Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lyxor/Twin Offshore Fund Ltd See All Filings	D/A	2015-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001590477 Filed Document 0001140361-15-022513 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Salted Earth, LLC See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001647452 Filed Document 0001062993-15-003759 Exclusions or Exemptions 506c Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
FUSAR TECHNOLOGIES INC. See All Filings	D/A	2015-06-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Ryan Feit, Ameet Padte, and Aaron Kellner CIK Number 0001642325 Filed Document 0001642325-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
o9 Solutions, Inc. See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001562915 Filed Document 0001562915-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PRN Blocker, Inc. See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $2,926,882 Associated Brokers / Dealers N/A CIK Number 0001643801 Filed Document 0001643801-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Other
MediaCrossing Inc. See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001566661 Filed Document 0001566661-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
L3C Gatewater Investors LLC See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $9,301,502 Associated Brokers / Dealers N/A CIK Number 0001643827 Filed Document 0001014100-15-000015 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lunada Capital LP See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643831 Filed Document 0001643831-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scion Helicopters, LLC See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001644413 Filed Document 0001644413-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
SFM Global Strategies QP, L.P. See All Filings	D/A	2015-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581015 Filed Document 0001297933-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mobile Money Americas Corp. See All Filings	D/A	2015-06-01 00:00:00 UTC
Amount To Be Raised $48,000,000 Associated Brokers / Dealers N/A CIK Number 0001632777 Filed Document 0001632777-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
Lyxor/York Select Fund Ltd. See All Filings	D/A	2015-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001469982 Filed Document 0001140361-15-022506 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
United Opportunity Fund, LLC See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001643038 Filed Document 0001477932-15-003637 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
NantBioscience, Inc. See All Filings	D/A	2015-06-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001608318 Filed Document 0001608318-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eljos Capital Management, LLC See All Filings	D/A	2015-06-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001642831 Filed Document 0001642831-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Wiso Co-Invest LLC See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $28,042,664 Associated Brokers / Dealers N/A CIK Number 0001643321 Filed Document 0001192482-15-000223 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEMOF II Offshore Investors, L.P. See All Filings	D/A	2015-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. and Alistithmar Capital CIK Number 0001630794 Filed Document 0001630794-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VNUE, Inc. See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Kevin Drost CIK Number 0001643121 Filed Document 0001643121-15-000004 Exclusions or Exemptions 505 and 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SFP Japan Special Opportunities Fund L.P. See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643500 Filed Document 0000902664-15-002702 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Endurance Gold Corp See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $533,494 Associated Brokers / Dealers N/A CIK Number 0001368939 Filed Document 0001176256-15-000215 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Six Train Productions Ltd Liability Co See All Filings	D/A	2015-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591378 Filed Document 0001591378-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Chicagoland Medical Portfolio II DST See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $19,716,700 Associated Brokers / Dealers Nathaniel M. Kuhn, William S. Sheehan, Joseph G. Michaletz, Robert S. Smith, Robert J. Luna, Shawn Williamson, Cathie M. Callahan Ditri, Tony R. Price, Jae E. Waters, Eric A. Bicknese, Joseph A. Nugent, John E. Bishop, Darryl J. Wolff, Sr., Christina S. Nielson, Dwight K. Kay, Gary E. Conley, Jared S. Horner, Breck M. Fullmer, Jeremy A. Kisner, and Robert R. Tweed CIK Number 0001642137 Filed Document 0001642137-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Bleacher Creatures LLC See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $2,501,216 Associated Brokers / Dealers Grant Williams L.P. CIK Number 0001592038 Filed Document 0001592038-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SFM Capital Markets, L.P. See All Filings	D/A	2015-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451211 Filed Document 0001297933-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mesirow Financial Real Estate Value Fund II, L.P. See All Filings	D/A	2015-06-01 00:00:00 UTC
Amount To Be Raised $542,454,750 Associated Brokers / Dealers N/A CIK Number 0001585713 Filed Document 0001585713-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHOENIX FINANCIAL HOLDINGS INC See All Filings	D/A	2015-06-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001449112 Filed Document 0001449112-15-000005 Exclusions or Exemptions 506c Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
HJKS Partners, LLC See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001643751 Filed Document 0001643751-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
Thermodata Corp See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001643770 Filed Document 0001643770-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Rock My World Inc See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001598406 Filed Document 0001598406-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CONTRAVISORY FUND LP See All Filings	D/A	2015-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001084729 Filed Document 0001084729-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOJIX INC See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $3,332,985 Associated Brokers / Dealers N/A CIK Number 0001339314 Filed Document 0001339314-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sumo Logic, Inc. See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $80,555,775 Associated Brokers / Dealers N/A CIK Number 0001643269 Filed Document 0001643269-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hawkshead Partners LP See All Filings	D/A	2015-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560970 Filed Document 0001560970-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
REVOLUTION GROWTH III, LP See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers GCA SAVVIAN ADVISORS, LLC CIK Number 0001642853 Filed Document 0001642853-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
ZENTECH MANUFACTURING, INC. See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001548493 Filed Document 0001548493-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Brixco, Inc. See All Filings	D/A	2015-06-01 00:00:00 UTC
Amount To Be Raised $8,056,000 Associated Brokers / Dealers New Rye Securities, LLC CIK Number 0001604297 Filed Document 0001604297-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEBRASKA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ROI-Exchange Corp See All Filings	D/A	2015-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624023 Filed Document 0001624023-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Altor Bioscience Corp See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $10,715,447 Associated Brokers / Dealers N/A CIK Number 0001320603 Filed Document 0001320603-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AQR GRP EL 20 MASTER ACCCOUNT LTD. See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635488 Filed Document 0001635488-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SFP Japan Special Opportunities Fund Ltd. See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643499 Filed Document 0000902664-15-002701 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCCofNY, Inc. See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001635995 Filed Document 0001635995-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
2020, Inc. See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $3,599,989 Associated Brokers / Dealers N/A CIK Number 0001608616 Filed Document 0001608616-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NEW PROVIDENCE FUND LTD See All Filings	D/A	2015-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001286974 Filed Document 0000899140-15-000464 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HarborWalk Global Healthcare Opportunities Fund, LP See All Filings	D/A	2015-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MBSC Securities Corporation CIK Number 0001568992 Filed Document 0001568992-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WiBotic Inc. See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001644020 Filed Document 0001644020-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Lyxor/Marshall Wace TOPS European Fund Ltd See All Filings	D/A	2015-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001598202 Filed Document 0001140361-15-022516 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Nextvesting Capital Partners I, LP See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001643786 Filed Document 0001643786-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
MAJOR LEAGUE FOOTBALL INC See All Filings	D/A	2015-06-01 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001308569 Filed Document 0001553350-15-000569 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business DELAWARE Revenue or Assets $$1 - $1,000,000 Type of Security Debt
PLASMATECH BIOPHARMACEUTICALS INC See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $22,664,509 Associated Brokers / Dealers N/A CIK Number 0000318306 Filed Document 0001140361-15-022662 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Greensmith Energy Management Systems, Inc. See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $9,877,795 Associated Brokers / Dealers N/A CIK Number 0001607513 Filed Document 0001607513-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity