Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RV Capital Asia Opportunity (US) Fund See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607797 Filed Document 0001012975-16-000936 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
KFH Strategic Private Investments, L.P. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664966 Filed Document 0001664966-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Westland at Waterford REIT LP See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001665267 Filed Document 0001665266-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Dwight Securities Fund LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664895 Filed Document 0001664895-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Contour at 2118, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001665287 Filed Document 0001241708-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cabinet Grow, Inc. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001610462 Filed Document 0001554795-16-000517 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Aegis of Athena Fund, L.P. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001665330 Filed Document 0001665330-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cold Water Aggregates, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $4,974,135 Associated Brokers / Dealers N/A CIK Number 0001664182 Filed Document 0001664188-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Other
KAIROS CATASTROPHE FUND, LTD. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474568 Filed Document 0001474568-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
PERIMETER CENTER FOR OUTPATIENT SURGERY LP See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $45,200 Associated Brokers / Dealers N/A CIK Number 0001160740 Filed Document 0001160740-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Qiming Venture Partners V, L.P. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $620,000,000 Associated Brokers / Dealers N/A CIK Number 0001664986 Filed Document 0001664986-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COWAN 173 PARTNERSHIP See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $927,472 Associated Brokers / Dealers ALL FINRA REGISTERED REPRESENTATIVES CIK Number 0001665162 Filed Document 0001665162-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Rembrandt Catastrophe Fund Ltd See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370193 Filed Document 0001370193-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Black Diamond Energy L/S, L.P. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631877 Filed Document 0000945621-16-000379 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NWC INVESTMENT PARTNERSHIP V, L.P. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $20,250,000 Associated Brokers / Dealers N/A CIK Number 0001665308 Filed Document 0001665308-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Royal Capital Value Fund LP See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413591 Filed Document 0001315863-16-001067 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAND OAKS INVESTMENT FUNDS LP See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435454 Filed Document 0001435454-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
SKYLANDS QUEST LLC See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES LLC and BHA SELECT NETWORK, LLC CIK Number 0001308939 Filed Document 0001124725-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
HM Residential REIT 1, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001665156 Filed Document 0001665156-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Source One Holdings, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001664246 Filed Document 0001664246-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Barlow Partners Offshore Ltd. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001112469 Filed Document 0000919574-16-009678 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Element Rock, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $4,982,375 Associated Brokers / Dealers N/A CIK Number 0001664175 Filed Document 0001664181-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Other
Atrevida Multi-Strategy Charter Fund LP See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405582 Filed Document 0000919574-16-009680 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MFS Emerging Markets Equity LLC See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001378639 Filed Document 0001654031-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nimbus Weather Fund LP See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001347971 Filed Document 0001347971-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
MFS International Concentrated Equity LLC See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546554 Filed Document 0001654031-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Osprey Investment Partners, L.P See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597390 Filed Document 0001597390-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
114 REIT LP See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Christopher Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001665218 Filed Document 0001665218-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Morris Global Strategies (Cayman), Ltd. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484302 Filed Document 0001484302-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Secquaero ILS Fund Ltd. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565659 Filed Document 0001565659-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Element Rock, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $4,993,696 Associated Brokers / Dealers N/A CIK Number 0001664175 Filed Document 0001664175-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Other
SOUTH GEORGIA EQUITY INCOME FUND LP See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509939 Filed Document 0001600219-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuro-ID, Inc. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001641540 Filed Document 0001641540-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Brand Rock Investments, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $2,981,700 Associated Brokers / Dealers N/A CIK Number 0001664253 Filed Document 0001664253-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Other
Duck Farm, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $2,806,046 Associated Brokers / Dealers N/A CIK Number 0001664196 Filed Document 0001665065-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Other
Innovation X Holdings, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $230,000,000 Associated Brokers / Dealers National Securities Corp. CIK Number 0001663167 Filed Document 0001663167-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sun Clinical Laboratory, LLC - Series 9 See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $24,000 Associated Brokers / Dealers N/A CIK Number 0001652663 Filed Document 0001652663-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Clarion Partners Management LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $146,000,000 Associated Brokers / Dealers N/A CIK Number 0001665332 Filed Document 0001665332-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IRON CATASTROPHE FUND, L.P. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001474572 Filed Document 0001474572-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Sageview Capital Partners II (Onshore), L.P. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers M2O Private Fund Advisors LLC CIK Number 0001647247 Filed Document 0000950142-16-002886 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SMG WAIKOLOA PARTNERS LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648495 Filed Document 0001648495-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 100, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $2,089,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001643791 Filed Document 0001643791-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Vestorly, Inc. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $4,126,378 Associated Brokers / Dealers N/A CIK Number 0001617575 Filed Document 0001617575-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KGT Strategic Private Investments, L.P. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664969 Filed Document 0001664966-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Catch of LA Operating Co LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001665172 Filed Document 0001665172-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Spruceview Opportunity Fund: European Income & Value, LP See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001664566 Filed Document 0001140361-16-048952 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cason Investments, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $3,174,616 Associated Brokers / Dealers N/A CIK Number 0001664254 Filed Document 0001664254-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Other
Falcon Sovereign, LP See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598238 Filed Document 0000902664-16-005099 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cashout Videos, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001665288 Filed Document 0001665288-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KAIROS CATASTROPHE FUND L.P. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467861 Filed Document 0001467861-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity