|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001649866
- Filed Document
- 0001649866-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623759
- Filed Document
- 0001623759-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
GCA Sustainable Growth Long Only Feeder Fund Offshore, Ltd.
See All Filings
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623760
- Filed Document
- 0001623760-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001570006
- Filed Document
- 0000919574-15-007583
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SINGAPORE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001401868
- Filed Document
- 0001401868-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., SANDERS MORRIS HARRIS INC., RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, J.P. MORGAN SECURITIES LLC, CREDIT SUISSE SECURITIES (USA) LLC, DOMINICK & DICKERMAN LLC, Morgan Stanley & Co. LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and PICKWICK CAPITAL PARTNERS, LLC
- CIK Number
- 0001278834
- Filed Document
- 0000919574-15-007538
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., SANDERS MORRIS HARRIS INC., RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, J.P. MORGAN SECURITIES LLC, CREDIT SUISSE SECURITIES (USA) LLC, DOMINICK & DICKERMAN LLC, Morgan Stanley & Co. LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and PICKWICK CAPITAL PARTNERS, LLC
- CIK Number
- 0001278834
- Filed Document
- 0000919574-15-007540
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656967
- Filed Document
- 0001656967-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC ("JPM") and J.P. Morgan Institutional Investments Inc. ("JPMII")
- CIK Number
- 0001656025
- Filed Document
- 0000899140-15-000771
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001509211
- Filed Document
- 0001509211-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001655810
- Filed Document
- 0001655810-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $4,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001461227
- Filed Document
- 0001461227-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001481760
- Filed Document
- 0000899140-15-000772
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $87,500,000
- Associated Brokers / Dealers
- Related Financial Services, LLC
- CIK Number
- 0001656702
- Filed Document
- 0001656702-15-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656595
- Filed Document
- 0001656595-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BNY Mellon, N.A.
- CIK Number
- 0001350497
- Filed Document
- 0001463851-15-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001512766
- Filed Document
- 0001463851-15-000018
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001572285
- Filed Document
- 0001572285-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590540
- Filed Document
- 0001590540-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $869,002
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001657188
- Filed Document
- 0001465818-15-000031
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001516426
- Filed Document
- 0001516426-15-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001640518
- Filed Document
- 0001640518-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $1,809,992
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656572
- Filed Document
- 0001656572-15-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656461
- Filed Document
- 0001656461-15-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Harbor Light Securities LLC
- CIK Number
- 0001650497
- Filed Document
- 0001650497-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001657277
- Filed Document
- 0001657277-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Harbor Light Securities LLC
- CIK Number
- 0001650496
- Filed Document
- 0001650496-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001356974
- Filed Document
- 0001356974-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Harbor Light Securities LLC
- CIK Number
- 0001647568
- Filed Document
- 0001647568-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $1,407,701
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001658674
- Filed Document
- 0001658674-15-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001481796
- Filed Document
- 0000899140-15-000777
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $3,114,207
- Associated Brokers / Dealers
- Rob Marchitti and Strong Image Films, LLC
- CIK Number
- 0001655902
- Filed Document
- 0001493152-15-005064
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656407
- Filed Document
- 0001013594-15-000557
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BNY Mellon, N.A.
- CIK Number
- 0000835978
- Filed Document
- 0001463851-15-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561412
- Filed Document
- 0001561412-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BNY Mellon, N.A.
- CIK Number
- 0001463851
- Filed Document
- 0001463851-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001657336
- Filed Document
- 0001529221-15-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001653335
- Filed Document
- 0001653335-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001653617
- Filed Document
- 0001653617-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656913
- Filed Document
- 0000902664-15-004057
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001657187
- Filed Document
- 0001657187-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- IDAHO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $33,073,962
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001531034
- Filed Document
- 0001531034-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001477895
- Filed Document
- 0000905718-15-000863
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $425,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001657206
- Filed Document
- 0001657206-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CHINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CREDIT SUISSE SECURITIES (USA) LLC, DOMINICK & DICKERMAN LLC, RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED, DEUTSCHE BANK SECURITIES INC., LPL FINANCIAL LLC, Morgan Stanley & Co. LLC, UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and AMERIPRISE FINANCIAL SERVICES, INC.
- CIK Number
- 0001501157
- Filed Document
- 0000919574-15-007544
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001426894
- Filed Document
- 0001426894-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $8,999,997
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001640279
- Filed Document
- 0001640279-15-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001632340
- Filed Document
- 0001140361-15-039083
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656445
- Filed Document
- 0001209191-15-077378
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2015-10-29 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001532127
- Filed Document
- 0001532127-15-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|