Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ICONIQ Access 46, LP See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646338 Filed Document 0001646338-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Storm Resources Ltd. See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $2,461,095 Associated Brokers / Dealers FirstEnergy Capital Corp, National Bank Financial Inc., Peters & Co Limited, GMP Securities L.P., RBC Dominion Securities Inc., and Raymond James Ltd CIK Number 0001576496 Filed Document 0001576496-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Medaxion, Inc. See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $1,312,330 Associated Brokers / Dealers N/A CIK Number 0001497902 Filed Document 0001497902-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Sylebra Capital Partners (Offshore), Ltd. See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644944 Filed Document 0001644944-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Overland Relative Value Fund LLC See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001488690 Filed Document 0001488690-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fairbridge Secondary Venture Partners, LP See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001644507 Filed Document 0001644507-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Pathfinder Strategic Credit Ltd. See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611458 Filed Document 0001611458-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Formation Biologics Inc. See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $1,089,770 Associated Brokers / Dealers N/A CIK Number 0001643728 Filed Document 0001643728-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets $Not Applicable Type of Security Equity
GYS Tech, LLC See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001645816 Filed Document 0001104659-15-047610 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
UCC-KP INVESTMENT, LLC See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $6,850,000 Associated Brokers / Dealers N/A CIK Number 0001646154 Filed Document 0001405086-15-000181 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 96, LLC See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $48,000 Associated Brokers / Dealers N/A CIK Number 0001646095 Filed Document 0001646096-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Pollen, Inc. See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $39,999,973 Associated Brokers / Dealers N/A CIK Number 0001508784 Filed Document 0001140361-15-025515 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
OLEDWorks LLC See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised $27,803,980 Associated Brokers / Dealers N/A CIK Number 0001523792 Filed Document 0001466398-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TDG GROUP HOLDING Co See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $18,350,000 Associated Brokers / Dealers N/A CIK Number 0001646035 Filed Document 0001646035-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bourne Healthcare Properties, LLC See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised $13,700,000 Associated Brokers / Dealers G. A. Repple CIK Number 0001622002 Filed Document 0000897069-15-000380 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised $545,710 Associated Brokers / Dealers Michael Shannon, Joseph Thompson, and Bruce Brownell CIK Number 0001135856 Filed Document 0001135856-15-000215 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Compass Group Providence Square, LLC See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised $9,800,000 Associated Brokers / Dealers Sinh Ly CIK Number 0001592307 Filed Document 0001592307-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Construction Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
CytomX Therapeutics, Inc. See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $69,999,999 Associated Brokers / Dealers N/A CIK Number 0001501989 Filed Document 0001501989-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blink Inc See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $7,242,800 Associated Brokers / Dealers N/A CIK Number 0001533060 Filed Document 0001533060-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Turner-Agassi Charter School Facilities Fund II, L.P. See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644260 Filed Document 0000945621-15-000212 Exclusions or Exemptions 506c Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACCESS FUND See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000820621 Filed Document 0000820621-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Snap Advances LLC See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers N/A CIK Number 0001588760 Filed Document 0001080368-15-000019 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
CYPRESS INT'L EQUITY FUND, L P See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001356812 Filed Document 0001356812-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
LMR FUND Ltd See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551236 Filed Document 0000919574-15-005064 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SCA Frazier St. Investors, LP See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001646327 Filed Document 0001646327-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Rock Bluff 2012 Technology Partnership, L.P. See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567130 Filed Document 0001567130-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Digsite, Inc. See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $775,000 Associated Brokers / Dealers N/A CIK Number 0001646428 Filed Document 0000897069-15-000385 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
137 Holdings III, LP See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001646335 Filed Document 0001646335-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
F8 Asia Growth SPV, L.P. See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001640249 Filed Document 0001640249-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Emerald Acquisitions 2015, LLC See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001646206 Filed Document 0001646206-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLOCS SCHOLARSHIP #1 LLC See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $833,000 Associated Brokers / Dealers N/A - No Compensation CIK Number 0001646140 Filed Document 0001646140-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Oresund AlphaLife Partners, LP See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612920 Filed Document 0001612920-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 99, LLC See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $142,000 Associated Brokers / Dealers N/A CIK Number 0001646330 Filed Document 0001646096-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
MyndBee, Inc. See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001646394 Filed Document 0001646394-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hartman Retail I, DST See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised $4,025,000 Associated Brokers / Dealers D.H Hill Securities LLLP CIK Number 0001619014 Filed Document 0001619014-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
TripVerse Co. See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $203,458 Associated Brokers / Dealers N/A CIK Number 0001646288 Filed Document 0001646288-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crelow LLC See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001600898 Filed Document 0001283875-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Vigilant Diversified Holdings, Inc. See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001645895 Filed Document 0001493152-15-002653 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Long Wharf Real Estate Partners V, L.P. See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001646277 Filed Document 0001646277-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Houston Northwest Operating Company, L.L.C. See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $1,639,566 Associated Brokers / Dealers The Securities Group, LLC CIK Number 0001411202 Filed Document 0001411202-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Wealth Accumulation Resources LLC See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001643738 Filed Document 0001493152-15-002634 Exclusions or Exemptions 506c Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Emerald Acquisitions 2015, LLC See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001646206 Filed Document 0001646206-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PCM Provident MBS Fund LP See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544313 Filed Document 0001544313-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RICH BROADCASTING LLC See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001433854 Filed Document 0001433854-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
AlternativeFocus Owl Creek Asia II, L.P. See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001525136 Filed Document 0000899140-15-000492 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VI Capital Fund, LP See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593344 Filed Document 0001593344-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
KSL Capital Partners IV-A, L.P. See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645714 Filed Document 0001645714-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MODCLOTH, INC See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001438708 Filed Document 0001438708-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Part of the Plan Ltd Liability Co See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001646128 Filed Document 0001646128-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
USASF Blocker LLC See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $549,000 Associated Brokers / Dealers N/A CIK Number 0001646047 Filed Document 0001192482-15-000269 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity