|
|
D |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001518987
- Filed Document
- 0001638454-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587158
- Filed Document
- 0001587158-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman, Sachs & Co.
- CIK Number
- 0001354793
- Filed Document
- 0001140361-15-022238
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001643551
- Filed Document
- 0001643551-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001648500
- Filed Document
- 0001648500-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609316
- Filed Document
- 0001609316-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001643596
- Filed Document
- 0001643596-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001640640
- Filed Document
- 0001640640-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001110303
- Filed Document
- 0001110303-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001353537
- Filed Document
- 0001353537-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001643843
- Filed Document
- 0000950103-15-004333
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- $865,498
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001551272
- Filed Document
- 0000898432-15-000731
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001491013
- Filed Document
- 0001491013-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- $3,849,993
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001615055
- Filed Document
- 0001615055-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001643234
- Filed Document
- 0000919574-15-004698
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- $550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001642577
- Filed Document
- 0001642577-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Construction
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Financial West Group and Sunbelt Securities, Inc.
- CIK Number
- 0000844076
- Filed Document
- 0000844076-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman, Sachs & Co.
- CIK Number
- 0001367812
- Filed Document
- 0001140361-15-022249
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman, Sachs & Co.
- CIK Number
- 0001367807
- Filed Document
- 0001140361-15-022244
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- $575,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001643690
- Filed Document
- 0001354488-15-002792
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- B. Riley & Co., LLC
- CIK Number
- 0001541426
- Filed Document
- 0001144204-15-034400
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- $5,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001643472
- Filed Document
- 0001643472-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- $400,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638894
- Filed Document
- 0001638894-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman, Sachs & Co.
- CIK Number
- 0001509567
- Filed Document
- 0001140361-15-022251
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001643640
- Filed Document
- 0001643640-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- $1,194,655
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001643461
- Filed Document
- 0001643461-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- $55,215,840
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001492971
- Filed Document
- 0001492971-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001643453
- Filed Document
- 0001643453-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001643684
- Filed Document
- 0001643684-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609547
- Filed Document
- 0001013594-15-000346
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595734
- Filed Document
- 0001595734-15-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- $1,008,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001226619
- Filed Document
- 0001226619-15-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Other
|
|
|
D |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- $800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613706
- Filed Document
- 0001613706-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517324
- Filed Document
- 0001517324-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001642542
- Filed Document
- 0001642542-15-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- $7,681,666
- Associated Brokers / Dealers
- SharesPost Financial Corporation
- CIK Number
- 0001643668
- Filed Document
- 0001643668-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- $203,200
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001641844
- Filed Document
- 0001641844-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609310
- Filed Document
- 0001013594-15-000342
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- $35,752,820
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001643737
- Filed Document
- 0000950103-15-004384
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- NONE
- CIK Number
- 0001461854
- Filed Document
- 0001461854-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001585714
- Filed Document
- 0001585714-15-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman, Sachs & Co.
- CIK Number
- 0001291572
- Filed Document
- 0001140361-15-022250
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001643406
- Filed Document
- 0001643406-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638146
- Filed Document
- 0001638146-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Meyers Associate LP
- CIK Number
- 0001286181
- Filed Document
- 0001020229-15-000018
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic-Pacific Capital, Inc. and Harken Capital Securities, LLC
- CIK Number
- 0001596970
- Filed Document
- 0000908662-15-000234
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001576520
- Filed Document
- 0001576520-15-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UAW Fund LLC
- CIK Number
- 0001642484
- Filed Document
- 0001642484-15-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- $25,990,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001643514
- Filed Document
- 0001643514-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-05-29 00:00:00 UTC |
- Amount To Be Raised
- $160,000,000
- Associated Brokers / Dealers
- VSR Financial Services, Inc., Cetera Advisors LLC, Commonwealth Financial Network, The Strategic Finanical Alliance, Inc., Parkland Securities, LLC, Lincoln Investment Planning, Inc., Alliance Affiliated Equities Corporation, M Holdings Securities, Inc., Independent Financial Group, LLC, Kalos Capital, Inc., Sigma Financial Corporation, Cambridge Investment Research, Inc., Elish & Elish, Inc., and Triad Advisors, Inc.
- CIK Number
- 0001634708
- Filed Document
- 0001634708-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|