Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Organica Water, Inc. See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $7,069,361 Associated Brokers / Dealers N/A CIK Number 0001565009 Filed Document 0001140361-15-027950 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business HUNGARY Revenue or Assets Decline to Disclose Type of Security Equity
Tragara Pharmaceuticals, Inc. See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $1,201,200 Associated Brokers / Dealers N/A CIK Number 0001386218 Filed Document 0001140361-15-027885 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Modria.com, Inc. See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $6,783,042 Associated Brokers / Dealers N/A CIK Number 0001581124 Filed Document 0001581124-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IBIS SPECIAL OPPORTUNITIES FUND, LP See All Filings	D/A	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519939 Filed Document 0000919574-15-005477 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cemetery360, Inc. See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001611959 Filed Document 0001140361-15-028009 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tekarra Capital Partners, Ltd. See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645991 Filed Document 0001013594-15-000414 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
J&J SOLUTIONS INC See All Filings	D/A	2015-07-17 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001451840 Filed Document 0001451840-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
350 SHADY LANE, LP See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001648264 Filed Document 0001648264-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Quandl Inc. See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001565247 Filed Document 0001140361-15-027858 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Jellyfish Health, LLC See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001647687 Filed Document 0001647687-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PROCEPT BioRobotics Corp See All Filings	D/A	2015-07-17 00:00:00 UTC
Amount To Be Raised $7,667,625 Associated Brokers / Dealers N/A CIK Number 0001588978 Filed Document 0001588978-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Socrates Health Solutions, Inc. See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001594118 Filed Document 0001594118-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
North Haven Real Estate Fund VIII Global-T, L.P. See All Filings	D/A	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001608498 Filed Document 0001608498-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SBH Global Discovery Fund, Ltd. See All Filings	D/A	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001072103 Filed Document 0001072103-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QSpex Technologies Inc See All Filings	D/A	2015-07-17 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Riverbank Capital Securities, Inc. CIK Number 0001418588 Filed Document 0001418588-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
BlueMountain Long/Short Equity Fund Ltd. See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646996 Filed Document 0000905718-15-000626 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
APEX RESOURCES INC See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $273,000 Associated Brokers / Dealers JAMES BALDAUF, GERARD LUNA, and JERRY FRANTZ CIK Number 0000868868 Filed Document 0000868868-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
130W42 REALTY INC. See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC CIK Number 0001648008 Filed Document 0001648008-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OverDog, Inc. See All Filings	D/A	2015-07-17 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001431941 Filed Document 0001431941-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Solsten Investment Funds plc See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553344 Filed Document 0000945621-15-000244 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S. W. MITCHELL EUROPEAN L P See All Filings	D/A	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001340799 Filed Document 0000943663-15-000164 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AmeriLife Holdings LLC See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648119 Filed Document 0001648119-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
EndoVantage, LLC See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001648705 Filed Document 0001648705-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Cornelius Capital Venture Fund I, LP See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596839 Filed Document 0001596839-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RC Manhattan Place, LLC See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648285 Filed Document 0001648268-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prime Security Services TopCo Parent, L.P. See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648361 Filed Document 0000950142-15-001715 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
UTILITIES, INFRASTRUCTURE & RENEWABLES SUB-FUND, A SUB-FUND OF CYGNUS SICAV p.l.c. See All Filings	D/A	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001447273 Filed Document 0001463531-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Carlyle Global Market Strategies Commodities Funding 2015-1, Ltd. See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $273,684,211 Associated Brokers / Dealers N/A CIK Number 0001647396 Filed Document 0001647396-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Himalaya Capital Investors, L.P. See All Filings	D/A	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576745 Filed Document 0001181431-15-008779 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tremus, Inc. See All Filings	D/A	2015-07-17 00:00:00 UTC
Amount To Be Raised $7,539,080 Associated Brokers / Dealers N/A CIK Number 0001646519 Filed Document 0001646519-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BioAtla,LLC See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $39,000,001 Associated Brokers / Dealers N/A CIK Number 0001614452 Filed Document 0001614452-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace Funds PLC - MW Global Financials Market Neutral Fund See All Filings	D/A	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504529 Filed Document 0000902664-15-003103 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tekarra Capital Partners, LP See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645927 Filed Document 0001013594-15-000415 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stiletto Manufacturing, Inc See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001648334 Filed Document 0001648334-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HLS Therapeutics Inc. See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $112,787,710 Associated Brokers / Dealers GMP Securities, LLC CIK Number 0001648315 Filed Document 0001648315-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Dimensional Funds plc - Global Core Equity II Fund See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643251 Filed Document 0000945621-15-000236 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLC Entertainment Studios, Inc. See All Filings	D/A	2015-07-17 00:00:00 UTC
Amount To Be Raised $5,675,000 Associated Brokers / Dealers N/A CIK Number 0001594353 Filed Document 0001594353-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spencer Re, I.I. See All Filings	D/A	2015-07-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001433275 Filed Document 0001433275-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
Kelt Exploration Ltd. See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $4,759,080 Associated Brokers / Dealers Peters & Co. Limited, FirstEnergy Capital Corp., RBC Dominion Securities Inc., Scotia Capital Inc., CIBC World Markets Inc., Cormark Securities Inc., Macquarie Capital Markets Canada Ltd., National Bank Financial Inc., GMP Securities L.P., AltaCorp Capital Inc., TD Securities Inc., Credit Suisse Securities (Canada) Inc., Desjardins Securities Inc., and Raymond James Ltd. CIK Number 0001574455 Filed Document 0001140361-15-028191 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Staples Restaurants 7990, LLC See All Filings	D/A	2015-07-17 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001643110 Filed Document 0001643110-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Monroe Capital Private Credit Fund II (CAIS) LP See All Filings	D/A	2015-07-17 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers CAIS Capital LLC CIK Number 0001643497 Filed Document 0001643497-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Skedaddle, Inc. See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $1,451,117 Associated Brokers / Dealers N/A CIK Number 0001648376 Filed Document 0001140361-15-028007 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Defense Mobile Corp See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001587942 Filed Document 0001587942-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Malartu Fund II, LLC See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001648384 Filed Document 0001648384-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
APEX RESOURCES INC See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $626,450 Associated Brokers / Dealers JAMES BALDAUF, GERARD LUNA, and JERRY FRANTZ CIK Number 0000868868 Filed Document 0000868868-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Silk Road Global Frontier Fund, LLC See All Filings	D/A	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581546 Filed Document 0001581546-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Symetra Separate Account VL See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449482 Filed Document 0000808442-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accolade, Inc. See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001481646 Filed Document 0001192482-15-000307 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
S. W. MITCHELL EUROPEAN LTD See All Filings	D/A	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001340800 Filed Document 0000943663-15-000163 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RC North Oaks Co-Invest, LLC See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648269 Filed Document 0001648268-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund