Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
EFFECTOR THERAPEUTICS, INC. See All Filings	D/A	2015-07-23 00:00:00 UTC
Amount To Be Raised $56,983,867 Associated Brokers / Dealers N/A CIK Number 0001577561 Filed Document 0001140361-15-028549 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CARDINAL VALUE EQUITY PARTNERS, L.P. See All Filings	D/A	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000947351 Filed Document 0000919574-15-005518 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Artificial Intelligence Quotient Partners, LP See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636582 Filed Document 0001636582-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Testive, Inc. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $2,945,270 Associated Brokers / Dealers N/A CIK Number 0001648592 Filed Document 0001648592-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Insikt P2P Marketplace Trust See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $5,212,140 Associated Brokers / Dealers N/A CIK Number 0001589654 Filed Document 0001140361-15-028466 Exclusions or Exemptions 506c Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Premara Financial, Inc. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers Boenning & Scattergood CIK Number 0001648856 Filed Document 0001648856-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Menguin, Inc. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $540,000 Associated Brokers / Dealers N/A CIK Number 0001622628 Filed Document 0001622628-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Mevatrian Fund, LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647276 Filed Document 0001647276-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Partners Group Direct Equity 2016 (USD) C, L.P. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648939 Filed Document 0001648939-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Southfield Capital II LP See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers Stonington Capital Advisors, LLC CIK Number 0001648963 Filed Document 0001648963-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HARBOR TECHNOLOGIES LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001436788 Filed Document 0001436788-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
BARRY'S CORNER HOLDINGS LLC See All Filings	D/A	2015-07-23 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001603416 Filed Document 0001603416-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D/A Industry Construction Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Dragoneer Opportunities Fund II, L.P. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647577 Filed Document 0001647577-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATTAIN SHORT TERM ALPHA FUND, LLC See All Filings	D/A	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Management Partners Inc. CIK Number 0001120177 Filed Document 0001120177-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bowden Trucking, LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $675,000 Associated Brokers / Dealers N/A CIK Number 0001645500 Filed Document 0001645500-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NORTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
Workspot, Inc. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001556066 Filed Document 0001556066-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Watertech Production LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001649424 Filed Document 0001649424-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
ADV Opportunities Fund I, L.P. See All Filings	D/A	2015-07-23 00:00:00 UTC
Amount To Be Raised $539,000,000 Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001611305 Filed Document 0001611305-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IL W 116-125 LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001648698 Filed Document 0001648698-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Elevated Value Focus LP See All Filings	D/A	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497826 Filed Document 0001497826-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LL W 116-125 LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $3,075,000 Associated Brokers / Dealers N/A CIK Number 0001648699 Filed Document 0001648699-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MMLISI FINANCIAL ALLIANCES LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $2,500 Associated Brokers / Dealers N/A CIK Number 0001456663 Filed Document 0001456663-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
JNF Investors LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001649120 Filed Document 0001104659-15-053038 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
UBEAM INC. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001572356 Filed Document 0001572356-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Benevoltek, Inc. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001647454 Filed Document 0001647454-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Ares US Real Estate Development & Redevelopment Fund II, L.P. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001645190 Filed Document 0001645190-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1000Channel Real Estate Opportunities Feeder Fund, Ltd. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001648832 Filed Document 0001648832-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vanford Inc. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers NA CIK Number 0001638769 Filed Document 0001638769-15-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Daruma Bodhi Fund, LP See All Filings	D/A	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528430 Filed Document 0000919574-15-005524 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Global Management LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $10,695,279 Associated Brokers / Dealers N/A CIK Number 0001411494 Filed Document 0001181431-15-008804 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
BENNETT RESTRUCTURING FUND, L.P. See All Filings	D/A	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000882968 Filed Document 0000919574-15-005512 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TO Investor LLC See All Filings	D	2015-07-22 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001648869 Filed Document 0001648869-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Advanced Battery Concepts, LLC See All Filings	D/A	2015-07-22 00:00:00 UTC
Amount To Be Raised $3,085,824 Associated Brokers / Dealers N/A CIK Number 0001482863 Filed Document 0001482863-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-22 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Kayak Investment Partners Offshore Fund, Ltd. See All Filings	D/A	2015-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571340 Filed Document 0001571334-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Taurus CD 179 Kinsley Forest Development LP See All Filings	D	2015-07-22 00:00:00 UTC
Amount To Be Raised $15,950,000 Associated Brokers / Dealers Linda Kassof, Robert Clifford, and Monica Himes CIK Number 0001648825 Filed Document 0001648825-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Besa-Fund, a series of AngelList-BlAl-Funds, LLC See All Filings	D	2015-07-22 00:00:00 UTC
Amount To Be Raised $110,500 Associated Brokers / Dealers N/A CIK Number 0001648757 Filed Document 0001648757-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Shields Emerging Markets Credit Portfolio, a sub-fund of Plainview Funds plc See All Filings	D/A	2015-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, Therese M. Hernandez, Kirk C. Kashevaroff, and John W. Akkerman CIK Number 0001609144 Filed Document 0001140361-15-028287 Exclusions or Exemptions 506b Accepted Date 2015-07-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VoltDB, Inc. See All Filings	D	2015-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500661 Filed Document 0001500661-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-22 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GreenXPlorations, LLC See All Filings	D	2015-07-22 00:00:00 UTC
Amount To Be Raised $8,400,000 Associated Brokers / Dealers Clean2Green, LLC CIK Number 0001649043 Filed Document 0001649043-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-22 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
GrowGeneration Corp. See All Filings	D	2015-07-22 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001604868 Filed Document 0001213900-15-005768 Exclusions or Exemptions 506b Accepted Date 2015-07-22 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Ctal-Fund, a series of AngelList-Saas-Funds, LLC See All Filings	D	2015-07-22 00:00:00 UTC
Amount To Be Raised $117,750 Associated Brokers / Dealers N/A CIK Number 0001648760 Filed Document 0001648760-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Origami DWC, LLC See All Filings	D	2015-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648417 Filed Document 0000943663-15-000165 Exclusions or Exemptions 506b Accepted Date 2015-07-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clean Feet Investors I, LLC See All Filings	D	2015-07-22 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001500475 Filed Document 0001500475-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-07-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
DOMO, INC. See All Filings	D/A	2015-07-22 00:00:00 UTC
Amount To Be Raised $360,037,230 Associated Brokers / Dealers ALLEN & COMPANY LLC and MORGAN STANLEY & CO. LLC CIK Number 0001505952 Filed Document 0001505952-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-22 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Whitebox Multi-Strategy Fund, Ltd. See All Filings	D/A	2015-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc. CIK Number 0001461781 Filed Document 0001461782-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-07-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
MAK Severin Fund II Ltd See All Filings	D	2015-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647878 Filed Document 0000902664-15-003142 Exclusions or Exemptions 506b Accepted Date 2015-07-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whitebox Asymmetric Opportunities Fund, LP See All Filings	D/A	2015-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc. CIK Number 0001489001 Filed Document 0001461782-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-07-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Ginkgo Bioworks, Inc. See All Filings	D	2015-07-22 00:00:00 UTC
Amount To Be Raised $50,036,545 Associated Brokers / Dealers N/A CIK Number 0001648827 Filed Document 0001140361-15-028340 Exclusions or Exemptions 506b Accepted Date 2015-07-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lazard Short Duration Strategy MBS Portfolio, a series of Lazard MBS Focus Funds See All Filings	D/A	2015-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001614496 Filed Document 0001614496-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
View The Space, Inc. See All Filings	D	2015-07-22 00:00:00 UTC
Amount To Be Raised $20,750,165 Associated Brokers / Dealers N/A CIK Number 0001648982 Filed Document 0001648982-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity