Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Colony Mortgage Sub A REIT, Inc. See All Filings	D/A	2015-08-27 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, H&L Equities, and H&L Equities CIK Number 0001616346 Filed Document 0001616346-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-27 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Direct Investment - Regional Rail, LLC See All Filings	D	2015-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651054 Filed Document 0001651054-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
ViewRay, Inc. See All Filings	D	2015-08-27 00:00:00 UTC
Amount To Be Raised $2,719,000 Associated Brokers / Dealers Katalyst Securities LLC, MLV & Co. LLC, American Portfolios Financial Services, Inc., and Dinosaur Securities LLC CIK Number 0001597313 Filed Document 0001140361-15-033795 Exclusions or Exemptions 506b Accepted Date 2015-08-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ArchiveSocial, Inc. See All Filings	D/A	2015-08-27 00:00:00 UTC
Amount To Be Raised $1,039,981 Associated Brokers / Dealers N/A CIK Number 0001609737 Filed Document 0001461373-15-000034 Exclusions or Exemptions 506b Accepted Date 2015-08-27 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Atalaya Special Opportunities Fund VI LP See All Filings	D	2015-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651604 Filed Document 0001651604-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCM Opportunity Partners LP See All Filings	D/A	2015-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581073 Filed Document 0001581073-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kettle Holdings, LP See All Filings	D	2015-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651574 Filed Document 0001651574-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Wave Life Sciences Pte Ltd See All Filings	D	2015-08-27 00:00:00 UTC
Amount To Be Raised $66,000,000 Associated Brokers / Dealers Leerink Partners LLC CIK Number 0001631574 Filed Document 0001631574-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
INTELLIHOT GREEN TECHNOLOGIES INC. See All Filings	D	2015-08-27 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers RAINMAKER SECURITIES, LLC CIK Number 0001456104 Filed Document 0001456104-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-27 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LeagueApps, Inc. See All Filings	D	2015-08-27 00:00:00 UTC
Amount To Be Raised $4,617,278 Associated Brokers / Dealers N/A CIK Number 0001651478 Filed Document 0001651478-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pandora Select Fund, L.P. See All Filings	D/A	2015-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc. CIK Number 0001307360 Filed Document 0000919574-15-006534 Exclusions or Exemptions 506b Accepted Date 2015-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Sundar, Inc. See All Filings	D	2015-08-27 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001651460 Filed Document 0001651460-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
APPCELERATOR, INC. See All Filings	D	2015-08-27 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001439909 Filed Document 0001439909-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FREEGOLD VENTURES LTD See All Filings	D/A	2015-08-27 00:00:00 UTC
Amount To Be Raised $963,163 Associated Brokers / Dealers N/A CIK Number 0001064052 Filed Document 0001140361-15-033605 Exclusions or Exemptions 506b Accepted Date 2015-08-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Other
TTP Holdings LLC See All Filings	D	2015-08-27 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001651680 Filed Document 0001651680-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
WING Enterprises, LLC See All Filings	D	2015-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649204 Filed Document 0001649204-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Whitebox Special Opportunities Fund, LP - Series O See All Filings	D/A	2015-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc. CIK Number 0001525513 Filed Document 0000919574-15-006541 Exclusions or Exemptions 506b Accepted Date 2015-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
USA Sports & Entertainment LLC See All Filings	D	2015-08-27 00:00:00 UTC
Amount To Be Raised $436,776 Associated Brokers / Dealers N/A CIK Number 0001651954 Filed Document 0001651954-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-08-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Materialist Inc. See All Filings	D	2015-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651672 Filed Document 0001651672-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Whitebox Credit Fund, LP See All Filings	D/A	2015-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc. CIK Number 0001461780 Filed Document 0000919574-15-006553 Exclusions or Exemptions 506b Accepted Date 2015-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Edge Asia Macro Fund, Ltd. See All Filings	D/A	2015-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494202 Filed Document 0000919574-15-006522 Exclusions or Exemptions 506b Accepted Date 2015-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Harvest Small Cap Offshore, Ltd. See All Filings	D/A	2015-08-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413543 Filed Document 0001095449-15-000118 Exclusions or Exemptions 506b Accepted Date 2015-08-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ambient Clinical Analytics, Inc. See All Filings	D/A	2015-08-27 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001597172 Filed Document 0001209191-15-068182 Exclusions or Exemptions 506b Accepted Date 2015-08-27 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Ativa Medical Corp See All Filings	D	2015-08-27 00:00:00 UTC
Amount To Be Raised $23,172,820 Associated Brokers / Dealers N/A CIK Number 0001475620 Filed Document 0001475620-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
STRATEGIC GLOBAL INVESTMENTS INC See All Filings	1-A/A	2015-08-26 17:02:54 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0000823187 Filed Document 0001193125-15-303392 Accepted Date 2015-08-26 17:02:54 UTC Type of Offering 1-A/A Industry LAND SUBDIVIDERS & DEVELOPERS (NO CEMETERIES) Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
A-CIU-18-Fund, a series of AngelList-NR-Funds, LLC See All Filings	D	2015-08-26 00:00:00 UTC
Amount To Be Raised $858,000 Associated Brokers / Dealers N/A CIK Number 0001651614 Filed Document 0001651614-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JANVEST TECHNOLOGIES, LP See All Filings	D	2015-08-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001650935 Filed Document 0001650935-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-26 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Theta Fund I, LLC See All Filings	D	2015-08-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651826 Filed Document 0001651826-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Equity
Martra Holdings Co See All Filings	D/A	2015-08-26 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001625367 Filed Document 0001625367-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-26 00:00:00 UTC Type of Offering D/A Industry Construction Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
RCS Capital Corp See All Filings	D	2015-08-26 00:00:00 UTC
Amount To Be Raised $32,250,007 Associated Brokers / Dealers N/A CIK Number 0001568832 Filed Document 0001568832-15-000022 Exclusions or Exemptions 506b Accepted Date 2015-08-26 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-08-26 00:00:00 UTC
Amount To Be Raised $2,647,044 Associated Brokers / Dealers Kirk Penland and Mark Morgan CIK Number 0001135856 Filed Document 0001135856-15-000250 Exclusions or Exemptions 506b Accepted Date 2015-08-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MatterIO, Inc. See All Filings	D	2015-08-26 00:00:00 UTC
Amount To Be Raised $2,309,626 Associated Brokers / Dealers N/A CIK Number 0001652719 Filed Document 0001652719-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-CBN-16-Fund, a series of AngelList-NewRes-Funds, LLC See All Filings	D	2015-08-26 00:00:00 UTC
Amount To Be Raised $119,000 Associated Brokers / Dealers N/A CIK Number 0001651129 Filed Document 0001651129-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIERRA VERDE ESCAPE LLC See All Filings	D	2015-08-26 00:00:00 UTC
Amount To Be Raised $1,840,000 Associated Brokers / Dealers NONE CIK Number 0001651732 Filed Document 0001651732-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
A-PQE-12-Fund, a series of AngelList-BaRs-Funds, LLC See All Filings	D	2015-08-26 00:00:00 UTC
Amount To Be Raised $162,500 Associated Brokers / Dealers N/A CIK Number 0001651599 Filed Document 0001651599-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BFC-SC2, LLC See All Filings	D	2015-08-26 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001639497 Filed Document 0001639497-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $Not Applicable Type of Security Equity
A-TPC-15-Fund, a Series of AngelList-HA-Funds, LLC See All Filings	D	2015-08-26 00:00:00 UTC
Amount To Be Raised $758,000 Associated Brokers / Dealers N/A CIK Number 0001651596 Filed Document 0001651612-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Seafoods Partners LLC See All Filings	D	2015-08-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651912 Filed Document 0000945621-15-000264 Exclusions or Exemptions 506b Accepted Date 2015-08-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Asymmetric Return Capital Partners LP See All Filings	D/A	2015-08-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639072 Filed Document 0001639072-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Innovational Funding, LLC Project #55 See All Filings	D	2015-08-26 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001651780 Filed Document 0001651832-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Crawford Capital Partners, LP See All Filings	D/A	2015-08-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JAMES J. GALLAGHER, JR CIK Number 0001472159 Filed Document 0001472159-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cloverdale Capital Offshore, Ltd. See All Filings	D	2015-08-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651710 Filed Document 0001651710-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OmniTier Storage, Inc. See All Filings	D/A	2015-08-26 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001651713 Filed Document 0001651713-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-26 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
JANVEST TECHNOLOGIES, LP See All Filings	D/A	2015-08-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001650935 Filed Document 0001650936-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-26 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Artesia POG Fund I LLC See All Filings	D	2015-08-26 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001650720 Filed Document 0001650720-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GSO Energy Partners-D LP See All Filings	D/A	2015-08-26 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001624350 Filed Document 0000950142-15-001992 Exclusions or Exemptions 506b Accepted Date 2015-08-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vine Street Ventures Fund II LLC See All Filings	D/A	2015-08-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001646750 Filed Document 0001646750-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
ATLSFO LLC See All Filings	D	2015-08-26 00:00:00 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001651771 Filed Document 0001651771-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-26 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Sense AI Inc. See All Filings	D	2015-08-26 00:00:00 UTC
Amount To Be Raised $108,439 Associated Brokers / Dealers N/A CIK Number 0001634064 Filed Document 0001634064-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Caledonia Spirits, Inc. See All Filings	D	2015-08-26 00:00:00 UTC
Amount To Be Raised $580,000 Associated Brokers / Dealers N/A CIK Number 0001651674 Filed Document 0001651674-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-26 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt