Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
UTAH LITHOTRIPSY LP See All Filings	D	2015-07-28 00:00:00 UTC
Amount To Be Raised $74,626 Associated Brokers / Dealers N/A CIK Number 0001170568 Filed Document 0001170568-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Augmentra Ltd. See All Filings	D	2015-07-28 00:00:00 UTC
Amount To Be Raised $200,297 Associated Brokers / Dealers N/A CIK Number 0001525565 Filed Document 0001525565-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Seasonal Commodity Spreads Portfolio LLC See All Filings	D	2015-07-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPMS") CIK Number 0001647886 Filed Document 0001647886-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Darbrook Capital Limited Partnership See All Filings	D/A	2015-07-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590291 Filed Document 0001590291-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
AJO International Small-Cap Fund, Ltd. See All Filings	D	2015-07-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648883 Filed Document 0001648883-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIGITAL ALLY INC See All Filings	D	2015-07-28 00:00:00 UTC
Amount To Be Raised $14,806,628 Associated Brokers / Dealers WestPark Capital, Inc. CIK Number 0001342958 Filed Document 0001493152-15-003214 Exclusions or Exemptions 506c Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Option To Acquire
AAV Holding Corp See All Filings	D	2015-07-28 00:00:00 UTC
Amount To Be Raised $100,023 Associated Brokers / Dealers N/A CIK Number 0001600415 Filed Document 0001600415-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Seattle Funding Group, Ltd. See All Filings	D	2015-07-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001611467 Filed Document 0001342986-15-000015 Exclusions or Exemptions 506b Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
True Wind Capital, L.P. See All Filings	D	2015-07-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645139 Filed Document 0001645139-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEMINOLE CAPITAL PARTNERS, L.P. See All Filings	D/A	2015-07-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group LLC CIK Number 0001003541 Filed Document 0001264128-15-000032 Exclusions or Exemptions 506b Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tivona & Haug, Inc. See All Filings	D	2015-07-28 00:00:00 UTC
Amount To Be Raised $1,542,245 Associated Brokers / Dealers N/A CIK Number 0001614270 Filed Document 0001614270-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Distil Networks, Inc. See All Filings	D	2015-07-28 00:00:00 UTC
Amount To Be Raised $19,999,997 Associated Brokers / Dealers N/A CIK Number 0001566069 Filed Document 0001461373-15-000028 Exclusions or Exemptions 506b Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GYST Now Inc. See All Filings	D	2015-07-28 00:00:00 UTC
Amount To Be Raised $155,000 Associated Brokers / Dealers N/A CIK Number 0001649249 Filed Document 0001649249-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
REAMERGE 106, LLC See All Filings	D	2015-07-28 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001640437 Filed Document 0001640437-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
Portfolio Investor Fund, LLC See All Filings	D	2015-07-28 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001646905 Filed Document 0001646905-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SP PORTFOLIO CO-INVESTORS, LLC See All Filings	D	2015-07-28 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001644069 Filed Document 0001644069-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
META FINANCIAL GROUP INC See All Filings	D	2015-07-28 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0000907471 Filed Document 0001140361-15-028872 Exclusions or Exemptions 506b Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business SOUTH DAKOTA Revenue or Assets $Over $100,000,000 Type of Security Equity
Manatuck Hill Scout Fund, L.P. See All Filings	D/A	2015-07-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000917982 Filed Document 0000919574-15-005550 Exclusions or Exemptions 506b Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PRICE CAPITAL HOLDINGS INC See All Filings	D	2015-07-28 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001649354 Filed Document 0001649354-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SALTA HOLDINGS LLC See All Filings	D	2015-07-28 00:00:00 UTC
Amount To Be Raised $309,195 Associated Brokers / Dealers N/A CIK Number 0001647105 Filed Document 0001503249-15-000028 Exclusions or Exemptions 504 and 506b Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Equity
Virtumed Inc See All Filings	D/A	2015-07-28 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001646089 Filed Document 0001646089-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Alliance Aircraft Holding Co See All Filings	D	2015-07-28 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001585772 Filed Document 0001585772-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Angaza Design, Inc. See All Filings	D	2015-07-28 00:00:00 UTC
Amount To Be Raised $5,461,008 Associated Brokers / Dealers N/A CIK Number 0001648884 Filed Document 0001648884-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1540 - 1574 BOSTON ROAD PARTNERS, LLC See All Filings	D	2015-07-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001649397 Filed Document 0001144204-15-044616 Exclusions or Exemptions 506b Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
SQZ Biotechnologies Co See All Filings	D/A	2015-07-28 00:00:00 UTC
Amount To Be Raised $5,081,019 Associated Brokers / Dealers N/A CIK Number 0001604477 Filed Document 0001140361-15-028810 Exclusions or Exemptions 506b Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MUV TECHNOLOGIES, INC. See All Filings	D	2015-07-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648964 Filed Document 0001648964-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
ATMOSPHERIC PLASMA SOLUTIONS, INC. See All Filings	D	2015-07-28 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001647390 Filed Document 0001647390-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
White River, LP See All Filings	D/A	2015-07-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Regal Securities, Inc. and CFA Financial, LLC CIK Number 0001637211 Filed Document 0001140361-15-028942 Exclusions or Exemptions 506b Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cloud Technology Partners, Inc. See All Filings	D	2015-07-28 00:00:00 UTC
Amount To Be Raised $8,202,472 Associated Brokers / Dealers N/A CIK Number 0001522610 Filed Document 0001192482-15-000316 Exclusions or Exemptions 506b Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WindWise Seeding Fund SPC, Ltd. See All Filings	D	2015-07-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648589 Filed Document 0001315863-15-000627 Exclusions or Exemptions 506b Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Varde Skyway Fund (Offshore), L.P. See All Filings	D	2015-07-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648369 Filed Document 0000950142-15-001787 Exclusions or Exemptions 506b Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arc Logistics Partners LP See All Filings	D	2015-07-28 00:00:00 UTC
Amount To Be Raised $32,294,877 Associated Brokers / Dealers N/A CIK Number 0001583744 Filed Document 0001209191-15-062723 Exclusions or Exemptions 506b Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Community Holdings, LLC See All Filings	D	2015-07-28 00:00:00 UTC
Amount To Be Raised $680,150 Associated Brokers / Dealers N/A CIK Number 0001570574 Filed Document 0001503249-15-000030 Exclusions or Exemptions 504 and 506b Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Equity
CircleLink Health LLC See All Filings	D	2015-07-28 00:00:00 UTC
Amount To Be Raised $1,395,000 Associated Brokers / Dealers N/A CIK Number 0001649937 Filed Document 0001649937-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Other
Midwest Methanol LLC See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001649304 Filed Document 0001649304-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Passed Pawn Capital, LP See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644855 Filed Document 0001644855-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
littleBits Electronics Inc. See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $46,744,476 Associated Brokers / Dealers N/A CIK Number 0001554573 Filed Document 0001231919-15-000019 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Loveseat, Inc. See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001649276 Filed Document 0001649276-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GENSPERA INC See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $2,513,894 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001421204 Filed Document 0001144204-15-044261 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Marolina Outdoor Inc See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $8,496,569 Associated Brokers / Dealers N/A CIK Number 0001602173 Filed Document 0001602173-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Ziften Technologies, Inc. See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $35,036,419 Associated Brokers / Dealers N/A CIK Number 0001540062 Filed Document 0001540062-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AG Eleven Partners, Ltd. See All Filings	D/A	2015-07-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and Oppenheimer & Co., Inc. CIK Number 0001582344 Filed Document 0001582344-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GHP INTERNATIONAL REFORM & DEVELOPMENT FUND L P See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001361279 Filed Document 0001361279-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Scott Shallow Lease See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $660,000 Associated Brokers / Dealers TRUTEX EXPLORATION, LLC CIK Number 0001642301 Filed Document 0001642301-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Prana Current Yield Fund III, L.P. See All Filings	D/A	2015-07-27 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001615003 Filed Document 0000935836-15-000400 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CREATIVE REALITIES, INC. See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $465,000 Associated Brokers / Dealers N/A CIK Number 0001356093 Filed Document 0001288230-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Waveland Resource Partners III, LP See All Filings	D/A	2015-07-27 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Concorde Investment Services LLC, Kalos Capital Inc., Ausdal Financial Partners Inc., Centaurus Financial, Inc., Chapin Davis, Inc., International Assets Advisory, LLC, VSR Financial Services, Inc., Cambridge Investment Research, Inc., ProEquities Inc., Whitehall-Parker Securities, Inc., Berthel Fisher and Company Financial Services, Inc., First Allied Securities, Inc., and Independent Financial Group, LLC CIK Number 0001616825 Filed Document 0001616825-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AT-RESEARCH MANAGED FUTURES FUND, LP See All Filings	D/A	2015-07-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585934 Filed Document 0001405086-15-000196 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Impax Fundamental Long-Term Opportunities in Water Fund, L.P. See All Filings	D/A	2015-07-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608646 Filed Document 0000897069-15-000415 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equis Direct Investment Fund, L.P. See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $225,600,000 Associated Brokers / Dealers N/A CIK Number 0001636197 Filed Document 0001636197-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund