Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LKCM Global Equity, L.P. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629542 Filed Document 0001629542-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YMEDICA, INC. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001643460 Filed Document 0001643460-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Harlan Special Opportunities Fund II LP See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598159 Filed Document 0000945621-16-000372 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TalentSky, Inc. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001597581 Filed Document 0001597581-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HOPKINS U S FUND LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001396153 Filed Document 0001396153-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IDAHO Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Debt
Harvest Intrexon Enterprise Fund I, LP See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised $245,156,250 Associated Brokers / Dealers N/A CIK Number 0001653049 Filed Document 0001653049-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Park Ave Self Storage Investments, LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $665,000 Associated Brokers / Dealers N/A CIK Number 0001663744 Filed Document 0001663744-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Stratocom Solutions Corp. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $20,191 Associated Brokers / Dealers N/A CIK Number 0001664206 Filed Document 0001664206-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RANT, INC. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001592559 Filed Document 0001415889-16-004400 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Infinite Conferencing Partners, LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001662534 Filed Document 0001662534-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
KLH Capital Fund III, L.P. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $45,750,000 Associated Brokers / Dealers N/A CIK Number 0001663141 Filed Document 0001192482-16-000471 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
L Catterton Growth Partners III, L.P. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001656181 Filed Document 0001656181-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AGP Alliance Laundry, LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001663359 Filed Document 0001663359-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Secured Income Fund-II, LLC See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504410 Filed Document 0001504410-16-000005 Exclusions or Exemptions 506c Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised $53,412,459 Associated Brokers / Dealers Mendel Melzer, Michael Leonard, and Kenneth Catanella CIK Number 0001135856 Filed Document 0001135856-16-000399 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LKCM Investment Partnership II, L.P. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496191 Filed Document 0001496191-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Braeside Capital II, L.P. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services, Inc. and UBS Financial Services, Inc. CIK Number 0001501561 Filed Document 0001315863-16-001021 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Multi-Manager Cayman Portfolio, Ltd. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595913 Filed Document 0001663269-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GIP CARS Holdings, LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $20,500,000 Associated Brokers / Dealers NA CIK Number 0001663364 Filed Document 0001663364-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CWI Landholdings, LLC See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers CWI Landholdings, LLC CIK Number 0001556662 Filed Document 0001556662-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RD LEGAL FUNDING PARTNERS, LP See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536540 Filed Document 0000919574-16-009140 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Clarivoy, Inc. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised $1,370,000 Associated Brokers / Dealers N/A CIK Number 0001618074 Filed Document 0001618074-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CIP 2014 REIT LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001663412 Filed Document 0001663412-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Harbert Venture Partners IV, L.P. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HMC Investments, Inc. CIK Number 0001663384 Filed Document 0001663384-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 10, LP See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572800 Filed Document 0001593973-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Desta PLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers None CIK Number 0001663464 Filed Document 0001663464-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ETHIOPIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sutherland Perennials Investments, LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $36,085,000 Associated Brokers / Dealers N/A CIK Number 0001663292 Filed Document 0001663292-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Strategic Solutions Equity Market Neutral Company, SPC See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001595938 Filed Document 0001595938-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hawaii Island Air, Inc. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised $10,036,000 Associated Brokers / Dealers N/A CIK Number 0001663387 Filed Document 0001663387-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Airlines and Airports Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Columbus Realty Investments, Ltd. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $58,127,500 Associated Brokers / Dealers N/A CIK Number 0001609160 Filed Document 0000949265-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ECHO 360 INC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001419859 Filed Document 0001419859-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Great Basin Scientific, Inc. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $24,880,765 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001512138 Filed Document 0001140361-16-047658 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Mojo Fund, LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663419 Filed Document 0001663419-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
FoodEx Corp See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001663403 Filed Document 0001663403-16-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Aben Resources Ltd. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $45,517 Associated Brokers / Dealers N/A CIK Number 0000873612 Filed Document 0001183740-16-000278 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Lifesize, Inc. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001663452 Filed Document 0001663452-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Allison Apartments V, LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001664094 Filed Document 0001079973-16-000750 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
LSREF4 Skyline REIT (AL), LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001663357 Filed Document 0001663357-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Holmwood Capital, LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001662156 Filed Document 0001662156-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SETnet America Inc. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $258,500 Associated Brokers / Dealers Growth Capital Services CIK Number 0001663209 Filed Document 0001663209-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AG Core Plus IV Corp. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001628624 Filed Document 0001628624-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AG Capital Recovery Partners Europe VIII, L.P. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001630475 Filed Document 0001630475-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Funds Cityplace REIT Corp. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001628626 Filed Document 0001628626-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Investeco Sustainable Food Fund II, L.P. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Growth Capital Services, Inc. CIK Number 0001661817 Filed Document 0001661817-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Other
Saber Investment Fund, LP See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595079 Filed Document 0001595079-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ionic Event Driven Fund Ltd. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540832 Filed Document 0001540832-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HARBOR POINT FUND LP See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640405 Filed Document 0001640405-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Covey Capital Partners Ltd See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001419692 Filed Document 0001419692-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
HALCYON FUND LP See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001214804 Filed Document 0001315863-16-001022 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portfolio Advisors Credit Strategies Fund (Offshore), L.P. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572953 Filed Document 0000902664-16-004757 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity