Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
VV Capital International, Ltd. See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640839 Filed Document 0001640839-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advisory Research All Cap Value Fund LP See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001327843 Filed Document 0001327843-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueSpruce Fund LP See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581020 Filed Document 0001581020-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
4012 Raintree Road Equities LLC See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $2,464,500 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001662380 Filed Document 0001662380-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Hollender Sustainable Brands, LLC See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers CircleUp Network, Inc CIK Number 0001578884 Filed Document 0001578884-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
Mundane International Ltd See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001419752 Filed Document 0001419755-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PNFP Properties, Inc See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001309013 Filed Document 0001309013-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
HUIZENGA MANAGERS FUND LLC See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001262227 Filed Document 0001262227-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viking Partners Long Fund LP See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478760 Filed Document 0000902664-16-004711 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised $3,010,917 Associated Brokers / Dealers Patrick Sullivan, Andrew McGinnis, Dave Buckalew, and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-16-000383 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Plaza 85 SPE, LLC See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $3,372,000 Associated Brokers / Dealers N/A CIK Number 0001663186 Filed Document 0001663186-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised $2,371,772 Associated Brokers / Dealers Robert H. Leeper CIK Number 0001135856 Filed Document 0001135856-16-000376 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AGENUS INC See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001098972 Filed Document 0001209191-16-090514 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
M. Kingdon Offshore Ltd. See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000917089 Filed Document 0000919574-16-009033 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SensOmics, Inc. See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001663194 Filed Document 0001663194-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Mental Health Data Services, Inc. See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001582022 Filed Document 0001582022-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Mundane International Ltd See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001419752 Filed Document 0001419752-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised $17,745,798 Associated Brokers / Dealers Kirk Penland and Mark Morgan CIK Number 0001135856 Filed Document 0001135856-16-000388 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Madera Technology Fund (CI), Ltd. See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630206 Filed Document 0000919574-16-009045 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Oceanic Opportunities Master Fund, L.P. See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565578 Filed Document 0000902664-16-004709 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised $8,328,588 Associated Brokers / Dealers David Fisher, Thomas Chisholm, Kevin Ballou, Rhonda Miller, and Chris Parker CIK Number 0001135856 Filed Document 0001135856-16-000390 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PAMLI Global Credit Strategies SIF LP See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520312 Filed Document 0000919574-16-009038 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Peer Street Opportunity Investors, LP See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001663205 Filed Document 0001663205-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genesis Drilling Program IX LP See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers George M. Jones CIK Number 0001633523 Filed Document 0001633523-16-000048 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Rockwood North Carolina Note Issuer 2015 LLC See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $4,474,975 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001662699 Filed Document 0001140361-16-047467 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
INTECH U.S. Broad Enhanced Plus Fund LLC See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001386302 Filed Document 0001386302-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTECH U.S. Broad Large Cap Growth Fund LLC See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001333427 Filed Document 0001333427-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADVISORY RESEARCH SMALL/MIDCAP VALUE EQUITY FUND L P See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001172960 Filed Document 0001172960-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EACHWIN INVESTMENTS LP See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584266 Filed Document 0001584266-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Skywood Capital Investment I LP See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001663545 Filed Document 0001213900-16-010175 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Stocosil Inc. See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001645554 Filed Document 0001010549-16-000430 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
ADVISORY RESEARCH SMALL CAP VALUE FUND LP See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001166073 Filed Document 0001166073-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 182, LLC See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001663214 Filed Document 0001638959-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
BRAINCHILD FUND LLLP See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001663202 Filed Document 0001663202-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
APEG Energy, LP See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001663230 Filed Document 0001663230-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Venulum Capital, LLC See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001292296 Filed Document 0001292296-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Debt
BDT Capital Partners Fund II, L.P. See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612490 Filed Document 0001140361-16-047292 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VV Capital Partners, LP See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598246 Filed Document 0001598246-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Light in the Tunnel LLC See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529590 Filed Document 0001502158-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BENSBORO SEASONAL FUTURES FUND, L.P. See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630057 Filed Document 0001630057-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
NANO PHARMACEUTICAL LABORATORIES LLC See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $4,255,000 Associated Brokers / Dealers FUNDME SECURITIES LLC CIK Number 0001552264 Filed Document 0001552264-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Priority Asset Clean Energy Note Issuer 2015 LLC See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $4,487,934 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001662701 Filed Document 0001140361-16-047470 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
Viking Partners Fund LP See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478759 Filed Document 0000902664-16-004710 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOTS DEVICES, INC. See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised $10,012,000 Associated Brokers / Dealers N/A CIK Number 0001652512 Filed Document 0001140361-16-047456 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised $350,412 Associated Brokers / Dealers Kirk Penland, Matt Sheehan, and Andrew Chase CIK Number 0001135856 Filed Document 0001135856-16-000382 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NoFutzNetworks Inc. See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001663136 Filed Document 0001663136-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
JANUS CORE PLUS FIXED INCOME FUND LLC See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001652557 Filed Document 0001652557-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Energy Income Fund IV L.P. See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Kenneth Ingersoll CIK Number 0001619764 Filed Document 0001619764-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Wayfarer Capital, Ltd. See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512793 Filed Document 0000945621-16-000346 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oceanic Opportunities Fund Ltd See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565628 Filed Document 0000902664-16-004708 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund