Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Carmell Therapeutics Corp See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001517941 Filed Document 0001517941-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Saba E Fund LLC See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622388 Filed Document 0000902664-16-005238 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Real Estate Trust Feeder L.P. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663289 Filed Document 0001663289-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
C26 Small, LP See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664197 Filed Document 0001664197-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Financial Stocks Limited Partnership See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STIFEL, NICOLAUS & COMPANY, INCORPORATED, BARBARA L. JUSTIZ, and MARK D. PRESTON CIK Number 0001338955 Filed Document 0000919574-16-009831 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Beatshare, Inc. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001665994 Filed Document 0001665994-16-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Palm Global Small Cap Fund, L.P. See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598695 Filed Document 0001315863-16-001102 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AQR Enhanced Style Premia Fund, L.P. See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590479 Filed Document 0001590479-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saba Capital Leveraged Partners, L.P. See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525804 Filed Document 0000902664-16-005240 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MYRA LABS, INC. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $1,199,999 Associated Brokers / Dealers N/A CIK Number 0001665760 Filed Document 0001665760-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clearlake Opportunities Partners (E-C) Offshore, L.P. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001665936 Filed Document 0000950142-16-002969 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HIGHLAND CAPITAL MANAGEMENT, L.P. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David Clark, Brian Clark, Gary Clark, Skinner Family LLC, Steve Walker, Hydra Management LLC, Wally Stenhouse, Josh Scheinfeld, Dan Drennan, Spencer Edwards, Inc., Hedge Harbor Inc., Mid Atlantic Capital Corporation, and Hedgeco Securities, LLC CIK Number 0001107729 Filed Document 0001107729-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESPBP Intermediate Holdings LLC See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606131 Filed Document 0000895345-16-000345 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
NORTHWESTERN MUTUAL CAPITAL STRATEGIC EQUITY FUND IV, LP See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $32,000,000 Associated Brokers / Dealers N/A CIK Number 0001659177 Filed Document 0001659177-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
WellWell LLC See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001666081 Filed Document 0001666081-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Fanzee, Inc. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001666056 Filed Document 0001666056-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Accelerated Equity LLC See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $50,250 Associated Brokers / Dealers N/A CIK Number 0001666119 Filed Document 0001666119-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
215 West Lake Street Investments, LLC See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001666064 Filed Document 0001666064-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
BALTIA AIR LINES INC See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers BALTIA AIR LINES INC CIK Number 0000869187 Filed Document 0001165195-16-000051 Exclusions or Exemptions 506c Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Airlines and Airports Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
SILVERBACK ARBITRAGE FUND LTD. See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. Investcorp LLC CIK Number 0001469490 Filed Document 0000919574-16-009835 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pennant Windward Fund, Ltd. See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001352712 Filed Document 0000919574-16-009861 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pennant Windward Fund, L.P. See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001352711 Filed Document 0000919574-16-009859 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
LinguaFlex, Inc. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $7,015,505 Associated Brokers / Dealers N/A CIK Number 0001479493 Filed Document 0001479493-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
VINCI VERNIER PARTNERS, LP See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599139 Filed Document 0000919574-16-009842 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FRAMTIDEN LP See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001077901 Filed Document 0001077901-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Testimonial Tree, Inc. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001664390 Filed Document 0001664390-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Siguler Guff Small Buyout Opportunities Fund III (F), LP See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon CIK Number 0001665899 Filed Document 0001665899-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Real Estate Finance Trust Inc. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631596 Filed Document 0001631596-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Siguler Guff Small Buyout Opportunities Fund III (T), LP See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon CIK Number 0001665900 Filed Document 0001665900-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WPS CAPITAL FUND LLC See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001158568 Filed Document 0001158568-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Unified Sales Agency, Inc. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001666222 Filed Document 0001666222-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEBRASKA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ella Health, Inc. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001552439 Filed Document 0001552439-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
RD Legal Finance, LLC See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $375,744 Associated Brokers / Dealers N/A CIK Number 0001660985 Filed Document 0001660985-16-000013 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Monogram Healthy Spot Holdings, LLC See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $5,100,000 Associated Brokers / Dealers N/A CIK Number 0001663127 Filed Document 0001663127-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Creek Partners Co-Investment Fund III, LP See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Morgan Creek Capital Distributors, LLC CIK Number 0001633614 Filed Document 0000919574-16-009880 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Next Energy Technologies, Inc. See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised $6,999,993 Associated Brokers / Dealers Callaway Private Equity Partners, Inc. CIK Number 0001526240 Filed Document 0001526240-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Saba Capital Offshore Fund, Ltd. See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469487 Filed Document 0000902664-16-005249 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tremblant Partners, LP See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001157712 Filed Document 0000919574-16-009854 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Saba Capital Tail Hedge Partners, L.P. See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498872 Filed Document 0000902664-16-005237 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MHC Mutual Conversion Fund, L.P. See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459674 Filed Document 0001315863-16-001103 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Caveance LLC See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001664170 Filed Document 0001664170-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CITRINE CAPITAL OFFSHORE FEEDER, LTD. See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600412 Filed Document 0000919574-16-009866 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Walnut Creek Common Holdings, L.L.C. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $9,120,000 Associated Brokers / Dealers N/A CIK Number 0001665980 Filed Document 0001665980-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Cardinal Spine, LLC See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001574608 Filed Document 0001574608-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Guggenheim Private Debt Fund 2.0, LLC See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001666037 Filed Document 0001666037-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Melody Special Opportunities Onshore Fund, L.P. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665396 Filed Document 0000950142-16-002960 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Blair & Belmont, LLC See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001665903 Filed Document 0001665903-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Liberty Source PBC See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001664883 Filed Document 0001664883-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Opps X REIT Funding, LLC See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Phyllis J. Johnson, Patrick J. Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001666087 Filed Document 0001666087-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim Private Debt Fund 2.0, Ltd. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001665479 Filed Document 0001665479-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund