|
|
D/A |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001402807
- Filed Document
- 0001095449-15-000115
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $21,999,993
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001427177
- Filed Document
- 0001427177-15-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651762
- Filed Document
- 0001553350-15-000918
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651855
- Filed Document
- 0001651855-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $65,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651851
- Filed Document
- 0001651851-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Pramerica Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd.
See All Filings
|
D/A |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Prudential Investment Management Services LLC
- CIK Number
- 0001585046
- Filed Document
- 0000902664-15-003493
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $469,160,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001518832
- Filed Document
- 0001488138-15-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557976
- Filed Document
- 0001095449-15-000122
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651570
- Filed Document
- 0000902664-15-003498
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $6,285,700
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000704159
- Filed Document
- 0001437749-15-016432
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616425
- Filed Document
- 0001616425-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CHINA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stuart Patterson, Mitch Baruchowitz, Jon Slogoff, and None
- CIK Number
- 0001500317
- Filed Document
- 0001500317-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560744
- Filed Document
- 0001560744-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579543
- Filed Document
- 0001579543-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- GrowthPoint Technology Partners, LLC
- CIK Number
- 0001370924
- Filed Document
- 0001370924-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $1,151,777
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602923
- Filed Document
- 0001602923-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001503871
- Filed Document
- 0001503871-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $2,147,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567235
- Filed Document
- 0001567235-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ARKANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $15,600,013
- Associated Brokers / Dealers
- Eric Wittenmyer
- CIK Number
- 0001135856
- Filed Document
- 0001135856-15-000252
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651821
- Filed Document
- 0001651821-15-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- KANSAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $375,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651485
- Filed Document
- 0001651485-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stuart Patterson, Mitch Baruchowitz, Jon Slogoff, and None
- CIK Number
- 0001528455
- Filed Document
- 0001528455-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557474
- Filed Document
- 0000919574-15-006491
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $3,253,637
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651822
- Filed Document
- 0001651822-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $12,775,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651437
- Filed Document
- 0000919574-15-006509
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $4,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001649141
- Filed Document
- 0000897069-15-000437
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman, Sachs & Co.
- CIK Number
- 0001651637
- Filed Document
- 0001651637-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $340,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651833
- Filed Document
- 0001651833-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557976
- Filed Document
- 0001095449-15-000114
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $407,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651613
- Filed Document
- 0001651613-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $22,500,000
- Associated Brokers / Dealers
- DA Davidson & Co.
- CIK Number
- 0000906205
- Filed Document
- 0000906205-15-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Commercial Banking
- Principal Place of Business
- IOWA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None
- CIK Number
- 0001267818
- Filed Document
- 0001267818-15-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $408,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651133
- Filed Document
- 0001651133-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $1,626,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651467
- Filed Document
- 0001651467-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $456,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651601
- Filed Document
- 0001651601-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- H&L Equities, LLC, H&L Equities, LLC, and H&L Equities, LLC
- CIK Number
- 0001640753
- Filed Document
- 0001640753-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651568
- Filed Document
- 0000902664-15-003497
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $653,951
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001384233
- Filed Document
- 0001384233-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- IOWA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- Joseph Collins
- CIK Number
- 0001651699
- Filed Document
- 0001651699-15-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001650936
- Filed Document
- 0001650936-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $7,200,003
- Associated Brokers / Dealers
- Eric Wittenmyer
- CIK Number
- 0001135856
- Filed Document
- 0001135856-15-000251
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001520379
- Filed Document
- 0001520379-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $9,280,262
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651742
- Filed Document
- 0001651742-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $229,710
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651612
- Filed Document
- 0001651612-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Unknown
- CIK Number
- 0001606051
- Filed Document
- 0001606051-15-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- MONTANA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $26,400,000
- Associated Brokers / Dealers
- Ladenburg Thalmann & Co. Inc. and Roth Capital Partners, LLC
- CIK Number
- 0001650779
- Filed Document
- 0001571049-15-007038
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001646184
- Filed Document
- 0001209191-15-068132
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $1,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651787
- Filed Document
- 0001651787-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651719
- Filed Document
- 0001651719-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2015-08-26 00:00:00 UTC |
- Amount To Be Raised
- $5,278,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001076722
- Filed Document
- 0001140361-15-033489
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-08-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Hospitals and Physicians
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|