Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ENTSW1, L.P. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001647929 Filed Document 0001647929-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CROW HILL FUND, LP See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andrew R. Feldman and Pamela Schwadron CIK Number 0001640683 Filed Document 0000919574-15-005371 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
C&C Real Estate Investment Partners, LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001647879 Filed Document 0001647879-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fairway Energy Partners, LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $51,165,400 Associated Brokers / Dealers FBR Capital Markets & Co. CIK Number 0001647654 Filed Document 0001647654-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
iSRAT MD, Inc. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001646584 Filed Document 0001646584-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
North Ida Investments, LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $5,710,000 Associated Brokers / Dealers N/A CIK Number 0001648877 Filed Document 0001648877-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
North Ida Builders, LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $2,575,000 Associated Brokers / Dealers N/A CIK Number 0001648872 Filed Document 0001648872-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Shelfbucks, Inc. See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001606392 Filed Document 0001606392-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hedge Fund Select: Perry Ltd See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001647475 Filed Document 0001140361-15-027479 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Make Meaning, Inc. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001535018 Filed Document 0001535018-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Afferent Pharmaceuticals, Inc. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $54,999,986 Associated Brokers / Dealers N/A CIK Number 0001476010 Filed Document 0001140361-15-027467 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
InVenture Capital Corp See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $9,999,998 Associated Brokers / Dealers N/A CIK Number 0001528762 Filed Document 0001644726-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Momentum Real Estate Fund II, LLC See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised $79,870,000 Associated Brokers / Dealers GFG Securities, LLC CIK Number 0001622754 Filed Document 0001019687-15-002723 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
MV Startup Fund XXIV LLC See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001630953 Filed Document 0001630953-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Gramercy Credit Opportunities Fund LLC See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613573 Filed Document 0000919574-15-005369 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Green Box Dispenser Inc. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001647637 Filed Document 0001647637-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Carmel Multifamily DST See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised $11,377,246 Associated Brokers / Dealers Concorde Investment Services LLC, Inland Securities Corporation, John P. Harvey Jr., Joseph A. Graziano, Christina A. Nielson, DFPG Investments Inc., Joral T. Schmalle, Robert S. Fagan, Robert A. Horning, Steven H. Murphy, Ronald A. Schley, David B. Levinson, Jim A. Christian, and Leslie V. Anderton CIK Number 0001631259 Filed Document 0000950138-15-000461 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
OrbiMed Global Healthcare Associates Fund, L.P. See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600226 Filed Document 0000902664-15-003065 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hollis Capital Partners, L.P. See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000892991 Filed Document 0001095449-15-000097 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Absolute Return Macro Cayman Fund, Ltd. See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613244 Filed Document 0000919574-15-005403 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Offshore Merchant Partners Asset Yield Fund, LP See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE ASSET MANAGEMENT LIMITED CIK Number 0001647588 Filed Document 0001647588-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DELPHIX CORP. See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised $74,999,988 Associated Brokers / Dealers N/A CIK Number 0001439696 Filed Document 0001439696-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pyramis Small/Mid Cap Core Fund, LP See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pyramis Distributors Corporation LLC and Fidelity Brokerage Services CIK Number 0001559068 Filed Document 0001592008-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prescient Capital Alternative Fixed Income Fund, LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647915 Filed Document 0001647915-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Crowne Maybank Apartments, Limited Partnership See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised $5,407,078 Associated Brokers / Dealers VSR Financial Services, Inc. and The Strategic Financial Alliance, Inc. CIK Number 0001644788 Filed Document 0001644788-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
NouvEau Inc. See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449463 Filed Document 0001449463-15-000004 Exclusions or Exemptions 506c Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hedge Fund Select: Seminole Capital Partners LLC See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001612957 Filed Document 0001140361-15-027481 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV CFS Fund I LLC See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001644291 Filed Document 0001644291-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Chalk Digital, Inc. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001648044 Filed Document 0001648044-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
USC, LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $16,075,321 Associated Brokers / Dealers N/A CIK Number 0001464941 Filed Document 0001464941-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Bionik Laboratories Corp. See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised $15,400,000 Associated Brokers / Dealers Merriman Capital, Inc., Garden State Securities, Inc., and Columbus Advisory Group Ltd. CIK Number 0001508381 Filed Document 0001140361-15-027498 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CIVIC CAPITAL MACRO FUND, LP See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001640754 Filed Document 0000919574-15-005383 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MKCA Opportunity Fund, LLC See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers Not Applicable CIK Number 0001465069 Filed Document 0001465069-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Other
ESA Toxicology LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers N/A CIK Number 0001618729 Filed Document 0001618729-15-000015 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Pyramis Opportunistic Capital Fund, LP See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pyramis Distributors Corporation, LLC CIK Number 0001609594 Filed Document 0001592008-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Remitly, Inc. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534076 Filed Document 0001168404-15-000017 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Phoenix Venture Partners II LP See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647900 Filed Document 0001647900-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FundersClub 2H9 LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $315,000 Associated Brokers / Dealers N/A CIK Number 0001648041 Filed Document 0001648041-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC LIFE & ANNUITY CO See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001209191-15-060748 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Rockwood Capital Real Estate Partners Fund X, L.P. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, and None CIK Number 0001647627 Filed Document 0001647576-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ORTHOGRID SYSTEMS, INC. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001607476 Filed Document 0001607476-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Pegasus Solar Inc See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $3,134,397 Associated Brokers / Dealers N/A CIK Number 0001647465 Filed Document 0001647465-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LUCID DESIGN GROUP, INC. See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised $15,678,859 Associated Brokers / Dealers N/A CIK Number 0001339528 Filed Document 0001339528-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sealy Strategic Equity Partners, LP See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers SUSAN GITT and JASON N. SLEZAK CIK Number 0001562720 Filed Document 0001562720-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Sweatbox LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001647237 Filed Document 0001647237-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OrbiMed Global Healthcare Fund, Ltd. See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588471 Filed Document 0000902664-15-003064 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ACADIAN GLOBAL MANAGED VOLATILITY EQUITY FUND, LLC See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001442329 Filed Document 0001442329-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Giggles N' Hugs, Inc. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers WestPark Capital CIK Number 0001381435 Filed Document 0001502958-15-000005 Exclusions or Exemptions 506c Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
STILL WATER CORP See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001598136 Filed Document 0001598136-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Hyde Park Venture Partners Fund II, L.P. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641617 Filed Document 0001641617-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund