Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Medical Heights Surgery Center, Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $904,775 Associated Brokers / Dealers N/A CIK Number 0001514590 Filed Document 0001514590-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
ZetrOZ, Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001491984 Filed Document 0001140361-15-040497 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Patria Alphaville Co-Invest, L.P. See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589406 Filed Document 0001589406-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
METROPOLITAN LIFE INSURANCE CO See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000937834 Filed Document 0000937834-15-000062 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
SEAF Single Vintage Flex Fund LP See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657954 Filed Document 0001657954-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
440 GREEN LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $1,375,000 Associated Brokers / Dealers N/A CIK Number 0001657566 Filed Document 0001657566-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Navy Capital Fund 1, LP See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658088 Filed Document 0001658088-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised $13,463,412 Associated Brokers / Dealers Gwen Middeke, Robert Scharff, Jr., Michael Corry, Paul Flotken, and Larry Celniker CIK Number 0001135856 Filed Document 0001135856-15-000283 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AB US REP GW Co-Invest L.P. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657905 Filed Document 0001657952-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
930-DSIC 4, LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001658568 Filed Document 0000950172-15-000111 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Permian Nautilus Fund, Ltd. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657850 Filed Document 0000905718-15-000876 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZIPSCENE, LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001657745 Filed Document 0001657745-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CCI Healthcare Partners Opportunistic, L.P. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658012 Filed Document 0000902664-15-004147 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CHARLESTON SURGERY CENTER LIMITED PARTNERSHIP See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001042544 Filed Document 0001042544-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Casson Media Group, Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001657786 Filed Document 0001657786-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FCO Special Opportunities (C1) LP See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001624715 Filed Document 0001624715-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROVIDENT FUNDING ASSOCIATES LP See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001177806 Filed Document 0001177806-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Park 30 Partners, LLC See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Danon J. Blea CIK Number 0001657866 Filed Document 0001657866-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ENGAGED CAPITAL II LP See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559850 Filed Document 0001144204-15-064429 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRIMORIS INCOME FUND, LLC See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001648926 Filed Document 0001648926-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Anandar Event Opportunities Fund Ltd. See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614625 Filed Document 0000919574-15-007695 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lord Abbett International Small Cap Trust See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001624087 Filed Document 0001624087-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NW AUSTIN HOLDCO LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657912 Filed Document 0001657912-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LOCUST SEDGWICK LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $6,100,000 Associated Brokers / Dealers N/A CIK Number 0001657567 Filed Document 0001657567-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Genesis Drilling Program VIII LP See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Gregory Richards CIK Number 0001633418 Filed Document 0001633418-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
ML Transtrend DTP Enhanced FuturesAccess LLC See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001399406 Filed Document 0001399406-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realty Mogul 43, LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $1,515,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001657665 Filed Document 0001657665-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Ring Road Restaurant Group LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers None CIK Number 0001657639 Filed Document 0001657639-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Stonepeak Infrastructure Fund II LP See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Campbell Lutyens & Co. Inc. and FAP USA, L.P. CIK Number 0001656763 Filed Document 0001656763-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iQTick Fund, LP See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622752 Filed Document 0001622752-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEGA Innovations, LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001559101 Filed Document 0001559101-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Engaged Capital II Offshore, Ltd. See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619827 Filed Document 0001615774-15-003207 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patria Brazil Real Estate Fund III, L.P. See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001587312 Filed Document 0001587312-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patria - Brazilian Private Equity Fund V, L.P. See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001609275 Filed Document 0001609275-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
RED DEVELOPMENT LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $6,300,000 Associated Brokers / Dealers N/A CIK Number 0001657875 Filed Document 0001657875-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
First Light Focus Fund, LP See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653545 Filed Document 0001653545-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Augur Technologies Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $912,123 Associated Brokers / Dealers N/A CIK Number 0001657947 Filed Document 0001657947-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MMCS LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001657956 Filed Document 0001657956-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
440 GREEN LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $1,475,000 Associated Brokers / Dealers N/A CIK Number 0001657566 Filed Document 0001657566-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Amplyx Pharmaceuticals, Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $47,000,000 Associated Brokers / Dealers N/A CIK Number 0001648627 Filed Document 0001648627-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IMTHERA MEDICAL INC See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers EDI Financial Inc CIK Number 0001429599 Filed Document 0001429599-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-15-000282 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Oliver Street Dermatology Holdings LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001566269 Filed Document 0001566269-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Boulevard Wealth Management, Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001658010 Filed Document 0001658010-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Beach Point Access Ltd. See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001457062 Filed Document 0001457062-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West Bond (SFO), LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657668 Filed Document 0001140361-15-040458 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
iLumi Solutions, Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001600086 Filed Document 0001600086-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Anser Innovation LLC See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised $1,620,000 Associated Brokers / Dealers N/A CIK Number 0001524668 Filed Document 0001209191-15-079211 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
American Gene Technologies International Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $4,350,000 Associated Brokers / Dealers N/A CIK Number 0001586824 Filed Document 0001586824-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Core Ventures II, LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571617 Filed Document 0001193805-15-001847 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity