Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ESP III Qualified, L.P. See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651091 Filed Document 0001651126-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets $Not Applicable Type of Security Equity
Celadon Technology Fund VII, LLC See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $2,530,723 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001651177 Filed Document 0001651177-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
EnSite USA, Inc. See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001649418 Filed Document 0001649418-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business KENTUCKY Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Engineered Marine Coatings, Inc. See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001651188 Filed Document 0001651188-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
RealtyShares 87, LLC See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001648487 Filed Document 0001648487-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SSI America Inc. See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001651059 Filed Document 0001651059-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
OURHISTREE INC See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437255 Filed Document 0001437255-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Nu-Med Plus, Inc. See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001543637 Filed Document 0001548123-15-000341 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Maryland Proton Treatment Center, LLC See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers WFG Investments, Inc. and Deutsche Bank Securities, Inc. CIK Number 0001558219 Filed Document 0001558219-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AMERICAN CAPITAL CLO BLOCKER I, LP See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $448,154,795 Associated Brokers / Dealers N/A CIK Number 0001651039 Filed Document 0001651039-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
G2 Crowd, Inc. See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001606571 Filed Document 0001606571-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Surgery Center of Key West LLC See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $205,480 Associated Brokers / Dealers N/A CIK Number 0001392330 Filed Document 0001392330-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TrueBridge Direct Fund, L.P. See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001650593 Filed Document 0001650593-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xerpa Ltd See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $485,329 Associated Brokers / Dealers N/A CIK Number 0001651119 Filed Document 0001651119-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
Fandom Cup LLC See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $570,000 Associated Brokers / Dealers N/A CIK Number 0001648795 Filed Document 0001648795-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Meridian Investments, LLC See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $10,020,000 Associated Brokers / Dealers N/A CIK Number 0001614940 Filed Document 0001209191-15-066460 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
APPCITYLIFE, INC. See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $1,480,289 Associated Brokers / Dealers N/A CIK Number 0001579936 Filed Document 0001579936-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Codepops, Inc. See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $510,022 Associated Brokers / Dealers N/A CIK Number 0001650877 Filed Document 0001650877-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Pivot Holdings II LLC See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $249,999 Associated Brokers / Dealers N/A CIK Number 0001644926 Filed Document 0001644926-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Peach Labs, Inc. See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $10,811,797 Associated Brokers / Dealers N/A CIK Number 0001611666 Filed Document 0001611666-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AEG Mineral, LLC See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001651303 Filed Document 0001651303-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
NORTHSIGHT CAPITAL, INC. See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $45,000 Associated Brokers / Dealers N/A CIK Number 0001439397 Filed Document 0001255733-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DUFL, Inc. See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001624564 Filed Document 0001624564-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Augury, Inc. See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001651145 Filed Document 0001192482-15-000378 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Magnitude Institutional, Ltd. See All Filings	D/A	2015-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387093 Filed Document 0000902664-15-003434 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eckard Global, LLC See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $1,448,173 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001615007-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ESP III Institutional, L.P. See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651126 Filed Document 0001651126-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets $Not Applicable Type of Security Equity
Presidio Trails Apartments, LLLP See All Filings	D/A	2015-08-18 00:00:00 UTC
Amount To Be Raised $7,950,000 Associated Brokers / Dealers N/A CIK Number 0001626977 Filed Document 0001626977-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Shark Pond, Inc. See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $32,500 Associated Brokers / Dealers NONE CIK Number 0001650981 Filed Document 0001650981-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ACROSSAMERICA PARTNERS, LP See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651118 Filed Document 0001651118-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amber Global Opportunities Fund Ltd. See All Filings	D/A	2015-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001458005 Filed Document 0000902664-15-003441 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Editas Medicine, Inc. See All Filings	D	2015-08-18 00:00:00 UTC
Amount To Be Raised $119,999,970 Associated Brokers / Dealers N/A CIK Number 0001650664 Filed Document 0001650664-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Mount Flag Media Investment, LLC See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650494 Filed Document 0001650494-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spruce Alpha Fund LP See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616555 Filed Document 0000902664-15-003421 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KLM ACQUISITION & DRILLING PROGRAM 2015, LP See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001650594 Filed Document 0001065949-15-000216 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Agua Enerviva, LLC See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001650984 Filed Document 0001650984-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Digital Offering LLC See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers None CIK Number 0001583494 Filed Document 0001477932-15-005277 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PineView Levered Fund, LP See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651044 Filed Document 0001651044-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Starpoint Capital, LP See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joiner Financial, LLC CIK Number 0001650979 Filed Document 0001650979-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Acadian Frontier Markets Equity Fund See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001405793 Filed Document 0001405793-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sticky Technologies Inc. See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001631901 Filed Document 0001631901-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $Not Applicable Type of Security Equity
Ospraie Commodity Fund Ltd. See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498911 Filed Document 0000902664-15-003419 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised $100,564 Associated Brokers / Dealers Kirk Penland and Danny Golesh CIK Number 0001135856 Filed Document 0001135856-15-000243 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rgenix, Inc. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001651159 Filed Document 0001651159-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cape Poge Macro Fund L.P. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650655 Filed Document 0000935836-15-000431 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Richman Investments, L.P. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001517723 Filed Document 0001517723-15-000005 Exclusions or Exemptions 506c Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
APEX RESOURCES INC See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers JAMES BALDAUF, GERARD LUNA, and JERRY FRANTZ CIK Number 0000868868 Filed Document 0000868868-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
SUMMIT PARTNERS CONCENTRATED GROWTH L/S FUND, LTD. See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001323795 Filed Document 0001323790-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TORTOISE COMMINGLED MLP FUND, LLC See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MONTAGE SECURITIES, LLC CIK Number 0001609584 Filed Document 0000913849-15-000227 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baldwin House SFG Investors LLC See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $8,850,000 Associated Brokers / Dealers Gregory J. Schwartz CIK Number 0001650973 Filed Document 0001650973-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity