|
|
D/A |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001649913
- Filed Document
- 0001649913-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651740
- Filed Document
- 0001651740-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Barclays Capital Inc.
- CIK Number
- 0001567960
- Filed Document
- 0000899140-15-000680
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Man Investments Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001490361
- Filed Document
- 0001490361-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652404
- Filed Document
- 0001652404-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652323
- Filed Document
- 0001652323-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001387084
- Filed Document
- 0001387084-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651940
- Filed Document
- 0001651940-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Barclays Capital Inc.
- CIK Number
- 0001492430
- Filed Document
- 0000899140-15-000678
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652367
- Filed Document
- 0001652367-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Man FRM Alternative Multi-Strategy Fund QP a Series of Man FRM Multi-Strategy Fund LLC
See All Filings
|
D/A |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Man Investments Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001459891
- Filed Document
- 0001459891-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611053
- Filed Document
- 0001611053-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- $25,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001528393
- Filed Document
- 0001140361-15-034327
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599655
- Filed Document
- 0001566114-15-000060
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651895
- Filed Document
- 0001651895-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651897
- Filed Document
- 0001651897-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- $24,867,558
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652316
- Filed Document
- 0001652316-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001407819
- Filed Document
- 0001315863-15-000744
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- $1,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652236
- Filed Document
- 0001652236-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557069
- Filed Document
- 0001557070-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- $7,220,251
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001122051
- Filed Document
- 0001122051-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
BARCLAYS WEALTH ADVISOR SERIES - MULTI-MANAGER INTERNATIONAL EQUITY LP
See All Filings
|
D/A |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Barclays Capital Inc. and Lehman Brothers Inc.
- CIK Number
- 0001432636
- Filed Document
- 0000899140-15-000666
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- $193,750
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652307
- Filed Document
- 0001652307-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- $4,740,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651650
- Filed Document
- 0001651650-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651527
- Filed Document
- 0001651527-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
BARCLAYS WEALTH ADVISOR SERIES-INTERNATIONAL VALUE EQUITY LTD
See All Filings
|
D/A |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Barclays Capital Inc. and Lehman Brothers Inc.
- CIK Number
- 0001396358
- Filed Document
- 0000899140-15-000673
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Davidson Kempner Special Opportunities International III LP
See All Filings
|
D |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652218
- Filed Document
- 0000902664-15-003571
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- $75,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652439
- Filed Document
- 0001652439-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652093
- Filed Document
- 0001652093-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Barclays Capital Inc. and Lehman Brothers Inc.
- CIK Number
- 0001503557
- Filed Document
- 0000899140-15-000662
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Bren Ventures LLC, Omar Naeem, and Citigroup Global Markets Inc.
- CIK Number
- 0001557898
- Filed Document
- 0000919574-15-006719
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- $10,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622300
- Filed Document
- 0001622300-15-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651896
- Filed Document
- 0001651896-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Barclays Capital Inc.
- CIK Number
- 0001476583
- Filed Document
- 0000899140-15-000674
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652330
- Filed Document
- 0001652330-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- $1,791,413
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001606910
- Filed Document
- 0001606910-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- $1,650,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652489
- Filed Document
- 0001652489-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Butler Capital Partners
- CIK Number
- 0001528767
- Filed Document
- 0000919574-15-006721
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- $75,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001144738
- Filed Document
- 0001144738-15-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- $20,000,009
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001130713
- Filed Document
- 0001130713-15-000041
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- UTAH
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- Raymond L. Lent
- CIK Number
- 0001637895
- Filed Document
- 0001140361-15-034410
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Barclays Capital Inc.
- CIK Number
- 0001588936
- Filed Document
- 0000899140-15-000681
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595206
- Filed Document
- 0001595206-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Tourism and Travel Services
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001088968
- Filed Document
- 0001088968-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- $2,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652504
- Filed Document
- 0001140361-15-034403
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- RHODE ISLAND
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Barclays Capital Inc.
- CIK Number
- 0001492431
- Filed Document
- 0000899140-15-000679
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- n/a and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001490362
- Filed Document
- 0001490362-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- JCC Advisors, LLC, Arete Wealth Management, LLC, and Sunbelt Securities, Inc.
- CIK Number
- 0001644263
- Filed Document
- 0001567619-15-001155
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- $1,702,546
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001512390
- Filed Document
- 0001512390-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2015-09-03 00:00:00 UTC |
- Amount To Be Raised
- $70,017,155
- Associated Brokers / Dealers
- Leerink Partners LLC
- CIK Number
- 0001652130
- Filed Document
- 0001652130-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-09-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|