Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SRA US Equity Fund, LP See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614286 Filed Document 0001614286-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOPTIX DIAGNOSTICS, INC. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001386616 Filed Document 0001386616-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
BDR Clyde Hill VI LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001652251 Filed Document 0001652251-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
BDR Sonata I LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001614579 Filed Document 0001614579-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
GALVANIZE INC. See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001609551 Filed Document 0001609551-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
WellAware Holdings, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $16,487,208 Associated Brokers / Dealers N/A CIK Number 0001566486 Filed Document 0001566486-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AQR Global Risk Premium Tactical Offshore Fund Ltd See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001402860 Filed Document 0001402860-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Plasmology4, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001488790 Filed Document 0001488790-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
SFP La Habra 12, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $870,000 Associated Brokers / Dealers N/A CIK Number 0001650405 Filed Document 0001650405-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Squadra SV, Ltd. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652173 Filed Document 0001652173-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
PopUp Play Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001652297 Filed Document 0001652297-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Meadowland Research LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $7,480,500 Associated Brokers / Dealers N/A CIK Number 0001652322 Filed Document 0001652322-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Reshape Medical, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $37,999,991 Associated Brokers / Dealers N/A CIK Number 0001410930 Filed Document 0001410930-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prometheus Fund LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652129 Filed Document 0001652129-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
SciAps Inc See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $4,300,003 Associated Brokers / Dealers Foreside Investment Services, LLC CIK Number 0001570867 Filed Document 0001645706-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lenda, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001599569 Filed Document 0001599569-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SFP Evart 68, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $1,660,000 Associated Brokers / Dealers N/A CIK Number 0001650408 Filed Document 0001650408-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
GBB Preston 121 SGS, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001652100 Filed Document 0001652100-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Caricorps, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001652277 Filed Document 0001652277-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
AQR Global Risk Premium Fund L P See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385053 Filed Document 0001490364-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SILVER PEAK SYSTEMS INC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $2,361,600 Associated Brokers / Dealers N/A CIK Number 0001301283 Filed Document 0001301283-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Thaddeus Medical Systems, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001651475 Filed Document 0001651475-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Analyze Corp See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised $1,155,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001645610 Filed Document 0001645610-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Riverstone Global Energy & Power Fund VI, L.P. See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised $8,000,000,000 Associated Brokers / Dealers Principle Advisory Services Pty Ltd., J.P. Morgan Securities LLC, TransPacific Group LLC, TransPacific Group (Asia) Limited, and Riverstone Capital Services LLC CIK Number 0001624567 Filed Document 0001140361-15-034763 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Housing Income Trust, Inc. See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001433821 Filed Document 0001433821-15-000027 Exclusions or Exemptions 506c Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Powerline Investments, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001652234 Filed Document 0001652234-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Electric Utilities Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Waterside Energy, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001651917 Filed Document 0001144204-15-053272 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
Vibrant Composites Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001592714 Filed Document 0001592714-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Credible Behavioral Health, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001651497 Filed Document 0001651497-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
AG Capital Investments, LP See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652217 Filed Document 0001652217-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BHC PL Co-Invest LP See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised $980,000 Associated Brokers / Dealers N/A CIK Number 0001651279 Filed Document 0001015325-15-000021 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Highland Europe Special II L.P. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $7,345,715 Associated Brokers / Dealers N/A CIK Number 0001652159 Filed Document 0001652159-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Finlocker, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $2,260,213 Associated Brokers / Dealers N/A CIK Number 0001652335 Filed Document 0001652335-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
SFP MilPen 20, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $1,580,000 Associated Brokers / Dealers N/A CIK Number 0001650399 Filed Document 0001650399-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
GBB Preston 121 SGS, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001652100 Filed Document 0001652100-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Tragara Pharmaceuticals, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $13,058,784 Associated Brokers / Dealers N/A CIK Number 0001386218 Filed Document 0001140361-15-034154 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LBM Acquisition, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652328 Filed Document 0001652328-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Roxbury KBA Fund ICAV See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652823 Filed Document 0001652823-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Palo Alto Health Sciences, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $2,973,630 Associated Brokers / Dealers N/A CIK Number 0001588054 Filed Document 0001588054-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spyglass-The Canopy 2, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $11,325,000 Associated Brokers / Dealers N/A CIK Number 0001651062 Filed Document 0000950138-15-000591 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Hooky, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $4,710,428 Associated Brokers / Dealers Emerging Growth Equities, Ltd. CIK Number 0001560712 Filed Document 0001140361-15-033992 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Stealth Software Holding BV See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001651876 Filed Document 0001651876-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NETHERLANDS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
InTime TV LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001647661 Filed Document 0001647661-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Poseidon Holding, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $435,268,817 Associated Brokers / Dealers N/A CIK Number 0001652380 Filed Document 0001652380-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JAB REAL ESTATE OPPORTUNITY FUND V, LP See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001647331 Filed Document 0001647331-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
SILVER PEAK SYSTEMS INC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $1,417,530 Associated Brokers / Dealers N/A CIK Number 0001301283 Filed Document 0001301283-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Ascend Fitness, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596006 Filed Document 0001596006-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Litespeed Partners, L.P. See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001325272 Filed Document 0000919574-15-006681 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Litespeed Offshore Fund, Ltd. See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001180924 Filed Document 0000919574-15-006679 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RELISH LABS LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001652240 Filed Document 0001652240-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity