Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Thornburg Partners Fund LP See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001421710 Filed Document 0001140361-16-050753 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPG Equity VII, L.P. See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666133 Filed Document 0001666133-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Adi Long Short Equity Fund II LP See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665865 Filed Document 0000919574-16-010002 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chillbox California Corp. See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001666396 Filed Document 0001666396-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Beach Point Access LLC See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001460049 Filed Document 0001460049-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seattle Funding Group of California, LLC See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001521597 Filed Document 0001521597-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
RD Legal Finance, LLC See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised $411,744 Associated Brokers / Dealers N/A CIK Number 0001660985 Filed Document 0001660985-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Wahlburgers Boston Developer Co LLC See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001666247 Filed Document 0001666247-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
HarbourVest Real Assets III Feeder Fund L.P. See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666668 Filed Document 0001666668-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SREOF II REIT, LLC See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $121,000 Associated Brokers / Dealers FIRST LIBERTIES FINANCIAL CIK Number 0001666264 Filed Document 0001666264-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ReplyBuy, Inc. See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $2,997,950 Associated Brokers / Dealers N/A CIK Number 0001550128 Filed Document 0001550128-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Base Camp Fund (a series of Payden Cash Management Fund, LLC) See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659341 Filed Document 0001659341-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KARYA FUND LTD See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC and Alternative Asset Investment Management Securities, LLC CIK Number 0001541556 Filed Document 0001541556-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Teraphysics Corp See All Filings	1-A	2016-02-08 17:09:48 UTC
Amount To Be Raised $49,000,000 Associated Brokers / Dealers TBD CIK Number 0001318588 Filed Document 0001658959-16-000001 Accepted Date 2016-02-08 17:09:48 UTC Type of Offering 1-A Industry ELECTRONIC COMPONENTS, NEC Offering Tier Tier2 Principal Place of Business OHIO Revenue or Assets $783,450 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Punch TV Studios Inc. See All Filings	1-A/A	2016-02-08 14:06:41 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001651699 Filed Document 0001651699-16-000009 Accepted Date 2016-02-08 14:06:41 UTC Type of Offering 1-A/A Industry TELEVISION BROADCASTING STATIONS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $34,490 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Mill Creek Investment Partners, L.P. See All Filings	D/A	2016-02-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001053614 Filed Document 0000919574-16-011681 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Pyrrho Global Event Driven Offshore Fund, Ltd. See All Filings	D/A	2016-02-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC and Aldwych Securities, LLC CIK Number 0001555000 Filed Document 0001315863-16-001112 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BLUE LOTUS INVESTMENT FUND See All Filings	D/A	2016-02-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660282 Filed Document 0001660282-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Rydesharyng, L.P. See All Filings	D	2016-02-08 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001666245 Filed Document 0001666245-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rubicon Venture Capital Fund II, LLC See All Filings	D	2016-02-08 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001666187 Filed Document 0001666187-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golo, LLC See All Filings	D/A	2016-02-08 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001548271 Filed Document 0001548271-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Audax Senior Loan Fund III, L.P. See All Filings	D	2016-02-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665381 Filed Document 0001393725-16-000164 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genomind, Inc. See All Filings	D/A	2016-02-08 00:00:00 UTC
Amount To Be Raised $19,750,000 Associated Brokers / Dealers N/A CIK Number 0001604902 Filed Document 0001604902-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Pocket Points Inc. See All Filings	D	2016-02-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001649636 Filed Document 0001649636-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Poached Jobs, Inc. See All Filings	D	2016-02-08 00:00:00 UTC
Amount To Be Raised $3,299,341 Associated Brokers / Dealers N/A CIK Number 0001606630 Filed Document 0001606630-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
Nano Precision Medical, Inc. See All Filings	D/A	2016-02-08 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001600758 Filed Document 0001600758-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Real Return Funds PLC See All Filings	D/A	2016-02-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541450 Filed Document 0000943663-16-000252 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Placement Loop, Inc. See All Filings	D/A	2016-02-08 00:00:00 UTC
Amount To Be Raised $70,000 Associated Brokers / Dealers N/A CIK Number 0001661114 Filed Document 0001661114-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Zippia, Inc. See All Filings	D	2016-02-08 00:00:00 UTC
Amount To Be Raised $540,000 Associated Brokers / Dealers N/A CIK Number 0001666519 Filed Document 0001666519-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
yet2Ventures Fund II, L.P. See All Filings	D/A	2016-02-08 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001498742 Filed Document 0001498742-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
PAMLI Global Credit Strategies Offshore Ltd. See All Filings	D/A	2016-02-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509469 Filed Document 0001509465-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Plymouth Mezz, LLC See All Filings	D/A	2016-02-08 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001664378 Filed Document 0001664378-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Surveyor Health Corp See All Filings	D	2016-02-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001666148 Filed Document 0001666148-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Janus VR, Inc. See All Filings	D	2016-02-08 00:00:00 UTC
Amount To Be Raised $1,600,011 Associated Brokers / Dealers N/A CIK Number 0001666182 Filed Document 0001666182-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
LACM Large Cap Alpha Fund L.P. See All Filings	D/A	2016-02-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001599761 Filed Document 0001599761-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
REALTERM AIRPORT LOGISTICS REIT, LLC See All Filings	D	2016-02-08 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES B. HARRISON, PHYLLIS JOHNSON, SCOTT HARRISON, PATRICK J. WHELCHEL, and LORI MAYFIELD CIK Number 0001666127 Filed Document 0001666127-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Harmony Partners III, L.P. See All Filings	D	2016-02-08 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001658837 Filed Document 0001658837-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Echo Therapeutics, Inc. See All Filings	D	2016-02-08 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Newbridge Securities Corporation CIK Number 0001031927 Filed Document 0001415889-16-004655 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Debt
Mahout Worldwide Sustainability Fund (DST) See All Filings	D	2016-02-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664468 Filed Document 0001393725-16-000169 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Focus Opportunity Fund, L.P. See All Filings	D	2016-02-08 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001634259 Filed Document 0001634259-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LACM Emerging Markets Fund L.P. See All Filings	D/A	2016-02-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001599755 Filed Document 0001599755-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
BPP F.1 Upper REIT Inc. See All Filings	D	2016-02-08 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001664586 Filed Document 0001664586-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alta Fundamental Advisers Onshore LP See All Filings	D/A	2016-02-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581985 Filed Document 0001581985-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alta Fundamental Advisers Offshore Ltd See All Filings	D/A	2016-02-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581986 Filed Document 0001581986-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pat's Backcountry Beverages Inc. See All Filings	D	2016-02-08 00:00:00 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001484286 Filed Document 0001484286-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALASKA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AC 14 LLC See All Filings	D	2016-02-08 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001665043 Filed Document 0001665043-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Sharpe Point Partners, LP See All Filings	D/A	2016-02-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636096 Filed Document 0000902664-16-006307 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Silverpath Investment Partners LP See All Filings	D	2016-02-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597371 Filed Document 0001597371-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WiSilica, Inc. See All Filings	D	2016-02-08 00:00:00 UTC
Amount To Be Raised $3,346,304 Associated Brokers / Dealers N/A CIK Number 0001666145 Filed Document 0001666145-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Firm Prospects, LLC See All Filings	D	2016-02-08 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001666171 Filed Document 0001666171-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity