Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Empery Tax Efficient II LP See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620313 Filed Document 0001620313-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG Traverse Co-Investment, LP See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised $257,268,721 Associated Brokers / Dealers N/A CIK Number 0001614060 Filed Document 0001614060-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRAMONTANA POINT L P See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001350554 Filed Document 0001350554-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SEG CLIENT APPRECIATION PROGRAM II L.P. See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised $1,987,500 Associated Brokers / Dealers NONE CIK Number 0001654061 Filed Document 0001654061-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Other
GSA QMS Fund Ltd See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520524 Filed Document 0000943663-15-000204 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 7 See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shriram Bhashyam, Phil Haslett, and Nathaniel Disston CIK Number 0001648434 Filed Document 0001445866-15-001097 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nikon Capital Management, LLC See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001653836 Filed Document 0001653836-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SELERITY, INC See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001453168 Filed Document 0001453168-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Stonelake Opportunity Partners IV, L.P. See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654138 Filed Document 0001654138-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SECOR MSW Fund Ltd See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653533 Filed Document 0000902664-15-003743 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
InSensi, Inc. See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610545 Filed Document 0001625497-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Paintzen Inc. See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised $4,704,980 Associated Brokers / Dealers N/A CIK Number 0001587157 Filed Document 0001231919-15-000026 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SkyTran Inc. See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001654146 Filed Document 0001654146-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RECURRENCE, INC. See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001586846 Filed Document 0001586846-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Ixthys Adverse Alpha, LP See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584957 Filed Document 0001315863-15-000779 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Housing Income Trust, Inc. See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001433821 Filed Document 0001433821-15-000044 Exclusions or Exemptions 506c Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cerberus CMBS Opportunities Fund, L.P. See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582659 Filed Document 0000905718-15-000792 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greater Rochester Bancorp, Inc. See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001465966 Filed Document 0001660878-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
IAM Credit Opportunities Fund, LP See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557402 Filed Document 0001557402-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RoyShan Asset Management LLC See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised $103,500,000 Associated Brokers / Dealers NONE CIK Number 0001607353 Filed Document 0001607353-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
KFG Money Market, LLC See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654019 Filed Document 0001209191-15-072142 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Point of Choice LLC See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Theordore C. Feierstein CIK Number 0001641740 Filed Document 0001641740-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IOWA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Knotty Tie Co. See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625497 Filed Document 0001625497-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Pop Gourmet LLC See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised $8,523,813 Associated Brokers / Dealers N/A CIK Number 0001595774 Filed Document 0001595774-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CounterTack Inc. See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised $17,935,732 Associated Brokers / Dealers N/A CIK Number 0001462440 Filed Document 0001462440-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GameCo, Inc. See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001652509 Filed Document 0001652509-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ailanthus Capital Partners, LP See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653337 Filed Document 0001013594-15-000496 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Safe Cash Payment Technologies Inc. See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised $1,120,000 Associated Brokers / Dealers N/A CIK Number 0001644408 Filed Document 0001644408-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crown Cleveland #18 Joint Venture See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised $1,232,000 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001651931 Filed Document 0001651931-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Blackstone Senfina Fund L.P. See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620478 Filed Document 0000902664-15-003742 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abzena plc See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001653673 Filed Document 0001653673-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AHML, LLC See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised $820,000 Associated Brokers / Dealers N/A CIK Number 0001653988 Filed Document 0001653988-15-000003 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
American Housing Income Trust, Inc. See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001433821 Filed Document 0001433821-15-000045 Exclusions or Exemptions 506c Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
IAM Credit Opportunities Offshore Fund, Ltd. See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557409 Filed Document 0001557409-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fuel Hair LLC See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001653989 Filed Document 0001653989-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Point of Choice LLC See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001641740 Filed Document 0001641740-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IOWA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Blue Delta Capital Fund, LP See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001620422 Filed Document 0001620422-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UNDERHILL PARTNERS, L.P. See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001132844 Filed Document 0000919574-15-007060 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Netsertive, Inc. See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised $2,714,168 Associated Brokers / Dealers N/A CIK Number 0001499957 Filed Document 0001461373-15-000040 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Budget Prime Plus Fund, LLC See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652257 Filed Document 0001652257-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Bharat Surodaya Fund, LTD See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised $77,670,000 Associated Brokers / Dealers Bharat Surodaya Fund, LTD CIK Number 0001654045 Filed Document 0001654045-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
reTXT Inc. See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001654072 Filed Document 0001446933-15-000014 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Ailanthus Capital Partners, Ltd. See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653338 Filed Document 0001013594-15-000497 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EasyG Holding Company, LLC See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001653519 Filed Document 0000897069-15-000474 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
PACIFIC SHORE HOLDINGS, INC. See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001421712 Filed Document 0001065949-15-000240 Exclusions or Exemptions 506c Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ACCELERATED I/O INC See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001102449 Filed Document 0001102449-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
aWhere, Inc. See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001395995 Filed Document 0001395995-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ARHW Holdings LP See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654010 Filed Document 0001654010-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kings Peak Global Macro Fund LP See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Colin McLane, Michael Edward Leverone, Roberto Tancinco Fabros, and Mark Loys Von Kreuter CIK Number 0001618757 Filed Document 0000919574-15-007058 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Housing Income Trust, Inc. See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001433821 Filed Document 0001433821-15-000046 Exclusions or Exemptions 506c Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity