Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GS Admiral's Hill, LLC See All Filings	D	2015-10-07 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001654978 Filed Document 0001654978-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-07 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Strategic Partners II Co-Invest, L.P., AX Series See All Filings	D	2015-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654712 Filed Document 0001654712-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Third Point Fund, Ltd. See All Filings	D	2015-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5 and more than 5 CIK Number 0001654950 Filed Document 0001654950-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Credible Labs, Inc. See All Filings	D	2015-10-07 00:00:00 UTC
Amount To Be Raised $12,799,908 Associated Brokers / Dealers N/A CIK Number 0001655104 Filed Document 0001655104-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cloverleaf Partners, LLC See All Filings	D	2015-10-07 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001654947 Filed Document 0001209191-15-074862 Exclusions or Exemptions 506b Accepted Date 2015-10-07 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
1620 Hewitt Lenders, LLC See All Filings	D	2015-10-06 15:22:51 UTC
Amount To Be Raised $1,260,000 Associated Brokers / Dealers Kurt Ursich and Jeromy Salvesen CIK Number 0001654902 Filed Document 0001654902-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 15:22:51 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
TSWR Development, LLC See All Filings	D	2015-10-06 13:37:15 UTC
Amount To Be Raised $4,102,955 Associated Brokers / Dealers None CIK Number 0001635391 Filed Document 0001635391-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-10-06 13:37:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Common
Sun Dental Holdings, LLC See All Filings	1-A/A	2015-10-06 06:08:13 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001652238 Filed Document 0001193125-15-337847 Accepted Date 2015-10-06 06:08:13 UTC Type of Offering 1-A/A Industry SERVICES-MEDICAL LABORATORIES Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $9,028,569 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
KFG Large-Cap Equal Weight, LLC See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559964 Filed Document 0001209191-15-074229 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AAMAF, LP See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers INVERNESS SECURITIES, LLC and CORONADO INVESTMENTS, LLC CIK Number 0001543967 Filed Document 0000919574-15-007233 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
KFG Equity Dividend, LLC See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559926 Filed Document 0001209191-15-074224 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APS Vietnam Alpha Fund, a sub-fund of APS Fund See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised $1,881,000 Associated Brokers / Dealers N/A CIK Number 0001580183 Filed Document 0001580183-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Burl Capital Fund, L.P. See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Race Rock Capital LLC CIK Number 0001569023 Filed Document 0001569023-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Explorex Resources Inc. See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers William E.A. Wishart CIK Number 0001654864 Filed Document 0001654864-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $Not Applicable Type of Security Equity
CCI International Partners European Fund LP See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588496 Filed Document 0000902664-15-003818 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Ryder Court Global Opportunities Fund (DST) See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630344 Filed Document 0001393725-15-000121 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ryder Court Global Emerging Markets Opportunities Fund (DST) See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617008 Filed Document 0001393725-15-000119 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOLEGEAR BIOPLASTIC TECHNOLOGIES INC. See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised $1,470,000 Associated Brokers / Dealers N/A CIK Number 0001655412 Filed Document 0001655412-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
TUBE Inc See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001608050 Filed Document 0001608050-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Reset Therapeutics, Inc. See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001593318 Filed Document 0001593318-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MW Investors, LLC See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001653144 Filed Document 0001653144-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Rahling Fund, LP See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652986 Filed Document 0001652986-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
SOCIALSOURCE, INC. See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001642859 Filed Document 0001642859-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
ICQ Opportunities Fund 6, L.P. See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639881 Filed Document 0001639881-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCM EVENT DRIVEN FUND, LP See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524632 Filed Document 0001524632-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ithacalux Topco S.C.A. See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653657 Filed Document 0000895345-15-000268 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Legal Draft Beer Company, LLC See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001654901 Filed Document 0001654901-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Starboard Value & Opportunity Fund LP See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Daniel L. Holligan, Brian Snider, and OCP Capital, LLC CIK Number 0001430825 Filed Document 0000902664-15-003820 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Qulsar, Inc. See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $4,407,476 Associated Brokers / Dealers N/A CIK Number 0001655084 Filed Document 0001144204-15-058438 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mills CityViewV, LLC See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653800 Filed Document 0001653800-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
BREP VIII Private Investors, LLC See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001654468 Filed Document 0001654468-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Commercial Real Estate Finance, Inc. See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $347,679,993 Associated Brokers / Dealers Apollo Global Securities, LLC CIK Number 0001467760 Filed Document 0001209191-15-074363 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
West Capital Partners LabelInsight II LLC See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $655,001 Associated Brokers / Dealers N/A CIK Number 0001651632 Filed Document 0000906318-15-000058 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Independence Retail West, LLLP See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $9,830,000 Associated Brokers / Dealers Republic Securities of America, Inc. CIK Number 0001613894 Filed Document 0001613894-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Franklin Templeton Private Real Estate Fund IIA, L.P. See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Franklin Templeton Financial Services Corporation CIK Number 0001655271 Filed Document 0001655271-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ordoro, Inc. See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $1,600,027 Associated Brokers / Dealers N/A CIK Number 0001555380 Filed Document 0001555380-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Admiral Homes, LLC See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001654809 Filed Document 0001654809-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CLOUGH EMETH OFFSHORE FUND, LTD. See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649454 Filed Document 0001140361-15-037221 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Franklin Templeton Emerging Market Debt Opportunities (Cayman) Fund, Ltd. See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Franklin Templeton Financial Services Corp. CIK Number 0001505023 Filed Document 0001505023-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Winnower Inc. See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654752 Filed Document 0001654752-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Pinyon Partners LP See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620232 Filed Document 0000919574-15-007220 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NextGxDx, Inc. See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001602042 Filed Document 0001602042-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Excalibur National Holdings, Inc. See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Brooks Houghton Securities, Inc. and Halen Capital CIK Number 0001629712 Filed Document 0000897069-15-000492 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
FIESTA PLAZA TEMPE, LLC See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001655848 Filed Document 0001655848-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
SUNSTONE MANAGEMENT INC. See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001654715 Filed Document 0001654715-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
HORSEMAN EUROPEAN SELECT FUND, L.P. See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452994 Filed Document 0000919574-15-007218 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
ipCreate Inc. See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001560618 Filed Document 0001560618-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 51, LP See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653614 Filed Document 0001653614-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Grounds Food, Inc. See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $795,923 Associated Brokers / Dealers N/A CIK Number 0001654920 Filed Document 0001654920-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
DCM CREDIT OPPORTUNITIES FUND, LP See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524635 Filed Document 0001524635-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund