Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Clarke Industrial Engineering Inc. Series A-1 preferred stock See All Filings	D/A	2015-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mark Kacer, Kyle Daniels, William Dambrackas, and Michael Chavira CIK Number 0001643218 Filed Document 0001643218-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Yedid Advantage (QP) Fund, LP See All Filings	D/A	2015-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001412442 Filed Document 0000919574-15-005580 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AMFP II Bartz Co-Invest LP See All Filings	D	2015-07-30 00:00:00 UTC
Amount To Be Raised $11,900,075 Associated Brokers / Dealers N/A CIK Number 0001649474 Filed Document 0001649474-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ISAM SYSTEMATIC TREND See All Filings	D/A	2015-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590873 Filed Document 0001590873-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
STCE 2015 AL Historic Credit Fund, LLC See All Filings	D	2015-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649651 Filed Document 0001649651-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Rich Properties LLC See All Filings	D/A	2015-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649542 Filed Document 0001649542-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D/A Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CASTLERIGG INTERNATIONAL LTD See All Filings	D/A	2015-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anton Katz CIK Number 0001068409 Filed Document 0001013594-15-000433 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Yedid Advantage Fund, LP See All Filings	D/A	2015-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001412384 Filed Document 0000919574-15-005578 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
FRESHFORD FUND, LTD. See All Filings	D/A	2015-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470416 Filed Document 0000919574-15-005585 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
17205 LLC See All Filings	D	2015-07-30 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001636998 Filed Document 0001636998-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Walter Scott Global Fund LLC See All Filings	D/A	2015-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462391 Filed Document 0001462391-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Managed Volatility Fund I, L.P. See All Filings	D/A	2015-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555086 Filed Document 0001555086-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Walter Scott & Partners Ltd Group Trust - US Fund See All Filings	D/A	2015-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498926 Filed Document 0001498926-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Topwater Partners LLC See All Filings	D/A	2015-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001583946 Filed Document 0001264128-15-000040 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walter Scott & Partners Ltd Group Trust - International Fund See All Filings	D/A	2015-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462403 Filed Document 0001462403-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chart Financing Sub Inc. See All Filings	D	2015-07-30 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001649309 Filed Document 0001649309-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
ACCEL-KKR CAPITAL PARTNERS V STRATEGIC FUND, LP See All Filings	D	2015-07-30 00:00:00 UTC
Amount To Be Raised $170,000,000 Associated Brokers / Dealers N/A CIK Number 0001648083 Filed Document 0001648081-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WELLIST PBC, INC. See All Filings	D/A	2015-07-30 00:00:00 UTC
Amount To Be Raised $2,235,020 Associated Brokers / Dealers N/A CIK Number 0001640843 Filed Document 0001209191-15-084261 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GalNet Alpha Fund LLC See All Filings	D/A	2015-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517683 Filed Document 0001517683-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Sherman Countryside, LLC See All Filings	D	2015-07-30 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001649550 Filed Document 0001614671-15-000008 Exclusions or Exemptions 506c Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ICDLogic LLC See All Filings	D	2015-07-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001649574 Filed Document 0001649574-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
FREIF II Warehouse Co-Investment, L.P. See All Filings	D	2015-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649321 Filed Document 0001649321-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foundry Venture Capital 2016, L.P. See All Filings	D/A	2015-07-30 00:00:00 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001646482 Filed Document 0001646482-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Starboard Diagonal DST See All Filings	D	2015-07-30 00:00:00 UTC
Amount To Be Raised $5,350,000 Associated Brokers / Dealers Corbin S. Thomas and Robert L. Boggess CIK Number 0001649712 Filed Document 0001649712-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
TAS Financing Sub Inc. See All Filings	D	2015-07-30 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001647096 Filed Document 0001647096-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Templeton Global Summits Fund, L.P. See All Filings	D/A	2015-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Franklin Templeton Financial Services Corp. and Morgan Stanley Smith Barney, LLC CIK Number 0001503655 Filed Document 0001503655-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WELLIST PBC, INC. See All Filings	D	2015-07-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001640843 Filed Document 0001209191-15-064310 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
No MSG, LLC See All Filings	D	2015-07-30 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001647694 Filed Document 0001647694-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Brightbox, Inc. See All Filings	D	2015-07-30 00:00:00 UTC
Amount To Be Raised $1,613,356 Associated Brokers / Dealers None CIK Number 0001549421 Filed Document 0001549421-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RED HEN PARTNERS, L.P. See All Filings	D	2015-07-30 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001651801 Filed Document 0001651802-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Walter Scott & Partners Ltd Group Trust - Global Emerging Markets Fund See All Filings	D/A	2015-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462401 Filed Document 0001462401-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TERRAN ORBITAL Corp See All Filings	D	2015-07-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001649015 Filed Document 0001649015-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
RaNA Therapeutics, LLC See All Filings	D	2015-07-30 00:00:00 UTC
Amount To Be Raised $64,364,708 Associated Brokers / Dealers N/A CIK Number 0001649138 Filed Document 0001649138-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FastCAP Systems Corp See All Filings	D	2015-07-30 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001488336 Filed Document 0001488336-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Mobilewalla, Inc. See All Filings	D/A	2015-07-30 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001471004 Filed Document 0001471004-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Toma Biosciences, Inc. See All Filings	D	2015-07-30 00:00:00 UTC
Amount To Be Raised $8,594,650 Associated Brokers / Dealers N/A CIK Number 0001596434 Filed Document 0001596434-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NLIGHT PHOTONICS CORP See All Filings	D	2015-07-30 00:00:00 UTC
Amount To Be Raised $1,333,333 Associated Brokers / Dealers N/A CIK Number 0001124796 Filed Document 0001124796-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Louisville Vegan Jerky Co See All Filings	D	2015-07-30 00:00:00 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001649755 Filed Document 0001615774-15-002024 Exclusions or Exemptions 506c Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Rawxies LLC See All Filings	D	2015-07-30 00:00:00 UTC
Amount To Be Raised $1,012,426 Associated Brokers / Dealers N/A CIK Number 0001649726 Filed Document 0001014108-15-000194 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ISAM SYSTEMATIC TREND LLC See All Filings	D/A	2015-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stephens Inc. CIK Number 0001591138 Filed Document 0001591138-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Kolven Capital, LP See All Filings	D/A	2015-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC CIK Number 0001554931 Filed Document 0001554931-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRESHFORD PARTNERS LP See All Filings	D/A	2015-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448009 Filed Document 0000919574-15-005584 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Iowa Adaptive Technologies, Inc. See All Filings	D	2015-07-30 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001649595 Filed Document 0001649595-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Rock Creek Glen Echo Fund, Ltd. See All Filings	D/A	2015-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581859 Filed Document 0000902664-15-003216 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Right Fit - Sport, Fitness & Wellness, LLC See All Filings	D	2015-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648561 Filed Document 0001648561-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CASTLERIGG PARTNERS, L.P. See All Filings	D/A	2015-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anton Katz CIK Number 0001068278 Filed Document 0001013594-15-000434 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Blackrock Energy, LLC See All Filings	D	2015-07-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001611175 Filed Document 0001611175-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Acre Beyond The Rye See All Filings	D	2015-07-30 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers No sales compensation being paid CIK Number 0001649632 Filed Document 0001649632-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AIRWIRE TECHNOLOGIES See All Filings	D	2015-07-30 00:00:00 UTC
Amount To Be Raised $12,950,000 Associated Brokers / Dealers First Florida Securities, Inc. CIK Number 0001423186 Filed Document 0001423186-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
WFP Income Fund IDF, LLC See All Filings	D/A	2015-07-30 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001615357 Filed Document 0001615357-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity