Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Aspyrian Therapeutics, Inc. See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $4,249,999 Associated Brokers / Dealers N/A CIK Number 0001595215 Filed Document 0001595215-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Channel Medsystems, Inc. See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $29,523,000 Associated Brokers / Dealers N/A CIK Number 0001575310 Filed Document 0001209191-15-061695 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Apogee PGF LLC See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647865 Filed Document 0001127855-15-000311 Exclusions or Exemptions 506c Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
GRANVILLE RESTAURANT PARTNERS 2, LLC See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001617876 Filed Document 0001065949-15-000187 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
First Care, LLC See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001648139 Filed Document 0001648139-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Comr.se Corp. See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001574382 Filed Document 0001574382-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Global Access Portfolios LLC See All Filings	D/A	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001415522 Filed Document 0000950142-15-001778 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Imedex Holdco, LLC See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $4,040,000 Associated Brokers / Dealers N/A CIK Number 0001648412 Filed Document 0000905718-15-000632 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MILLENNIUM STRATEGIC CAPITAL LP See All Filings	D/A	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524728 Filed Document 0000902664-15-003121 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SPR Therapeutics, LLC See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001532647 Filed Document 0001532647-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
More Than Your Score, Inc See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001643447 Filed Document 0001643447-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Global Access Portfolios LLC See All Filings	D/A	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001415522 Filed Document 0000950142-15-001780 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 4 See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shriram Bhashyam, Phil Haslett, and Nathaniel Disston CIK Number 0001648435 Filed Document 0001445866-15-000814 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stone Forest Emerging Markets Hedge Fund, Ltd. See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649003 Filed Document 0000943663-15-000175 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ra Pharmaceuticals, Inc. See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $58,499,990 Associated Brokers / Dealers N/A CIK Number 0001481512 Filed Document 0001481512-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Stratifyd, Inc. See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $108,412 Associated Brokers / Dealers N/A CIK Number 0001634594 Filed Document 0001382963-15-000090 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CMS IRONWOOD MULTI STRATEGY FUND LLC See All Filings	D/A	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001165946 Filed Document 0001165946-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IK Small Cap Fund I No.2 SCSp See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAMPBELL LUTYENS & CO. INC. CIK Number 0001647733 Filed Document 0001647733-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heritage Global Inc. See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0000849145 Filed Document 0001062993-15-003935 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CAZ AI Fund, L.P. See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648332 Filed Document 0001315863-15-000620 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SeaWolf Group LLC See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $85,000 Associated Brokers / Dealers N/A CIK Number 0001648640 Filed Document 0001615774-15-001905 Exclusions or Exemptions 506c Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Reveal Mobile, Inc. See All Filings	D/A	2015-07-20 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001577636 Filed Document 0001577636-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
LCP Acquisition Partners I, LP See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001648783 Filed Document 0001648783-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PEG U.S. Corporate Finance Institutional Investors V LLC See All Filings	D/A	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595439 Filed Document 0001012975-15-000548 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Global Access Strategies SPC Ltd. See All Filings	D/A	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001539833 Filed Document 0000950142-15-001773 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuberger Berman Greater China Equity Fund Ltd. See All Filings	D/A	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001554529 Filed Document 0001554529-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INCA Latin American Offshore Fund, Ltd. See All Filings	D/A	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489660 Filed Document 0001489660-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
INCA Latin American Fund, LP See All Filings	D/A	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425432 Filed Document 0001425432-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jonesboro Complex LP See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $1,060,000 Associated Brokers / Dealers N/A CIK Number 0001648455 Filed Document 0001648455-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Western Asset Structured Product Opportunities Fund, L.L.C. See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001643524 Filed Document 0001643524-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brainguard Technologies, Inc. See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648631 Filed Document 0001648631-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
INTEGEN, LLC See All Filings	D/A	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508133 Filed Document 0001508133-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Leander Apt Venture, LLC See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $1,525,000 Associated Brokers / Dealers N/A CIK Number 0001648408 Filed Document 0001648408-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
HarbourVest Partners Mezzanine Income Fund L.P. See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001647953 Filed Document 0001647953-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ZELL EQUITY INTERNATIONAL FUND VI, L.P. See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001648820 Filed Document 0001648805-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Scratch Music Group, Inc. See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $780,168 Associated Brokers / Dealers N/A CIK Number 0001504068 Filed Document 0001504068-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HER, LLC See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001455145 Filed Document 0000949265-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
JADA RESTAURANT INC See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001648261 Filed Document 0001648261-15-000003 Exclusions or Exemptions 504 and 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Jibo, Inc. See All Filings	D/A	2015-07-20 00:00:00 UTC
Amount To Be Raised $43,432,540 Associated Brokers / Dealers N/A CIK Number 0001630875 Filed Document 0001630875-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Silk Road Global Frontier Fund, LLC See All Filings	D/A	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581546 Filed Document 0001581546-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peninsula Fund VI Limited Partnership See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641709 Filed Document 0001641709-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Global Access Portfolios LLC See All Filings	D/A	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001415522 Filed Document 0000950142-15-001779 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 3 See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shriram Bhashyam, Phil Haslett, and Nathaniel Disston CIK Number 0001648436 Filed Document 0001445866-15-000813 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
14 ELUSIVE QUALITY/HOLY PRINCESS, LLC See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $310,000 Associated Brokers / Dealers N/A CIK Number 0001648381 Filed Document 0001648381-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Experience Capital Mortgage Fund, LLC See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001648211 Filed Document 0001648211-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CONSUMER METRICS LP See All Filings	D/A	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001423564 Filed Document 0001625257-15-000054 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Madison Express LLC See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001648565 Filed Document 0001648565-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
PEG Venture Capital Institutional Investors V LLC See All Filings	D/A	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604730 Filed Document 0001012975-15-000549 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CSRA Grocery Portfolio I, DST See All Filings	D/A	2015-07-20 00:00:00 UTC
Amount To Be Raised $14,490,000 Associated Brokers / Dealers N/A CIK Number 0001647884 Filed Document 0001647884-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
TAG DIVERSIFIED STRATEGIES FUND L P See All Filings	D/A	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356649 Filed Document 0001356649-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund