Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PROCESSUNITY, INC. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001284066 Filed Document 0001284066-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Boost Global Trend Fund, LP See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574288 Filed Document 0001574288-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
American Aerospace Technologies, Inc. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Albert Pizzica CIK Number 0001644371 Filed Document 0001644371-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Vigeo Therapeutics, Inc. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001644338 Filed Document 0001644338-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Gin Game Ltd Liability Co See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001644789 Filed Document 0001644789-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Novak Financial Inc See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001644438 Filed Document 0001644438-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised $48,550,914 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-15-000190 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Zero Gravity Solutions, Inc. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers GREAT POINT CAPITAL, LLC and LIVINGSTON SECURITIES, LLC CIK Number 0001574186 Filed Document 0001574186-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Kanyos Bio, Inc. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $10,399,876 Associated Brokers / Dealers N/A CIK Number 0001644743 Filed Document 0001644743-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
InCrowd Strategic Healthcare Fund of Funds, LP See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644322 Filed Document 0001644322-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Visante, Inc. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $71,250 Associated Brokers / Dealers N/A CIK Number 0001588042 Filed Document 0001588042-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO RAE Fundamental Global Fund LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001644762 Filed Document 0001644762-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SK 267 West 87th Investors, LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $4,075,000 Associated Brokers / Dealers N/A CIK Number 0001644988 Filed Document 0001644988-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Universa Black Swan Protection Protocol XIV L.P. See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595295 Filed Document 0000935836-15-000325 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine River Fixed Income Fund L.P. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445602 Filed Document 0001445602-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WILLIAM BLAIR GLOBAL OPPORTUNITY FUND, LLC See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001472164 Filed Document 0001382963-15-000033 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fisher Investments Institutional Group Small Cap Value Fund See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001609845 Filed Document 0001609845-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
PINNACLE OPPORTUNITY FUND, L.P. See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001108885 Filed Document 0000919574-15-004890 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Silverado Southlake, LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $2,979,600 Associated Brokers / Dealers N/A CIK Number 0001645072 Filed Document 0001181431-15-008307 Exclusions or Exemptions 505 and 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
New York Wheel Investor LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $83,473,667 Associated Brokers / Dealers Houlihan Lokey Capital, Inc. and Privos Capital, LLC CIK Number 0001644389 Filed Document 0000950142-15-001420 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Promise Insurance Services, Inc. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $12,000 Associated Brokers / Dealers None CIK Number 0001644955 Filed Document 0001644955-15-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
TELEKINESIS FILM FUND, LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644982 Filed Document 0001644982-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
BlueCrest Equity Strategies Fund Ltd See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610720 Filed Document 0001315863-15-000517 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Triton Algae Innovations, Ltd. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001644702 Filed Document 0001644702-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Broad Pine Cambie Real Estate Credit Opportunities Fund I LP See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001644644 Filed Document 0001644644-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Ten Rod Group LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001644805 Filed Document 0001644805-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business RHODE ISLAND Revenue or Assets $No Revenues Type of Security Equity
Ivory Offshore Optimal Fund, Ltd. See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406184 Filed Document 0000902664-15-002863 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Granite DeZURIK LLC See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised $23,000,000 Associated Brokers / Dealers N/A CIK Number 0001644346 Filed Document 0001644346-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Courtagen Life Sciences, Inc. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498636 Filed Document 0001498636-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BF Hollywood LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001644875 Filed Document 0001644875-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AppCast, Inc. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001610281 Filed Document 0001610281-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
5 Jamboree Partners, LP See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001645497 Filed Document 0001019687-15-002439 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Heat Treating Inc See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001645030 Filed Document 0001645030-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
ICONIQ Strategic Partners II Co-Invest, L.P., KC-B Series See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644908 Filed Document 0001644908-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Credit Suisse Securitized Products Intermediate Fund Ltd. See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549887 Filed Document 0001549887-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
One World Lab, Inc. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001626244 Filed Document 0001626244-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
LovePop, Inc. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001644573 Filed Document 0001644573-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
SCHF CAYMAN NRE, L.P. See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523596 Filed Document 0001523596-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MakeTime Inc. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $3,870,767 Associated Brokers / Dealers N/A CIK Number 0001643704 Filed Document 0001643704-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
3770 LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $1,225,000 Associated Brokers / Dealers N/A CIK Number 0001647754 Filed Document 0001647754-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PARJMH Investment Partners I, LP See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $5,928,572 Associated Brokers / Dealers N/A CIK Number 0001644688 Filed Document 0001192482-15-000245 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S-K Anson, LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $8,250,000 Associated Brokers / Dealers N/A CIK Number 0001645614 Filed Document 0001645614-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Lufkin-Gear, LP See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001645138 Filed Document 0001645138-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PIMCO RAE Fundamental US Fund LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001644801 Filed Document 0001644801-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QPAGOS CORP See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers None CIK Number 0001644862 Filed Document 0001213900-15-004438 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Heritage Square - Phoenix LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $5,450,000 Associated Brokers / Dealers N/A CIK Number 0001644977 Filed Document 0001644977-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
New Canaan Funding Mezzanine VI, LP See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Cross Point Capital LLC CIK Number 0001644404 Filed Document 0001644404-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PINNACLE EQUITY FUND, L.P. See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578071 Filed Document 0000919574-15-004894 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Joy Capital I, L.P. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001643343 Filed Document 0001643343-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PARADICE GLOBAL FUND, LP See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644853 Filed Document 0001644853-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund