Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
UCC-RUDY'S INVESTMENT, LLC See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $14,490,000 Associated Brokers / Dealers N/A CIK Number 0001662952 Filed Document 0001405086-16-000328 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TIC TALKING HOLDINGS INC. See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $1,407,724 Associated Brokers / Dealers N/A CIK Number 0001656586 Filed Document 0001656586-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Barnegat Investments Ltd See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548250 Filed Document 0001548250-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Mission Viejo Physician Partners I, LLC See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $4,880,000 Associated Brokers / Dealers N/A CIK Number 0001659821 Filed Document 0001659821-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Senrigan Master Fund See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477751 Filed Document 0001477748-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QUANTSOFT EQUITY FUND LP See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Chauwei Yak, Paul Eckel, and Brian M. Nash CIK Number 0001439089 Filed Document 0001439089-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
XLerant Inc See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised $1,525,000 Associated Brokers / Dealers N/A CIK Number 0001422929 Filed Document 0001209191-16-091334 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other
Frontier Emerging Markets Fund See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566794 Filed Document 0001596318-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hudson Way Capital Partners, LP See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630179 Filed Document 0001630179-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Great Basin Scientific, Inc. See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised $26,980,765 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001512138 Filed Document 0001140361-16-047791 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
TAXA INC See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001600862 Filed Document 0001600862-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Larson Capital Fund III, LLC See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655233 Filed Document 0001655233-16-000007 Exclusions or Exemptions 506c Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
VPC SPECIALTY FINANCE FUND I, L.P. See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers TRUMP SECURITIES, LLC and PARK HILL GROUP LLC CIK Number 0001596507 Filed Document 0001596507-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
RUDY'S HOLDINGS, LLC See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $20,700,000 Associated Brokers / Dealers N/A CIK Number 0001662953 Filed Document 0001405086-16-000329 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LAUNDRY 2.0, LLC See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001644552 Filed Document 0001644552-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Campaign, Inc. See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001578189 Filed Document 0001578189-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Wainwright Dreadnought Fund L.P. See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001597010 Filed Document 0001140361-16-047683 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chilton Core Equities, L.P. See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480965 Filed Document 0000950103-16-010225 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hum Nutrition Inc. See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $2,496,061 Associated Brokers / Dealers N/A CIK Number 0001664052 Filed Document 0001664052-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SBT Bancshares, Inc. See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001662087 Filed Document 0001662087-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Debt
Growblox Sciences, Inc. See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Network 1 Financial Services, Inc. CIK Number 0001165320 Filed Document 0000939798-16-000100 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
CUT.COM, INC. See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001663554 Filed Document 0001663554-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Harrisburg Lithotripsy LLC See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $152,000 Associated Brokers / Dealers N/A CIK Number 0001299188 Filed Document 0001299188-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Celigo, Inc. See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $8,325,001 Associated Brokers / Dealers N/A CIK Number 0001663389 Filed Document 0001663389-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oliver Street Dermatology Holdings LLC See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001566269 Filed Document 0001566269-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Marble Ridge LP See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657132 Filed Document 0000902664-16-004829 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IFM GLOBAL INFRASTRUCTURE (US) LP See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IFM (US) Securities, LLC CIK Number 0001455021 Filed Document 0001455021-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
SOUTHEAST LITHOTRIPSY LLC See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $226,500 Associated Brokers / Dealers N/A CIK Number 0001453516 Filed Document 0001453516-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
NORTHGATE OPPORTUNITIES II-W, L.P. See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650955 Filed Document 0001650955-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PC Aden Park, LLC See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001663394 Filed Document 0001663394-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Stemgenics, Inc. See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers None CIK Number 0001595336 Filed Document 0001595336-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Wonderama Holdings, LLC See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001662626 Filed Document 0001140361-16-047690 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
A-SJC-19-Fund, a series of AngelList-KJ-Funds, LLC See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $627,100 Associated Brokers / Dealers N/A CIK Number 0001661877 Filed Document 0001661877-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EPIC STORES CORP. See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001558009 Filed Document 0001085037-16-000237 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
A-RKV-15-Fund, a series of AngelList-NoAl-Funds, LLC See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $284,000 Associated Brokers / Dealers N/A CIK Number 0001662787 Filed Document 0001662787-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Caisson Breakwater Global Opportunity Fund, LP See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598239 Filed Document 0001598239-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Convergence Fund I, LP See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662875 Filed Document 0001662875-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
G6 Capital Management, LLC See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001550307 Filed Document 0001550307-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Senrigan Fund Ltd See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477748 Filed Document 0001477748-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASPIRIANT, LLC See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $5,763,576 Associated Brokers / Dealers N/A CIK Number 0001433541 Filed Document 0001433541-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Meridian Capital Fund, Ltd See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479151 Filed Document 0001507943-16-000186 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLA Technology, LLC See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001522591 Filed Document 0001522591-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Debt
Alden Global Hellenic Opportunities Fund, LP See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630370 Filed Document 0001630370-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackbeard Capital LP See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663188 Filed Document 0001663188-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRT ENERGY & INCOME, L.P. See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588041 Filed Document 0000919574-16-009183 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RIPL, INC. See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001560563 Filed Document 0001560563-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NexPoint Real Estate Capital, LLC See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L EQUITIES, LLC, H & L EQUITIES, LLC, H & L EQUITIES, LLC, and H & L EQUITIES, LLC CIK Number 0001662858 Filed Document 0001662858-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Neightv-PR-Fund, a series of AngelList-S2Al-Funds, LLC See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $111,395 Associated Brokers / Dealers N/A CIK Number 0001663576 Filed Document 0001663576-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BCR Holdings Series B1, LLC See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001661720 Filed Document 0001661720-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity