures IV, LLC See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638690 Filed Document 0001193805-15-000827 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Timoneer Energy US, LLC See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642404 Filed Document 0001140361-15-021993 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Demeter Capital Partners, LP See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642922 Filed Document 0001642922-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cellara, LLC See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001643552 Filed Document 0001643552-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
PE Premier Apollo Natural Resources Partners II Onshore Feeder LP See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001643506 Filed Document 0001140361-15-022097 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Onex Senior Credit II, LP See All Filings	D/A	2015-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466602 Filed Document 0000919574-15-004674 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Halcyon European Credit Opportunities Fund Offshore Ltd. See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643151 Filed Document 0001315863-15-000497 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elite Chess League, Inc. See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001642029 Filed Document 0001140361-15-022023 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rockefeller Ocean Fund, L.P. See All Filings	D/A	2015-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545254 Filed Document 0000945621-15-000197 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Snapchat Inc See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers N/A CIK Number 0001564408 Filed Document 0001638454-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IgnitionOne, Inc. See All Filings	D/A	2015-05-28 00:00:00 UTC
Amount To Be Raised $135,444 Associated Brokers / Dealers N/A CIK Number 0001581051 Filed Document 0001581051-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Monroe Capital Private Credit Fund II (Unleveraged) LP See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001643496 Filed Document 0001643496-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Governors Lane Onshore Fund LP See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643428 Filed Document 0000950142-15-001196 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Booster Fuels, Inc. See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised $3,132,720 Associated Brokers / Dealers N/A CIK Number 0001643021 Filed Document 0001643021-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Transplant Genomics Inc. See All Filings	D/A	2015-05-28 00:00:00 UTC
Amount To Be Raised $3,200,008 Associated Brokers / Dealers N/A CIK Number 0001604710 Filed Document 0000914760-15-000204 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ARISTA CAPITAL LTD See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001643407 Filed Document 0001144204-15-033988 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
PERIMETER CENTER FOR OUTPATIENT SURGERY LP See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised $352,148 Associated Brokers / Dealers NA CIK Number 0001160740 Filed Document 0001160740-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Gladius Fund, LP See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637928 Filed Document 0001637928-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
MarkLogic Corp See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised $116,142,000 Associated Brokers / Dealers Allen & Company CIK Number 0001295660 Filed Document 0001243233-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SimuSolar, Inc. See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001643231 Filed Document 0001643231-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Compass Therapeutics LLC See All Filings	D/A	2015-05-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001610824 Filed Document 0001610824-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
Zebrafish Labs Inc. See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001578053 Filed Document 0001578053-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Magnolia Medical Technologies, Inc. See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised $6,938,380 Associated Brokers / Dealers N/A CIK Number 0001537512 Filed Document 0001537512-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Golden Leaf Holdings, Inc. See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001615813 Filed Document 0001615813-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
New Providence Onshore Balanced Portfolio, LP See All Filings	D/A	2015-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482008 Filed Document 0000899140-15-000459 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SEARCH INITIATIVES, INC. See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001366798 Filed Document 0001366798-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Remote Year Holdings, LLC See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001642207 Filed Document 0001642207-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SBT Holdings Inc. See All Filings	D/A	2015-05-28 00:00:00 UTC
Amount To Be Raised $20,544,341 Associated Brokers / Dealers N/A CIK Number 0001423688 Filed Document 0001140361-15-022262 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ArcLight Energy Partners Fund VI, L.P. See All Filings	D/A	2015-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BARCLAYS CAPITAL INC., CITIGROUP GLOBAL MARKETS INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CIK Number 0001626952 Filed Document 0001626952-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HydroPhi Technologies Group, Inc. See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001496741 Filed Document 0001515971-15-000209 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Mill Creek Strategic Return LP See All Filings	D/A	2015-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404203 Filed Document 0001404203-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Pronutria Biosciences, Inc. See All Filings	D/A	2015-05-28 00:00:00 UTC
Amount To Be Raised $39,317,967 Associated Brokers / Dealers N/A CIK Number 0001633070 Filed Document 0001633070-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
2467274 Ontario Inc. See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001643426 Filed Document 0001643426-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
SPFY Holdings SPV LP See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001643549 Filed Document 0001643549-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Black Balsam & Blue, LLC See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001642612 Filed Document 0001642612-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Halcyon European Credit Opportunities Fund LP See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643150 Filed Document 0001315863-15-000498 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW PROVIDENCE ASSOCIATES LP See All Filings	D/A	2015-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001142913 Filed Document 0000899140-15-000454 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Parliament High Yield Fund, LLC See All Filings	D	2015-05-28 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001642732 Filed Document 0001642732-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
BPP Offshore, Ltd. See All Filings	D/A	2015-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001603019 Filed Document 0001140361-15-022128 Exclusions or Exemptions 506b Accepted Date 2015-05-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund