Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Third Friday Total Return Fund, L.P. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432865 Filed Document 0001432865-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Limelight Health, Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001616491 Filed Document 0001616491-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CrowdComfort, Inc. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised $1,407,086 Associated Brokers / Dealers N/A CIK Number 0001593054 Filed Document 0001593054-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Green Sage Capital Partners I, L.P. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Jeffrey Martin CIK Number 0001654018 Filed Document 0001654018-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meridian 54 LLC See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001649220 Filed Document 0001649220-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Prime Property Fund Asia Limited Partnership See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657708 Filed Document 0001657708-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW RELIC, INC. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $8,197,745 Associated Brokers / Dealers N/A CIK Number 0001448056 Filed Document 0001288320-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
BION ENVIRONMENTAL TECHNOLOGIES INC See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Freedom Investors Corp. and KCD Financial Inc. CIK Number 0000875729 Filed Document 0000948830-15-000079 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Mercatus, Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001577426 Filed Document 0001577426-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
3GTMS, Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001594432 Filed Document 0001594432-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
HEARTLAND BANCCORP See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0000844959 Filed Document 0000844959-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Insight Genetics, Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001623645 Filed Document 0001623645-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
MCI Preferred Equity Fund, LLC See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Emerson Equity, LLC CIK Number 0001656338 Filed Document 0001656338-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
9Mile Fund III, LLC See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001616148 Filed Document 0001616148-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Fractyl Laboratories Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $37,168,830 Associated Brokers / Dealers N/A CIK Number 0001572616 Filed Document 0001140361-15-039925 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ACI Group Holdings, Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $417,344,570 Associated Brokers / Dealers N/A CIK Number 0001657401 Filed Document 0001657401-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
BrightFarms, Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $14,169,600 Associated Brokers / Dealers N/A CIK Number 0001537482 Filed Document 0001537482-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CORSA COAL CORP. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001466725 Filed Document 0001466725-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Coal Mining Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
WAUD CAPITAL PARTNERS FIF IV, L.P. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001655536 Filed Document 0001655538-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Waltz Networks, Inc. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $6,751,287 Associated Brokers / Dealers N/A CIK Number 0001657560 Filed Document 0001657560-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NB Strategic Co-Investment Partners III LP See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BARCLAYS CAPITAL INC. and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001651222 Filed Document 0001651222-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scientific Botanical Leasing, LLC See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001611039 Filed Document 0001611039-15-000006 Exclusions or Exemptions 506c Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Panda Power Annex Fund A, L.P. See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercury Capital Advisors, LLC CIK Number 0001650534 Filed Document 0001140361-15-039878 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raycliff QOR Investors, LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $1,209,252 Associated Brokers / Dealers N/A CIK Number 0001586668 Filed Document 0001586668-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
GABELLI INTERMEDIATE CREDIT FUND, LTD. See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579372 Filed Document 0000919574-15-007632 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MorphLab, Inc. See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001654719 Filed Document 0001654719-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Retail Portfolio II DST See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised $12,063,531 Associated Brokers / Dealers Inland Securities Corporation, Mark T. Maund, Chay T. Lapin, Peter D. Fisher, Christina S. Nielson, Debra J. Schleining, Larry R. Law, Mitchal D. O'hare, and Sigrid A. Daugaard CIK Number 0001654678 Filed Document 0001654678-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Projector.is, Inc. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001650349 Filed Document 0001243233-15-000015 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Renuvix LLC See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001588552 Filed Document 0001362118-15-000021 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
RT SPX Co-Invest II, LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $95,800,000 Associated Brokers / Dealers N/A CIK Number 0001657386 Filed Document 0001657386-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
PAID INC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001017655 Filed Document 0001144204-15-063381 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Foxhaven Capital, LP See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590528 Filed Document 0001590528-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Horse Collaborative, Inc. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $2,634,476 Associated Brokers / Dealers N/A CIK Number 0001501999 Filed Document 0001501999-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Charter Capital Fund I, LP See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542875 Filed Document 0001315863-15-000868 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COOK & BYNUM CAPITAL, LLC See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387688 Filed Document 0001387688-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
AZ 13 Holdings LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $4,692,500 Associated Brokers / Dealers N/A CIK Number 0001657328 Filed Document 0001657328-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Summit Ridge Partners, LP See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657089 Filed Document 0001657089-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ascent Solar Technologies, Inc. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001350102 Filed Document 0001350102-15-000091 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
WAUD CAPITAL PARTNERS IV, L.P. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001655537 Filed Document 0001655538-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Mariner Coria RV Fund, Ltd. See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Capital Markets, Inc. CIK Number 0001624382 Filed Document 0001624382-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenhouse Onshore Fund LP See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robert W. Baird & Co. Incorporated CIK Number 0001591089 Filed Document 0001315863-15-000864 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
H4 Engineering Inc. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001537868 Filed Document 0001537868-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NB Strategic Co-Investment Cayman Partners III LP See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC, UBS FINANCIAL SERVICES INC., and BARCLAYS CAPITAL INC. CIK Number 0001651225 Filed Document 0001651225-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TULSA PRO HOOPS LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $3,524,776 Associated Brokers / Dealers N/A CIK Number 0001468433 Filed Document 0001140361-15-039752 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Riverstone Strategic Credit Partners, L.P. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001657430 Filed Document 0001657430-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thorofare Asset Based Lending REIT Fund IV, LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001657288 Filed Document 0001657288-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Axel Balanced, LP See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624181 Filed Document 0000919574-15-007636 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SeaTac 1, LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001657723 Filed Document 0001657723-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Redmile Capital Offshore Fund (ERISA), Ltd. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657545 Filed Document 0001657545-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIESTA TEA Co See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised $825,000 Associated Brokers / Dealers N/A CIK Number 0001573391 Filed Document 0001573391-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt