Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Oaktree Strategic Credit Fund A, L.P. See All Filings	D/A	2015-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607809 Filed Document 0001607809-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alsbridge Holdings, Inc. See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001566646 Filed Document 0001192482-15-000322 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GIOVINE INVESTMENT PARTNERS LP See All Filings	D/A	2015-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Coronado Investments, LLC CIK Number 0001107532 Filed Document 0001107532-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Atlas General Holdings, LLC See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised $18,750,000 Associated Brokers / Dealers N/A CIK Number 0001649099 Filed Document 0001649099-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
DIVERSIFIED OPPORTUNITIES FUND LTD. See All Filings	D/A	2015-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614057 Filed Document 0001140361-15-028931 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RR Bakery Group Ltd Liability Co See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001649503 Filed Document 0001649503-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Symetra Separate Account VL See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449482 Filed Document 0000806180-15-000014 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yucaipa American Alliance Fund III, L.P. See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers GrandFund Investment Group, LLC CIK Number 0001647532 Filed Document 0001647532-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Appconomy, Inc. See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001508362 Filed Document 0001508362-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
FPA Hawkeye Offshore Fund, Ltd. See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638830 Filed Document 0001638830-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
FRONTFOUR CAPITAL PARTNERS LP See All Filings	D/A	2015-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Weston Financial Services LLC and MARC L. FRIEDMAN CIK Number 0001449466 Filed Document 0001449466-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TA Subordinated Debt Fund IV, L.P. See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC CIK Number 0001649423 Filed Document 0001649423-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FPA Select Fund, a series of FPA Hawkeye Fund, LLC See All Filings	D/A	2015-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637850 Filed Document 0001637850-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
SIYATA MOBILE INC See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised $97,000 Associated Brokers / Dealers HAYWOOD SECURITIES INC. CIK Number 0001649009 Filed Document 0001591408-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Other
Mass Mail, LLC See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001649479 Filed Document 0001649479-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Laguna Pharmaceuticals, Inc. See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised $4,733,337 Associated Brokers / Dealers N/A CIK Number 0001609970 Filed Document 0001609970-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Saisei Networks, Inc. See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised $421,012 Associated Brokers / Dealers N/A CIK Number 0001581074 Filed Document 0000897069-15-000418 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Rinovum Women's Health, LLC See All Filings	D/A	2015-07-29 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001618662 Filed Document 0001618662-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
III Convexity Value Fund Ltd. See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., Norfolk Markets, LLC, James River Securities Corp., Anchor Asset Management LLC, and Frontier Solutions, LLC CIK Number 0001649300 Filed Document 0001649300-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edlogics, LLC See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001603030 Filed Document 0001603030-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
MV Liquidity Fund XVIII LLC See All Filings	D/A	2015-07-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001626294 Filed Document 0001626294-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Ring-neck Energy & Feed, LLC See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised $96,000,000 Associated Brokers / Dealers N/A CIK Number 0001635426 Filed Document 0001635426-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Accountable Care Transactions, Inc. See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised $7,328,983 Associated Brokers / Dealers N/A CIK Number 0001649319 Filed Document 0001649319-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PWP Diversified Equities Fund LP See All Filings	D/A	2015-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546521 Filed Document 0000902664-15-003206 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dela Downtown LLC See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001649521 Filed Document 0001649521-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Travel Recon, LLC See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001649530 Filed Document 0001649530-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
DreamFunded Diversity Fund 1 LLC See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001649501 Filed Document 0001648708-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
HELIUS MEDICAL TECHNOLOGIES, INC. See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised $459,009 Associated Brokers / Dealers March Capital Corp. CIK Number 0001610853 Filed Document 0001062993-15-004049 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Redichip Fund, LP See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001641249 Filed Document 0001641249-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Five Mile Capital Residential Bridge Loan Venture IV LP See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Five Mile Capital Securities LLC CIK Number 0001646542 Filed Document 0001646542-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
FPA Multi-Advisor Offshore Fund, Ltd. See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638831 Filed Document 0001638831-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Avenue C Apartments, LLC See All Filings	D/A	2015-07-29 00:00:00 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers James M. O'Day (Finder) and Steve Shassetz CIK Number 0001649332 Filed Document 0001649332-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Equity
Adler Kawa Real Estate Fund III, LLC See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001649117 Filed Document 0001649117-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HedgePremier/Balyasny Fund LP See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001649176 Filed Document 0001649176-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dixie Surgical Products LLC See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised $250 Associated Brokers / Dealers N/A CIK Number 0001645439 Filed Document 0001645439-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TESLIN RIVER RESOURCES CORP. See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised $96,491 Associated Brokers / Dealers N/A CIK Number 0001648969 Filed Document 0001591408-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
yet2Ventures Nanopack Investors, LLC See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised $157,000 Associated Brokers / Dealers N/A CIK Number 0001649126 Filed Document 0001649126-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Clean Feet Investors I, LLC See All Filings	D/A	2015-07-29 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001500475 Filed Document 0001500475-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
WINDWARD MARK INTERACTIVE LLC See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001278795 Filed Document 0001278795-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Juniper Goessler, Ltd. See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised $3,350,000 Associated Brokers / Dealers N/A CIK Number 0001649615 Filed Document 0001140361-15-029116 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
WITS(MD), LLC See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001648980 Filed Document 0001648980-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets $Not Applicable Type of Security Equity
A-SIQ-17-Fund, a series of AngelList-ArEs-Funds, LLC See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised $248,000 Associated Brokers / Dealers N/A CIK Number 0001649274 Filed Document 0001649274-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Toro Investors I, LP See All Filings	D/A	2015-07-29 00:00:00 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001524913 Filed Document 0001524913-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
CPR Wealth Management LLC See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers John Ezell CIK Number 0001605945 Filed Document 0001376474-15-000237 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
BDR YARROW POINT V LLC See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001649549 Filed Document 0001649549-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
A-ECB-16-Fund, a series of AngelList-AdTe-Funds, LLC See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised $85,000 Associated Brokers / Dealers N/A CIK Number 0001649273 Filed Document 0001649273-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADVANCED ICU CARE, INC. See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised $7,325,000 Associated Brokers / Dealers N/A CIK Number 0001352029 Filed Document 0001352029-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Edgewater Wireless Systems Inc. See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised $19,610 Associated Brokers / Dealers N/A CIK Number 0001649628 Filed Document 0001649628-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MV Liquidity Fund XXIV LLC See All Filings	D/A	2015-07-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001630892 Filed Document 0001630892-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
202 E. Washington, LLC See All Filings	D	2015-07-29 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001648568 Filed Document 0001042167-15-000117 Exclusions or Exemptions 506b Accepted Date 2015-07-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity