Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Flex Logix Technologies, Inc. See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $7,469,198 Associated Brokers / Dealers N/A CIK Number 0001608647 Filed Document 0001608647-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trico Fund III LLC See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $23,000,000 Associated Brokers / Dealers N/A CIK Number 0001654794 Filed Document 0001104659-15-073155 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Cypress Rock Group LLC See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $7,083,890 Associated Brokers / Dealers N/A CIK Number 0001656523 Filed Document 0001656523-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Discovery Global Macro Partnership, L.P. See All Filings	D/A	2015-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528170 Filed Document 0000919574-15-007505 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Nourish, LLC See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001635317 Filed Document 0001635317-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Arrowstreet International Equity - Alpha Extension Fund II, a sub-fund of Arrowstreet US Group Trust See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655941 Filed Document 0001656441-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3MV BANCORP, INC. See All Filings	D/A	2015-10-27 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001398673 Filed Document 0001398673-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business NEBRASKA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Celadon Technology Fund VI, LLC See All Filings	D/A	2015-10-27 00:00:00 UTC
Amount To Be Raised $4,926,894 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001647138 Filed Document 0001632066-15-000020 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Celadon Technology Fund IV, LLC See All Filings	D/A	2015-10-27 00:00:00 UTC
Amount To Be Raised $18,127,054 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001632066 Filed Document 0001632066-15-000018 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Fusion Resources, LLC See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001585079 Filed Document 0001079973-15-000624 Exclusions or Exemptions 506c Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Decibel Therapeutics, Inc. See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $52,000,000 Associated Brokers / Dealers N/A CIK Number 0001656536 Filed Document 0001656536-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CDK Strategic Partners, LLC See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001656077 Filed Document 0001656077-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
LG Capital Fund, LP See All Filings	D/A	2015-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527638 Filed Document 0001527638-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NED Biosystems, Inc. See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001656716 Filed Document 0001656716-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Fleetzen Corp See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001656408 Filed Document 0001656408-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
ZeoGas LLC See All Filings	D/A	2015-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593648 Filed Document 0001593648-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
Discovery Global Focus Fund, Ltd. See All Filings	D/A	2015-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457466 Filed Document 0000919574-15-007504 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SPARK NETWORKS INC See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001314475 Filed Document 0001209191-15-076961 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spreedly, Inc. See All Filings	D/A	2015-10-27 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001579202 Filed Document 0001461373-15-000049 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Kabira I Corp. See All Filings	D/A	2015-10-27 00:00:00 UTC
Amount To Be Raised $4,325,000 Associated Brokers / Dealers Bruce Roberts and Catherine Hicks CIK Number 0001623615 Filed Document 0001623615-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
SMC Reserve Fund II LP See All Filings	D/A	2015-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001408571 Filed Document 0001408571-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ThreatSTOP, Inc. See All Filings	D/A	2015-10-27 00:00:00 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001633657 Filed Document 0001019687-15-003816 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
National Capital Brewing Co See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Michael Webb CIK Number 0001654461 Filed Document 0001654461-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
CWC Income Properties 5, LLC See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656759 Filed Document 0001656759-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Green Visor Capital II, L.P. See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001656804 Filed Document 0001656804-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Peak Harvest Health, LLC See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $1,820,000 Associated Brokers / Dealers N/A CIK Number 0001629148 Filed Document 0001013594-15-000554 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Arrowstreet Global Equity - Alpha Extension Fund II, a sub-fund of Arrowstreet US Group Trust See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656441 Filed Document 0001656441-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gwynnie Bee Inc. See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NMS Capital Securities, LLC and NMS Capital Advisors, LLC CIK Number 0001571925 Filed Document 0001571925-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund VII, LLC See All Filings	D/A	2015-10-27 00:00:00 UTC
Amount To Be Raised $3,049,027 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001651177 Filed Document 0001632066-15-000019 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Artax Biopharma, Inc. See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001587661 Filed Document 0001587661-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ATEL Growth Capital Fund 9, LLC See All Filings	D/A	2015-10-27 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers ATEL Securities Corporation, Calvin Todd Halterman, Charles L. Orley, Darrell E. Stoner, Michelle L. Wagner, Wendy E. Fleischmann, United Planners Financial Services of America a Limited Partner, Gregory J. Richards, John M. Sims, and Kenneth W. Finnell CIK Number 0001616112 Filed Document 0001140361-15-038716 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cheetah Medical, Inc. See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001573285 Filed Document 0001573285-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Arcturus Therapeutics, Inc. See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001573745 Filed Document 0001573745-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
All Party System Co. See All Filings	D/A	2015-10-27 00:00:00 UTC
Amount To Be Raised $41,875 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-15-000009 Exclusions or Exemptions 506c Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Frazier Healthcare Growth Buyout Fund VIII, L.P. See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656720 Filed Document 0001140361-15-038817 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GREENPOWER MOTOR Co INC. See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001584547 Filed Document 0001085037-15-000196 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CSRA NC MOB, DST See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $5,555,000 Associated Brokers / Dealers N/A CIK Number 0001656811 Filed Document 0001656811-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Mobile Money Americas Corp. See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $48,000,000 Associated Brokers / Dealers Vincent Butkiewicz CIK Number 0001632777 Filed Document 0001632777-15-000012 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
NB Chateau Sera, DST See All Filings	D/A	2015-10-27 00:00:00 UTC
Amount To Be Raised $4,708,000 Associated Brokers / Dealers Brain Nelson, Corbin S. Thomas, Susan J. Gitt, Troy Thomas, Gordon T. Orsborn, Stephen R. Holt, Rena B. Morris, Joshua P. Ungerecht, and Michael G. Culwell CIK Number 0001650306 Filed Document 0001650306-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
RD-II Apt Venture, LLC See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $5,360,000 Associated Brokers / Dealers N/A CIK Number 0001656409 Filed Document 0001656409-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Stone-Goff Partners II, LP See All Filings	D/A	2015-10-27 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001650487 Filed Document 0001650487-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Graphenix Development, Inc. See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001577135 Filed Document 0001577135-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
ZeoGas LLC See All Filings	D/A	2015-10-27 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Sunbelt Securities, Inc., Sunbelt Securities, Inc., Sunbelt Securities, Inc., Sunbelt Securities, Inc., Sunbelt Securities, Inc., and Sunbelt Securities, Inc. CIK Number 0001593648 Filed Document 0001593648-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
NB Tuscany Place, DST See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $4,974,000 Associated Brokers / Dealers Brian Nelson, Corbin S. Thomas, Michael G. Culwell, and William F. White CIK Number 0001650308 Filed Document 0001650308-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Latty Investors LLC See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $1,401,250 Associated Brokers / Dealers N/A CIK Number 0001657112 Filed Document 0001657112-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
NTXBIO, LLC See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001656009 Filed Document 0001656009-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
Babel Street, Inc. See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001601080 Filed Document 0001601080-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Laur Capital Partners, LP See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589541 Filed Document 0001589541-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Keywise Greater China Opportunties Fund Ltd See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001394500 Filed Document 0000914760-15-000292 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iFood Packaging Systems Ltd See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001656725 Filed Document 0001656725-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity