Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Dymon Asia Macro Plus (US) Fund See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588899 Filed Document 0001588899-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Healthipass Inc. See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001654812 Filed Document 0001015325-15-000026 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TPC Income Fund, LLC See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001608287 Filed Document 0001608287-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Paulson DermTech Investments LLC See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Larry Cohen, Kevin Graetz, Minish Hede, Ahmed Gheith, William Pedersen, Peter Fogarty, Edmund Harelik, Harry Harelik, Starla Goff, Gary Saccaro, Dmitry Aksenov, Brian Czupek, Albert Landstrom, Timothy Touloukian, and Marko Ugrenovic CIK Number 0001649459 Filed Document 0001649459-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SHARETHIS INC See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $1,680,275 Associated Brokers / Dealers N/A CIK Number 0001430050 Filed Document 0001430050-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
RENEW Energy Efficiency One LLC See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $265,000 Associated Brokers / Dealers N/A CIK Number 0001654725 Filed Document 0001654725-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SHANNON RIVER PARTNERS, LTD. See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC, Barclays Capital Inc and Barclays Bank PLC, and Far Hills Group, LLC CIK Number 0001558369 Filed Document 0001013594-15-000512 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RESCORE WCMCD, LLC See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001654621 Filed Document 0001654621-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised $1,095,252 Associated Brokers / Dealers Kristin Barens and Thomas Cook CIK Number 0001135856 Filed Document 0001135856-15-000265 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ATX A-Team Comfy, LP See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $101,000 Associated Brokers / Dealers N/A CIK Number 0001655151 Filed Document 0001655150-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lantos Technologies, Inc. See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $3,925,000 Associated Brokers / Dealers N/A CIK Number 0001500664 Filed Document 0001500664-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Banyan Investment Fund, L.P. See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435986 Filed Document 0001095449-15-000139 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECH Pascagoula, LP See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Brookline Group, LLC CIK Number 0001573669 Filed Document 0001573669-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sankaty Credit Opportunities VI-B, L.P. See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650428 Filed Document 0001650428-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Local Media TV Holdings, LLC See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $168,750 Associated Brokers / Dealers N/A CIK Number 0001654202 Filed Document 0001140361-15-036890 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
X1 Investments LP See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654464 Filed Document 0001654464-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Siguler Guff Secondary Opportunities Fund (DE), LP See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon Corporation CIK Number 0001654652 Filed Document 0001654652-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dymon Asia Macro Plus Fund See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588834 Filed Document 0001588834-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Templeton Global Summits Fund, L.P. See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Franklin Templeton Financial Services Corp. and Morgan Stanley Smith Barney, LLC CIK Number 0001503655 Filed Document 0001503655-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MALTA TITAN FUND, L.P. See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648022 Filed Document 0000919574-15-007191 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Greater Alabama Lithotripsy LLC See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $158,400 Associated Brokers / Dealers N/A CIK Number 0001384244 Filed Document 0001384244-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Heartland Equity Partners I, LLC See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619418 Filed Document 0001619418-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HERO DVO INVESTOR, LLC See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised $520,000 Associated Brokers / Dealers N/A CIK Number 0001634473 Filed Document 0001015325-15-000027 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Prism Jade Fund, L.P. See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486371 Filed Document 0001486371-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Orionis Biosciences LLC See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001654107 Filed Document 0001654107-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Verve Medical, Inc. See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised $2,104,207 Associated Brokers / Dealers N/A CIK Number 0001555288 Filed Document 0001555288-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Curb, Inc. See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001579256 Filed Document 0001579256-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NP Railcar Investments II LLC See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001654740 Filed Document 0001654740-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AppBANC, LLC See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001505939 Filed Document 0001446933-15-000015 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Carlyle CLO Coinvestors, LP See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617718 Filed Document 0001617718-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
AIRTIGHT NETWORKS INC See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001346784 Filed Document 0001346784-15-000004 Exclusions or Exemptions 506c Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eclipse Ventures Fund I, L.P. See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001641394 Filed Document 0001641394-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ATX A-Team Ideal Spot, LP See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001655062 Filed Document 0001655150-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Comet Solutions Inc See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001308688 Filed Document 0001308688-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Octopus LP See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628893 Filed Document 0001628893-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
PINEBRIDGE SUB-SAHARAN AFRICA EQUITY FUND, LLC See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PineBridge Securities LLC CIK Number 0001440787 Filed Document 0001440787-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WOWHIRE, LLC See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001630090 Filed Document 0001630090-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PROPHECY DEVELOPMENT CORP. See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $7,456 Associated Brokers / Dealers N/A CIK Number 0001545224 Filed Document 0001545224-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
CPF Coinvestment, LP See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618259 Filed Document 0001618259-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
SCR Ultra Fund LP See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489632 Filed Document 0001489632-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Templeton Global Bond Plus Fund, L.P. See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Franklin Templeton Financial Services Corp. CIK Number 0001477279 Filed Document 0001477279-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPDH Residential Fund I, LLC See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers CARLOS OTALVARO CIK Number 0001641395 Filed Document 0001641395-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
WALDMAN CAPITAL MANAGEMENT, LLC See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489720 Filed Document 0001013594-15-000507 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Northern Shipping Fund III LP See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC and MANOR PRIVATE CAPITAL, LLC CIK Number 0001652180 Filed Document 0000919574-15-007208 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Templeton China Opportunities Fund, Ltd. See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482237 Filed Document 0001482237-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reigning Champs LLC See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $14,999,999 Associated Brokers / Dealers N/A CIK Number 0001590422 Filed Document 0001590422-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Primo Sales, Inc See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001654741 Filed Document 0001144204-15-058263 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Varna Onshore Fund LP See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502697 Filed Document 0000919574-15-007203 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aeterna TabbedOut LLC See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001653484 Filed Document 0001653484-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
VITTAMED Corp See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $13,532,185 Associated Brokers / Dealers N/A CIK Number 0001591696 Filed Document 0001140361-15-036926 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity