Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Kingstown Partners Offshore Ltd See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Budge Collins and David Yazdan Jr. CIK Number 0001495673 Filed Document 0001495673-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Exabeam, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001654488 Filed Document 0001654488-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NEI Fund 1 US/Ghana LP See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654504 Filed Document 0001654504-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cobblestone Private Income Fund L.P. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562554 Filed Document 0001562554-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wow Media Products Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001653971 Filed Document 0001231919-15-000027 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
C&H Farms, LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001643267 Filed Document 0001643267-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
WFPR Fund, LP See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529206 Filed Document 0001529206-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Root-One, LLLP See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $8,250,000 Associated Brokers / Dealers N/A CIK Number 0001654639 Filed Document 0001654639-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NANOTECH SECURITY CORP/FI See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $1,605,593 Associated Brokers / Dealers N/A CIK Number 0000810926 Filed Document 0001183740-15-000242 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
10Tales, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $910 Associated Brokers / Dealers N/A CIK Number 0001654462 Filed Document 0001140361-15-037511 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fixed Income Opportunities NB LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654428 Filed Document 0001654428-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West Capital Partners 4Moms LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $1,283,528 Associated Brokers / Dealers N/A CIK Number 0001649190 Filed Document 0000906318-15-000057 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAMERA, LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers N/A CIK Number 0001654103 Filed Document 0001065949-15-000246 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
MALACHITE CAPITAL PARTNERS LP See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595933 Filed Document 0000919574-15-007109 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OpenGamma, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001508736 Filed Document 0001508736-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
Spicewood Energy Fund III LP See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001621482 Filed Document 0001621482-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
CAIS DES Oculus LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, William Blair, Lebenthal & Co. LLC, and Macquarie Capital (USA) Inc. CIK Number 0001523891 Filed Document 0001523891-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shale Energy International, LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers William Abt and Carl Clifton CIK Number 0001651636 Filed Document 0001651636-15-000004 Exclusions or Exemptions 506c Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
Philadelphia Financial Life Assurance Co Separate Account VL 152 See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NFP Securities, Inc. CIK Number 0001654230 Filed Document 0001654230-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Complex Media, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $21,200,101 Associated Brokers / Dealers N/A CIK Number 0001477719 Filed Document 0001477719-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HealthX Ventures Fund I, L.P. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001654357 Filed Document 0001654357-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Kingdon Offshore Ltd. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, USCA Securities LLC, and HighTower Securities, LLC CIK Number 0001526693 Filed Document 0001526693-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2900 Boulder, LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $18,400,000 Associated Brokers / Dealers Michael Kennedy and Josh Steck CIK Number 0001653249 Filed Document 0001653249-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Wellness Farms LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $5,875,000 Associated Brokers / Dealers N/A CIK Number 0001654030 Filed Document 0001654030-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
VITALOGY OPPORTUNITY FUND LP See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654365 Filed Document 0001654365-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Sand Capital LP See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654437 Filed Document 0001654437-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Texas BHC Inc See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Stephens, Inc. CIK Number 0001399443 Filed Document 0001399443-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CAIS AllBlue Ltd. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, Evans & Partners Pty Ltd., Richmond Asset Mgmt Ltd, and Ord Minnett Limited CIK Number 0001523880 Filed Document 0001523880-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realty Mogul 39, LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $1,515,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001654429 Filed Document 0001654429-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Shale Energy International, LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001651636 Filed Document 0001651636-15-000009 Exclusions or Exemptions 506c Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
Reef 2015 Income Fund,L.P. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Reef Securities, Inc CIK Number 0001654525 Filed Document 0001654525-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
Rational Vaccines, Inc. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001641930 Filed Document 0001641930-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DashBid Venture, LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001516549 Filed Document 0001516549-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
R&F Capital Domestic Fund LP See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653026 Filed Document 0001013594-15-000500 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
14 BERNARDINI/FIRST PASSAGE, LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $696,500 Associated Brokers / Dealers N/A CIK Number 0001653890 Filed Document 0001653890-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Mochii, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001655193 Filed Document 0001655193-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
MFPLA, LP See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534803 Filed Document 0001534803-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Long Island Iced Tea Corp. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Network 1 Financial Securities Inc. CIK Number 0001629261 Filed Document 0001094891-15-000260 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Kestrel Fund, L.P. Series C See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654320 Filed Document 0001654320-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INNFOCUS, INC. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $35,999,947 Associated Brokers / Dealers N/A CIK Number 0001524061 Filed Document 0001524061-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Daily Inches, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $10,556,700 Associated Brokers / Dealers N/A CIK Number 0001501241 Filed Document 0001501241-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
OnBudget, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001596521 Filed Document 0001596521-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EMERGING MARKETS EQUITY SERIES OF GLOBAL ASSET MANAGEMENT STRATEGIES, LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654649 Filed Document 0001654649-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Directly, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $10,362,660 Associated Brokers / Dealers N/A CIK Number 0001653070 Filed Document 0001653070-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Piltdown Outdoor Co See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001653037 Filed Document 0001653037-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ARKANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FundersClub 2FV LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $342,506 Associated Brokers / Dealers N/A CIK Number 0001654475 Filed Document 0001654475-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AnaCap Porto Co-Investment (No. 2) L.P. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $48,494,000 Associated Brokers / Dealers N/A CIK Number 0001653996 Filed Document 0001653995-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Composite Fund LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Arete Wealth Management, LLC, and USCA Securities LLC CIK Number 0001566447 Filed Document 0001523891-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Offshore Multi-Strategy Fund XV, L.P. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651951 Filed Document 0001651952-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AURYN RESOURCES INC. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $1,589,961 Associated Brokers / Dealers SPROTT GLOBAL RESOURCE INVESTMENTS LTD CIK Number 0001514597 Filed Document 0001183740-15-000237 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity