|
|
D/A |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581257
- Filed Document
- 0001581257-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001647902
- Filed Document
- 0000919574-15-005449
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001648192
- Filed Document
- 0001648192-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Hospitals and Physicians
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001647956
- Filed Document
- 0000897069-15-000405
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- $222,835
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001647413
- Filed Document
- 0001647413-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581493
- Filed Document
- 0001581493-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- First Wilshire Securities, Inc.
- CIK Number
- 0001212793
- Filed Document
- 0001212793-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001475112
- Filed Document
- 0000902664-15-003082
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- $45,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001334933
- Filed Document
- 0001183740-15-000178
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- $158,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001647416
- Filed Document
- 0001647416-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001647916
- Filed Document
- 0001647916-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Ares Investor Services LLC and UBS Switzerland AG
- CIK Number
- 0001647708
- Filed Document
- 0001647708-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001443922
- Filed Document
- 0000919574-15-005432
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Walter Greenblatt & Associates, LLC
- CIK Number
- 0001614077
- Filed Document
- 0001614077-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001436816
- Filed Document
- 0001315863-15-000613
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Sean Jenkins, Scott Mibu, and Mike Oshiro
- CIK Number
- 0001581871
- Filed Document
- 0001095449-15-000146
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- OPPENHEIMER & CO. INC. and UBS FINANCIAL SERVICES INC.
- CIK Number
- 0001553972
- Filed Document
- 0001553972-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- $52,301,142
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001495564
- Filed Document
- 0001140361-15-027647
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MAINE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001647834
- Filed Document
- 0001647834-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- $120,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001469907
- Filed Document
- 0001176256-15-000248
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
Philadelphia Financial Life Assurance Co Separate Account VA131
See All Filings
|
D |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Innovation Partners, LLC
- CIK Number
- 0001648125
- Filed Document
- 0001648125-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001648390
- Filed Document
- 0001648390-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Man Investments Inc.
- CIK Number
- 0001647891
- Filed Document
- 0001647891-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001457096
- Filed Document
- 0001457096-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- $1,120,121
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001648422
- Filed Document
- 0001461373-15-000027
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001648497
- Filed Document
- 0001648497-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001497112
- Filed Document
- 0001497112-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635352
- Filed Document
- 0001507943-15-000102
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- HONG KONG
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FEF DISTRIBUTORS, LLC
- CIK Number
- 0001647749
- Filed Document
- 0000919574-15-005436
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613108
- Filed Document
- 0001613108-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- $4,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001648206
- Filed Document
- 0001648206-15-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Construction
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001340971
- Filed Document
- 0001315863-15-000614
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Venovate Marketplace, Inc.
- CIK Number
- 0001645677
- Filed Document
- 0000902664-15-003074
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Management Advisers, Inc.
- CIK Number
- 0001612810
- Filed Document
- 0000919574-15-005417
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001440518
- Filed Document
- 0000902664-15-003079
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc.
- CIK Number
- 0001529223
- Filed Document
- 0001643061-15-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001648169
- Filed Document
- 0001648169-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC and J.P. Morgan Securities LLC
- CIK Number
- 0001473605
- Filed Document
- 0000902664-15-003081
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613726
- Filed Document
- 0000902664-15-003086
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001647954
- Filed Document
- 0000897069-15-000406
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- $14,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001640939
- Filed Document
- 0001640939-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- $35,931
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001615245
- Filed Document
- 0001615245-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- $246,893
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001563251
- Filed Document
- 0001563251-15-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001612964
- Filed Document
- 0000945621-15-000230
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- $135,773,824
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001077157
- Filed Document
- 0001077157-15-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Scott Mibu, Mike Oshiro, Patrick Moriarty, Sean Jenkins, and Arnold L. Mintz
- CIK Number
- 0001395296
- Filed Document
- 0001095449-15-000099
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NORTH CREEK BUTLER, J.P. MORGAN SECURITIES LLC, and UBS FINANCIAL SERVICES INC.
- CIK Number
- 0001443464
- Filed Document
- 0000919574-15-005428
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- $10,691,100
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001462951
- Filed Document
- 0001462951-15-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596164
- Filed Document
- 0001596164-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-07-15 00:00:00 UTC |
- Amount To Be Raised
- $4,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595296
- Filed Document
- 0001595296-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|