Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CB Financial CORP See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $2,885,000 Associated Brokers / Dealers FIG Partners, LLC CIK Number 0001329385 Filed Document 0001144204-15-040277 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Marlowe Partners Onshore Fund LP See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598883 Filed Document 0001315863-15-000564 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caprock Oil, Inc. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277998 Filed Document 0001354488-15-003229 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GUARANTY BANCSHARES INC /TX/ See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001058867 Filed Document 0001058867-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
CSW1A Brewerytown, L.P. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001646579 Filed Document 0001646579-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
EASTER MYSTERIES ON FILM LLC See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001646851 Filed Document 0001646851-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Vertex Energy Inc. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Craig-Hallum Capital Group LLC CIK Number 0000890447 Filed Document 0001214782-15-000050 Exclusions or Exemptions 506c Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
Marcato Encore, L.P. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646061 Filed Document 0000950142-15-001578 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altai Capital Terrapin, L.P. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $25,352,000 Associated Brokers / Dealers N/A CIK Number 0001644544 Filed Document 0000919574-15-005156 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BASSWOOD ENHANCED LONG SHORT FUND LP See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525955 Filed Document 0001405086-15-000188 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Texas Health Surgery Center Rockwall, LLC See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $735,000 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001645817 Filed Document 0001645817-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Rger-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $173,000 Associated Brokers / Dealers N/A CIK Number 0001646084 Filed Document 0001646084-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Dynamic Opportunities Fund Ltd. See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638565 Filed Document 0001638565-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Novus Biotechnology Fund 1, L.P. See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001622840 Filed Document 0001622840-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Millwood Housing Partners, LLC See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $5,850,000 Associated Brokers / Dealers N/A CIK Number 0001646403 Filed Document 0001646403-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Special Opportunities Fund IV, LP See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587218 Filed Document 0001315863-15-000569 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Credit Suisse Merger Arbitrage Liquid Index Fund, Ltd. See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525831 Filed Document 0001525831-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Credit Suisse Liquid Alternative Beta Index Fund, Ltd. See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525832 Filed Document 0001525832-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pride of Austin Opportunity Fund I, LLC See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001611112 Filed Document 0001611112-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hotel Group Opportunity Fund III, LLC See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Swiftsure Securities LLC CIK Number 0001645516 Filed Document 0001645516-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
FundersClub 6Q4 LLC See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $763,111 Associated Brokers / Dealers N/A CIK Number 0001646314 Filed Document 0001646314-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AWA Group LP See All Filings	1-A/A	2015-06-30 14:22:43 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001645148 Filed Document 0001213900-15-004857 Accepted Date 2015-06-30 14:22:43 UTC Type of Offering 1-A/A Industry INVESTMENT ADVICE Offering Tier Tier2 Principal Place of Business NORTH CAROLINA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
HomeHero, Inc. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $20,000,001 Associated Brokers / Dealers N/A CIK Number 0001647054 Filed Document 0001647054-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NB Alpha Capture Fund L.P. See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC and Barclays Capital Inc. CIK Number 0001616080 Filed Document 0001140361-15-026089 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NextEquity Partners, LLC See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646757 Filed Document 0001646757-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
INVESTX SPV 16-UNCRN LIMITED PARTNERSHIP See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001648248 Filed Document 0001648248-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Eagle Bancorp Montana, Inc. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers FIG Partners, LLC CIK Number 0001478454 Filed Document 0001478454-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MONTANA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Larx Fund I, LP See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646694 Filed Document 0001646694-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARI-CO, INC. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers Madelynn Jones (of COC Inc.) CIK Number 0001637771 Filed Document 0001376474-15-000229 Exclusions or Exemptions 506c Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
PAG Real Estate Partners L.P. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001646741 Filed Document 0001140361-15-026147 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gladius Pharmaceuticals Corp See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $727,840 Associated Brokers / Dealers N/A CIK Number 0001646819 Filed Document 0001144204-15-040067 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
CrossHarbor Institutional Partners (Parallel) 2014, L.P. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647148 Filed Document 0001647148-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asana Medical, Inc. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers None CIK Number 0001625411 Filed Document 0001625411-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
North Haven Capital Partners VI U.S. Wealth Management Feeder-B LP See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, None, None, None, None, None, and None CIK Number 0001626870 Filed Document 0001181431-15-008639 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Next Decade LLC See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $85,000,000 Associated Brokers / Dealers Jefferies LLC CIK Number 0001646452 Filed Document 0001646452-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gresham Real Assets Strategies, L.P. See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524442 Filed Document 0001524442-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pulmatrix, Inc. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $687,500 Associated Brokers / Dealers N/A CIK Number 0001574235 Filed Document 0001295524-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Midwest Portfolio Baceline Holdings, LLC See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $2,475,000 Associated Brokers / Dealers N/A CIK Number 0001646810 Filed Document 0001646810-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Lazarus Israel Opportunities Fund II LLLP See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC CIK Number 0001639750 Filed Document 0001079973-15-000465 Exclusions or Exemptions 506c Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FSC BJ Tilton NH, DST See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers EDI Financial Inc CIK Number 0001623475 Filed Document 0001623475-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SPO PARTNERS II LP See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001046206 Filed Document 0001252458-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Midwest Portfolio Baceline, LLC See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised $12,525,000 Associated Brokers / Dealers N/A CIK Number 0001646800 Filed Document 0001646800-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Proterra Inc See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $29,999,971 Associated Brokers / Dealers N/A CIK Number 0001492739 Filed Document 0001492739-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Cryptzone Worldwide, Inc. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001645189 Filed Document 0001645189-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BUCKiTDREAM, Inc. See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001561572 Filed Document 0001561572-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Philadelphia Financial Life Assurance Co Separate Account GVA 37 See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC CIK Number 0001584291 Filed Document 0001584291-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RockStep Capital Opportunity Fund I LLC See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646518 Filed Document 0001646518-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BESPOKE TRICYCLES INC See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001557376 Filed Document 0001477932-15-004180 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GetNinjas Holdings Ltd. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001646677 Filed Document 0001646677-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AQR GLOBAL RISK & STYLE PREMIA OFFSHORE FUND, L.P. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645913 Filed Document 0001646002-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund