Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CVE Technology Group, Inc. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers Paul Donnelly CIK Number 0001650810 Filed Document 0001650810-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Commerce Bancshares of Roswell, Inc. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001650212 Filed Document 0001650212-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
D. E. Shaw Orienteer X Fund, L.L.C. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648994 Filed Document 0001648994-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maple Leaf Discovery I LP See All Filings	D/A	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390027 Filed Document 0001166138-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PEDEVCO CORP See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $44,000 Associated Brokers / Dealers N/A CIK Number 0001141197 Filed Document 0001141197-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
RENO SUB-SYSTEMS CANADA Inc See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001595924 Filed Document 0001595924-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Echinus Partners, Ltd. See All Filings	D/A	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615643 Filed Document 0001615643-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nexersys Corp See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001511339 Filed Document 0001511339-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
ANCHORAGE CAPITAL PARTNERS L P See All Filings	D/A	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001328352 Filed Document 0001328352-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kingsway Fund Frontier Consumer Franchises EXTOBA See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650088 Filed Document 0001650125-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Zoomi, Inc. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $1,525,999 Associated Brokers / Dealers N/A CIK Number 0001630501 Filed Document 0001630501-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GREETINGQUBE LLC See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590607 Filed Document 0001590607-15-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Medicom Digital, Inc. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers Cedar Point Capital, LLC CIK Number 0001649250 Filed Document 0001649250-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
LAAB Fund, L.P. See All Filings	D/A	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527682 Filed Document 0000902664-15-003323 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kingsway Fund Frontier Consumer Franchises EXTOBA See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650088 Filed Document 0001650088-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Galleon Acquisition Corp. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $139 Associated Brokers / Dealers None CIK Number 0001650510 Filed Document 0001650510-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Bloomingdale Memory Care, LLC See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $3,373,525 Associated Brokers / Dealers N/A CIK Number 0001650193 Filed Document 0001650193-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Path Shoreline, LP See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $52,500,000 Associated Brokers / Dealers Zhou Haihong, Leslie Liu, Echo DX Liang, TANG Yi, and XU Jinchun CIK Number 0001649924 Filed Document 0001649924-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Integrated Vital Medical Dynamics, LLC See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001650633 Filed Document 0001650633-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
root9B Technologies Inc. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001272550 Filed Document 0001140361-15-031632 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
University Ventures Fund II, L.P. See All Filings	D/A	2015-08-13 00:00:00 UTC
Amount To Be Raised $136,111,111 Associated Brokers / Dealers GCA Savvian Advisors, LLC CIK Number 0001589942 Filed Document 0001589942-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flagler Master Fund SPC Ltd. See All Filings	D/A	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610727 Filed Document 0001012975-15-000613 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SEABRIDGE ASIA REDUX LLC See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001263853 Filed Document 0001263853-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Arel Capital Partners III LLC See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650348 Filed Document 0000902664-15-003330 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hudson Housing Tax Credit Fund LXX LP See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Hudson Housing Securities LLC CIK Number 0001650339 Filed Document 0001140361-15-031771 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Event Cardio Group Inc. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001394130 Filed Document 0000721748-15-000600 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
CC Investment Co., LLC See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $10,625,000 Associated Brokers / Dealers N/A CIK Number 0001650865 Filed Document 0001650865-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DOUBLEDUTCH, INC. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001570379 Filed Document 0001570379-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GMS Managed Portfolios LLC See All Filings	D/A	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001125100 Filed Document 0001650284-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cloud Gate Capital Fund Ltd. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650370 Filed Document 0001650370-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brigade Structured Credit Fund LP See All Filings	D/A	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616514 Filed Document 0000919574-15-005901 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tuna, LLC See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650932 Filed Document 0001650932-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
IconStyle,LLC See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001618926 Filed Document 0001618926-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hudson Housing Tax Credit Fund LXIX LP See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Hudson Housing Securities LLC CIK Number 0001648573 Filed Document 0001140361-15-031768 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Echinus Partners, Ltd. See All Filings	D/A	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615643 Filed Document 0001615643-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Echinus Partners, LP See All Filings	D/A	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556468 Filed Document 0001556468-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ANCHORAGE SHORT CREDIT FUND LP See All Filings	D/A	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387082 Filed Document 0001387082-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Delta-v Capital MRH, LP See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $110,000,000 Associated Brokers / Dealers N/A CIK Number 0001649836 Filed Document 0001649836-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STEPSTONE REAL ESTATE PARTNERS III TE, L.P. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650843 Filed Document 0001650843-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Endurance Biotech, Inc. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Ascendiant Capital Markets, LLC, Brian Davies, and Chris Gayde CIK Number 0001650638 Filed Document 0001650638-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kingsway Fund Frontier Consumer Franchises See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650125 Filed Document 0001650125-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Multi-Strategy Portfolio Motorola Ltd See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers G CIK Number 0001650284 Filed Document 0001650284-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Denbury Acquisition Corp. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $35,000 Associated Brokers / Dealers None CIK Number 0001650507 Filed Document 0001650507-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
ChatID, Inc. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $11,230,001 Associated Brokers / Dealers N/A CIK Number 0001525953 Filed Document 0001525953-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MAPLE LEAF PARTNERS LP See All Filings	D/A	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001166138 Filed Document 0001166138-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AUDAX PRIVATE EQUITY FUND V-B, L.P. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650509 Filed Document 0001650508-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
peerFit, Inc. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001587461 Filed Document 0001587461-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Candlewood Structured Credit Harvest Fund, LP See All Filings	D/A	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC, Credit Suisse Securities (USA) LLC, and First Liberties Financial CIK Number 0001555231 Filed Document 0001555231-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fiera: Non-US Equity LLC See All Filings	D/A	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001419011 Filed Document 0001650284-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BC European Capital - Icon Co-Investment LP See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650666 Filed Document 0001650666-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund