Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
KindHeart, Inc. See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001617570 Filed Document 0001617570-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
VACCINOGEN INC See All Filings	D/A	2015-08-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453001 Filed Document 0001144204-15-051559 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Invenra Inc. See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001539734 Filed Document 0001539734-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PaySpan Holding Corp. See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001651557 Filed Document 0001651557-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Capital Finance Group LLc See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers None Allowed CIK Number 0001619965 Filed Document 0001619965-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Devise Capital Fund I LLC See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001651648 Filed Document 0001651648-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Resource Bankshares, Inc. See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $22,250,000 Associated Brokers / Dealers N/A CIK Number 0001651651 Filed Document 0001651651-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
MONDRIAN INTERNATIONAL SMALL CAP EQUITY FUND L P See All Filings	D/A	2015-08-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001347701 Filed Document 0001393725-15-000112 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECP Pooling, L.P. See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651741 Filed Document 0001651741-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHITNEY INNOVATION FUND LP See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001650195 Filed Document 0001650195-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Grubb Southeast Real Estate Fund V, LLC See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Tobin & Company Investment Banking Group LLC CIK Number 0001651170 Filed Document 0001651170-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
ForeReal Properties Holdings Co Ltd See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $105,000,000 Associated Brokers / Dealers N/A CIK Number 0001651635 Filed Document 0001651635-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DMCP Quantum Fund I Investor, LLC See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001651582 Filed Document 0001651582-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Greater China Credit Fund LP See All Filings	D/A	2015-08-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KELSON CAPITAL LLC CIK Number 0001604496 Filed Document 0001604496-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MONDRIAN EMERGING MARKETS DEBT FUND, L.P. See All Filings	D/A	2015-08-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001447880 Filed Document 0001393725-15-000105 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hansen Capital LLLP See All Filings	D/A	2015-08-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001359785 Filed Document 0001359785-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMI-LAKE MARY 125, LP See All Filings	D/A	2015-08-24 00:00:00 UTC
Amount To Be Raised $6,110,084 Associated Brokers / Dealers Curt Ladd, Joseph A Ondris, Marc Seeherman, Lawrence A Breen, Charles Geraci, Robert Burns, Brian Smith, Torry Scott, MF Long II, Michael Ihrie, Russ Huffington, Bobby Kyle Cowand, Bob Kozlowski, Taher Gilani, and Donald J Gunn Jr CIK Number 0001637256 Filed Document 0001637256-15-000011 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Collectors' Qualified Fund L.P. See All Filings	D/A	2015-08-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584769 Filed Document 0000902664-15-003480 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Conflux Fund LP See All Filings	D/A	2015-08-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556675 Filed Document 0000950142-15-001976 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Presidium USA, Inc. See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $1,015,000 Associated Brokers / Dealers N/A CIK Number 0001579467 Filed Document 0001144204-15-051453 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
All Party System Co. See All Filings	D/A	2015-08-24 00:00:00 UTC
Amount To Be Raised $35,125 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-15-000007 Exclusions or Exemptions 506c Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
BROOKWOOD PHILADELPHIA INVESTOR CO-INVESTMENT VEHICLE, LLC See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $11,425,000 Associated Brokers / Dealers N/A CIK Number 0001651184 Filed Document 0001140361-15-033226 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CargoSense, Inc. See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $3,671,689 Associated Brokers / Dealers N/A CIK Number 0001651345 Filed Document 0001651345-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Leerink Swann Co-Investment Fund, LLC See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616541 Filed Document 0001616541-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-08-24 00:00:00 UTC
Amount To Be Raised $1,170,000 Associated Brokers / Dealers Rudolph Cecchi CIK Number 0001135856 Filed Document 0001135856-15-000249 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AlienVault, Inc. See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $46,049,970 Associated Brokers / Dealers N/A CIK Number 0001542189 Filed Document 0001542189-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Purple Deck Media, Inc. See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $404,400 Associated Brokers / Dealers N/A CIK Number 0001651540 Filed Document 0001651540-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HEDGENERGY OFFSHORE FUND, LTD. See All Filings	D/A	2015-08-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459499 Filed Document 0001315863-15-000730 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Encore GP Acquisition Fund I, LLC See All Filings	D/A	2015-08-24 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Brookline Group, LLC and Brookline Group, LLC CIK Number 0001607439 Filed Document 0001607439-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EPA Endeavors III, LLC See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $195,725 Associated Brokers / Dealers N/A CIK Number 0001649873 Filed Document 0001649873-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SkyWriter MD, Inc. See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001636968 Filed Document 0001079973-15-000562 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Farmers & Distillers DC, LLC See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $4,675,000 Associated Brokers / Dealers N/A CIK Number 0001651523 Filed Document 0001651523-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Endoscopy Center of Greater Long Beach, Inc. See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $1,961,803 Associated Brokers / Dealers N/A CIK Number 0001651522 Filed Document 0001651522-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MONDRIAN EMERGING MARKETS EQUITY FUND LP See All Filings	D/A	2015-08-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319179 Filed Document 0001393725-15-000106 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRC Holdings I - Alchemy LLC See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647453 Filed Document 0001647453-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MONDRIAN U.S. AGGREGATE FIXED INCOME FUND, L.P. See All Filings	D/A	2015-08-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504737 Filed Document 0001393725-15-000113 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SONOMA BEVERAGE WORKS, INC. See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $5,375,250 Associated Brokers / Dealers N/A CIK Number 0001571707 Filed Document 0001571707-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Endeavor Catalyst IDB Side Car, L.P. See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001650745 Filed Document 0001650745-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cargo Chief, Inc. See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $10,017,593 Associated Brokers / Dealers N/A CIK Number 0001608906 Filed Document 0001608906-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Global Currency Reserve, LP See All Filings	D/A	2015-08-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584641 Filed Document 0001584641-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
FedEx Alternative Investments I, LP See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001651735 Filed Document 0001140361-15-033434 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BrainCheck, Inc. See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001649864 Filed Document 0001649864-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
BIOWISH TECHNOLOGIES INTERNATIONAL INC. See All Filings	D	2015-08-24 00:00:00 UTC
Amount To Be Raised $11,993,145 Associated Brokers / Dealers N/A CIK Number 0001581101 Filed Document 0001581101-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PBworks Inc. See All Filings	D	2015-08-22 00:00:00 UTC
Amount To Be Raised $2,015,000 Associated Brokers / Dealers N/A CIK Number 0001393483 Filed Document 0001393483-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MORNINGSIDE CHINA TMT FUND IV, L.P. See All Filings	D	2015-08-22 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001652364 Filed Document 0001652364-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-08-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MORNINGSIDE CHINA TMT SPECIAL OPPORTUNITY FUND II, L.P. See All Filings	D	2015-08-22 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001652352 Filed Document 0001652352-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MORNINGSIDE CHINA TMT FUND IV CO-INVESTMENT, L.P. See All Filings	D	2015-08-22 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001652351 Filed Document 0001652352-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ralliBox, Inc. See All Filings	1-A/A	2015-08-21 18:45:04 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001647636 Filed Document 0001647636-15-000003 Accepted Date 2015-08-21 18:45:04 UTC Type of Offering 1-A/A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business UTAH Revenue or Assets $0 State of Jurisdiction UTAH Type of Security Equity (common or preferred stock)
GROUNDFLOOR FINANCE INC. See All Filings	1-A/A	2015-08-21 16:42:27 UTC
Amount To Be Raised $545,000 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-15-051352 Accepted Date 2015-08-21 16:42:27 UTC Type of Offering 1-A/A Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $12,282 State of Jurisdiction GEORGIA Type of Security Debt
BURNHAM EMERGING MANAGERS FUND LP See All Filings	D/A	2015-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555639 Filed Document 0000919574-15-006420 Exclusions or Exemptions 506b Accepted Date 2015-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity