Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Plymouth Mezz, LLC See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001664378 Filed Document 0001664378-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Hadley Harbor Investors (Cayman) L.P. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001625253 Filed Document 0000919574-16-009553 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Midway Traditions Phase II, LLC See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $1,992,000 Associated Brokers / Dealers N/A CIK Number 0001664384 Filed Document 0001664384-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Viking Long Fund LP See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453459 Filed Document 0000902664-16-004976 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tenex Capital Partners II, L.P. See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664896 Filed Document 0001664896-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brightline Capital Offshore Fund Ltd See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001412687 Filed Document 0000919574-16-009510 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alchemy Global Holdings, LLC See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001603467 Filed Document 0001515971-16-000425 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
AGRICULTURAL GAS CO See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001175682 Filed Document 0001175682-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Debt
DeepMacro, LLC See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001664664 Filed Document 0001664664-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Freed Foods, Inc. See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001520106 Filed Document 0001520106-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
OrangeHook, Inc. See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Northland Securities, Inc. CIK Number 0001626655 Filed Document 0001209191-16-093285 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Spindrift Partners, L.P. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0000941767 Filed Document 0000919574-16-009527 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Assemble.VC Fund I, L.P. See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001664422 Filed Document 0001664422-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
I-Comm Connect LLC See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001662038 Filed Document 0001662038-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Shinnecock Income Fund L.P. See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664608 Filed Document 0001664608-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RDM Housing Strategies V, LLC See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001654860 Filed Document 0001654860-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BORONIA DIVERSIFIED FUND US LP See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001305562 Filed Document 0001305562-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BORONIA DIVERSIFIED FUND LTD See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439899 Filed Document 0001439899-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WINDOW ROCK INVESTMENT OPERATIONS, LLC See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001664414 Filed Document 0001664414-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
WINFIELD APARTMENTS, LLC See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $7,700,000 Associated Brokers / Dealers N/A CIK Number 0001664561 Filed Document 0001664561-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Geraty Investment Partners, LP See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539254 Filed Document 0001209191-16-093002 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Equity
RiverRock European Opportunities Feeder Fund II See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Campbell Lutyens & Co. Inc. CIK Number 0001663905 Filed Document 0001315863-16-001050 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIM Real Estate Hedged Equity (U.S.) Fund, LP See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616770 Filed Document 0001315863-16-001048 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alta Park Fund Onshore, LP See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587465 Filed Document 0000935836-16-000675 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WAF Fund, LP See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565335 Filed Document 0001565335-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WAF Offshore Fund, Ltd. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565334 Filed Document 0001565334-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPRING BANCORP INC See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0000825042 Filed Document 0000825042-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
AURORA EQUITY PARTNERS V-A L.P. See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $800,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001664155 Filed Document 0001664154-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
333 Bush Core, L.L.C. See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001664482 Filed Document 0001664482-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Avenue Europe Select Opportunities Fund, L.P. See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664261 Filed Document 0000950103-16-010403 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FUTURE GLOBAL REAL ESTATE FUND, LP See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001661938 Filed Document 0001661938-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised $75,959,343 Associated Brokers / Dealers John Sanford and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-16-000422 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SMAHF Fund II L.L.C. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597187 Filed Document 0001566114-16-000083 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nuburu, Inc. See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $4,049,051 Associated Brokers / Dealers N/A CIK Number 0001639581 Filed Document 0001639581-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ARCHSTONE PARTNERS LP See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Keegan and Company, Inc. ("MK&C") and RAYMOND JAMES & ASSOCIATES, INC. ("RJ&A") CIK Number 0000871613 Filed Document 0000899140-16-000966 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aithon Offshore Ltd. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627903 Filed Document 0001315863-16-001051 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VISUALANT INC See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $65,751 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-16-000633 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ET National Industrial REIT I LLC See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001664484 Filed Document 0001664484-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Juneau Capital Partners, LP See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664252 Filed Document 0001664252-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Muviknight, INC See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001664340 Filed Document 0001664340-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
West Side Student Loan Fund LP See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638532 Filed Document 0001638532-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metamorphic Ventures III, L.P. See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001664640 Filed Document 0001664640-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GGCOF THIRD-PARTY CO-INVEST, L.P. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001430733 Filed Document 0001430733-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Point Sur Investors Fund I, LP See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664368 Filed Document 0001664368-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Haith Partners, L.P. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001547120 Filed Document 0000919574-16-009519 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GROSVENOR LONG/SHORT EQUITY FUND LTD See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001337283 Filed Document 0001566114-16-000088 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SFP VALUE REALIZATION FUND L.P. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001282366 Filed Document 0000902664-16-004975 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Elm Investments LP See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised $31,574,680 Associated Brokers / Dealers N/A CIK Number 0001630741 Filed Document 0000905718-16-001094 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DeepMacro, LLC See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $87 Associated Brokers / Dealers N/A CIK Number 0001664664 Filed Document 0001664664-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
OZ Global Equity Opportunities Overseas Fund, Ltd. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565889 Filed Document 0001565889-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund