Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GMI-OVERLAND PARK, LP See All Filings	D/A	2015-07-21 00:00:00 UTC
Amount To Be Raised $5,879,411 Associated Brokers / Dealers Bennett K Ely, Charles Geraci, Richard Gagne, Jim Kennedy, Niina Bagdasar, Lori L Rastall, Joseph A Ondris, Curt Ladd, Bobby Kyle Cowand, Azam Jaber, George Hjorth, Ty Bauer, Ellen Joyner, Brian Smith, Torry Scott, Carlos Resendez, Lawrence Breen, Mark Van Mourick, Gregg A Horsman, Kathryn Scanlon, Dean Antonopoulos, and Scott Bussy CIK Number 0001624217 Filed Document 0001624217-15-000014 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HighRes Biosolutions, Inc. See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $2,482,728 Associated Brokers / Dealers N/A CIK Number 0001648720 Filed Document 0001648720-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Chilton Small Cap & Mid Cap Partners, L.P. See All Filings	D/A	2015-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001169535 Filed Document 0000950103-15-005728 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Birch Fund, LLC See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001648906 Filed Document 0001648906-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
ARA Holding LP See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $4,736,080 Associated Brokers / Dealers N/A CIK Number 0001619234 Filed Document 0000895345-15-000210 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EQUITYNET LLC See All Filings	D/A	2015-07-21 00:00:00 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001361012 Filed Document 0001361012-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
KORVATA INC. See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001646404 Filed Document 0001646404-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Nowata Production Partnership LP See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $537,500 Associated Brokers / Dealers N/A CIK Number 0001648505 Filed Document 0001648505-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Predictive Science, Inc. See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001648628 Filed Document 0001648628-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SELF LENDER, INC. See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $2,041,796 Associated Brokers / Dealers N/A CIK Number 0001648689 Filed Document 0001648689-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SR Solutions Inc See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers NONE CIK Number 0001602204 Filed Document 0001602204-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
oHome, Inc. See All Filings	D/A	2015-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633711 Filed Document 0001633711-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Ithuba Investments LP See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648569 Filed Document 0001264128-15-000031 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UVLrx Therapeutics, Inc. See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001546059 Filed Document 0001546059-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
I-Minerals Inc See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $387,186 Associated Brokers / Dealers N/A CIK Number 0001405663 Filed Document 0001183740-15-000186 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
OCEANWOOD OPPORTUNITIES FUND LP See All Filings	D/A	2015-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461024 Filed Document 0001461025-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNKNOWN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRED-Elan, LLC See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001648736 Filed Document 0001648736-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
PPE Gregg County #4-H, L.P. See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $800,500 Associated Brokers / Dealers N/A CIK Number 0001648469 Filed Document 0001648469-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
CA Senior Investors OWG, LLC See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $2,303,600 Associated Brokers / Dealers N/A CIK Number 0001648873 Filed Document 0001648873-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Rampant Capital Investments, LLC See All Filings	D/A	2015-07-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001633211 Filed Document 0001633216-15-000004 Exclusions or Exemptions 506c Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Archway Health Holdings, LLC See All Filings	D/A	2015-07-21 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001648193 Filed Document 0001648193-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Capitaline Growth & Income, LP See All Filings	D/A	2015-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614135 Filed Document 0001614135-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Woodbine Multi Well Joint Venture See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001648716 Filed Document 0001648716-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
OCCO EASTERN EUROPEAN FUND See All Filings	D/A	2015-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001307088 Filed Document 0000943663-15-000167 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kingsley Condominiums, LLC See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001643978 Filed Document 0001643978-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Upper Left Opportunities Fund LP See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001648701 Filed Document 0001648701-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Putnam Natural Resources Long/Short Fund, LP See All Filings	D/A	2015-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554188 Filed Document 0001554188-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BCB BANCORP INC See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001228454 Filed Document 0001174947-15-001246 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
High Street Real Estate Fund V, L.P. See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648310 Filed Document 0001648310-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BUZZ-WORTHY PROPERTIES I, LLC See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001648002 Filed Document 0001648002-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Dor Technologies, Inc. See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648670 Filed Document 0001648670-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Aramsco-Aztec Holding Corp See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $17,009,321 Associated Brokers / Dealers N/A CIK Number 0001648110 Filed Document 0000895345-15-000211 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sentri Inc. See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001648700 Filed Document 0001648700-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AHL Evolution LLC See All Filings	D/A	2015-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001581534 Filed Document 0001581534-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KATZ FAIRMEADOWS LLC See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001648224 Filed Document 0001648224-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BlueCava, Inc. See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001502330 Filed Document 0001502330-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Capitol District Hotel, LLC See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001648575 Filed Document 0001648575-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
MAGNA UMBRELLA FUND PLC/MAGNA GLOBAL EMERGING MARKETS FUND See All Filings	D/A	2015-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001361745 Filed Document 0000943663-15-000166 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEI Structured Credit Fund, LP See All Filings	D/A	2015-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458326 Filed Document 0001458326-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PHFS I SP, A Segregated Portfolio of PHFS Series SPC See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001647779 Filed Document 0001647779-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCEANWOOD OPPORTUNITES FUND See All Filings	D/A	2015-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461025 Filed Document 0001461025-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMI-LAKE MARY 125, LP See All Filings	D/A	2015-07-21 00:00:00 UTC
Amount To Be Raised $6,110,084 Associated Brokers / Dealers Curt Ladd, Joseph A Ondris, Marc Seeherman, Lawrence A Breen, Charles Geraci, Robert Burns, Brian Smith, Torry Scott, MF Long II, Michael Ihrie, Russ Huffington, and Bobby Kyle Cowand CIK Number 0001637256 Filed Document 0001637256-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Viyet, Inc. See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001619926 Filed Document 0001619926-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Identifid, LLC See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001648874 Filed Document 0001648874-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Debt
FIA TIMBER GROWTH & VALUE PARTNERS FEEDER, L.P. See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001647893 Filed Document 0001647893-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CICERO INC See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0000945384 Filed Document 0001354488-15-003394 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BFC-DPI, LLC See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001649266 Filed Document 0001649266-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Arel Denver II LP See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648586 Filed Document 0000902664-15-003124 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MindChild Medical, Inc See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $731,250 Associated Brokers / Dealers N/A CIK Number 0001448897 Filed Document 0001646719-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PhaseBio Pharmaceuticals Inc See All Filings	D/A	2015-07-21 00:00:00 UTC
Amount To Be Raised $42,000,000 Associated Brokers / Dealers N/A CIK Number 0001169245 Filed Document 0001169245-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity