Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CASREV FUND II - USD L.P. See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers CINVEST LTD. CIK Number 0001649562 Filed Document 0001649562-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sakara Life, Inc. See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649969 Filed Document 0001649969-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
White Oak Summit Peer Fund, L.P. See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001648928 Filed Document 0000897069-15-000427 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Automotive Capital Management Fund, LLC See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001649849 Filed Document 0001649849-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
Carmell Therapeutics Corp See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001517941 Filed Document 0001517941-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Avvo Inc See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $56,793,800 Associated Brokers / Dealers N/A CIK Number 0001399172 Filed Document 0001399172-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BLUE CALYPSO, INC. See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001399587 Filed Document 0001513162-15-000457 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Non-US All Cap Equity Fund, USD Hedged, LLC See All Filings	D/A	2015-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001642619 Filed Document 0001642619-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $3,657 Associated Brokers / Dealers Jason Burlie, Steve Cwienkala, and Douglas Woolley CIK Number 0001135856 Filed Document 0001135856-15-000228 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Thayer Street SK-OP, LLC See All Filings	D/A	2015-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613881 Filed Document 0001012975-15-000573 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GeoMedia Digital Merger Corp See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers International Assets Advisory LLC CIK Number 0001625649 Filed Document 0001013762-15-000807 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Foxhill Opportunity Fund, L.P. See All Filings	D/A	2015-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tangent Capital Partners CIK Number 0001413096 Filed Document 0001315863-15-000636 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Principia Biopharma Inc. See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $15,292,200 Associated Brokers / Dealers N/A CIK Number 0001510487 Filed Document 0001510487-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Jive NPL Opportunity Fund (B), LP See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612376 Filed Document 0001507943-15-000105 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tesloop, Inc. See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers FlashFunders Securities, LLC CIK Number 0001649030 Filed Document 0001649030-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Waterfall Victoria Fund, Ltd. See All Filings	D/A	2015-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001484687 Filed Document 0001484687-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Resource Management Service, LLC See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $9,480,473 Associated Brokers / Dealers N/A CIK Number 0001649975 Filed Document 0001649975-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Medical Care Boone County, LLC See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $5,748,335 Associated Brokers / Dealers N/A CIK Number 0001649894 Filed Document 0001461373-15-000032 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AvidXchange, Inc. See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $145,000,000 Associated Brokers / Dealers FTP Securities LLC CIK Number 0001117565 Filed Document 0001117565-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
WizRocket Inc. See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $8,003,203 Associated Brokers / Dealers N/A CIK Number 0001613570 Filed Document 0001613570-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Drive Spotter, Inc. See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $750,499 Associated Brokers / Dealers N/A CIK Number 0001648747 Filed Document 0001648747-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Piper Jaffray Municipal Opportunities Fund II, L.P. See All Filings	D/A	2015-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554721 Filed Document 0001554721-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iron Road Multi-Strategy Fund Ltd. See All Filings	D/A	2015-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615241 Filed Document 0001615241-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-08-04 00:00:00 UTC
Amount To Be Raised $8,847,829 Associated Brokers / Dealers Donald Harrington and Scott Seibel CIK Number 0001135856 Filed Document 0001135856-15-000230 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
807 QUAIL WOOD, LP See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $1,670,000 Associated Brokers / Dealers N/A CIK Number 0001649931 Filed Document 0001649931-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AG Rio Grande FMC, L.P. See All Filings	D/A	2015-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583577 Filed Document 0001583577-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thayer Street SK-C, LLC See All Filings	D/A	2015-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613893 Filed Document 0001012975-15-000574 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers Sean Devlin and David Stecher CIK Number 0001135856 Filed Document 0001135856-15-000227 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NextGlass Technologies Corp. See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001634408 Filed Document 0001634408-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
MENDON CAPITAL LLC See All Filings	D/A	2015-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001031376 Filed Document 0001615241-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Windhorse Horizons, LP See All Filings	D/A	2015-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539116 Filed Document 0001539116-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
40 NORTH ADVISERS LP See All Filings	D/A	2015-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543043 Filed Document 0001315863-15-000637 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Firefly Field Ltd Liability Co See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001649713 Filed Document 0001649713-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Acadian U.S. Managed Volatility Equity Fund, LLC See All Filings	D/A	2015-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001516584 Filed Document 0001516584-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lake Region Hotel Group, LLC See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $1,815,000 Associated Brokers / Dealers Lake Region Hotel Group, LLC CIK Number 0001649914 Filed Document 0001649914-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business NORTH DAKOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
WATERFALL EDEN FUND LP See All Filings	D/A	2015-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001340264 Filed Document 0001340264-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
6555 RSD LP See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $916,642 Associated Brokers / Dealers N/A CIK Number 0001649462 Filed Document 0000895345-15-000215 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nokomis Commodities LP See All Filings	D/A	2015-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614101 Filed Document 0001614101-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nyack Hotel Fund LLC See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001649297 Filed Document 0001649297-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ubiterra Corp See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001551610 Filed Document 0001551610-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MV Startup Fund XXVI LLC See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001644306 Filed Document 0001644306-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Quemulus, Inc. See All Filings	D/A	2015-08-04 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001551158 Filed Document 0001168404-15-000020 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
CENTERCODE, INC. See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $3,500,010 Associated Brokers / Dealers N/A CIK Number 0001649490 Filed Document 0001649490-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waterfall Eden Fund Ltd See All Filings	D/A	2015-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001379313 Filed Document 0001379313-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Enjoy Technology, Inc. See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $49,999,999 Associated Brokers / Dealers N/A CIK Number 0001623606 Filed Document 0001623606-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Texas Central Partners, LLC See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001649875 Filed Document 0001649875-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Altair Special Opportunities Fund IV, LLC See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001647176 Filed Document 0001144204-15-046291 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abovo42 Corp See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $500,510 Associated Brokers / Dealers N/A CIK Number 0001649890 Filed Document 0001649890-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Aequor Inc See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $66,000 Associated Brokers / Dealers N/A CIK Number 0001489424 Filed Document 0001489424-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Electromotion LLC See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001648351 Filed Document 0001648351-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity