Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
VerteCore Technologies, LLC See All Filings	D	2015-09-08 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001652505 Filed Document 0001652505-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSISSIPPI Revenue or Assets $No Revenues Type of Security Equity
Scion G7 Offshore, Ltd. See All Filings	D/A	2015-09-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586367 Filed Document 0001586367-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AJO Emerging Markets Levered Hedge Fund, Ltd. See All Filings	D	2015-09-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649491 Filed Document 0001649491-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Craig Drill Capital, L.P. See All Filings	D/A	2015-09-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000830078 Filed Document 0000919574-15-006779 Exclusions or Exemptions 506b Accepted Date 2015-09-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Le Tote, Inc. See All Filings	D	2015-09-08 00:00:00 UTC
Amount To Be Raised $14,999,998 Associated Brokers / Dealers N/A CIK Number 0001652494 Filed Document 0001652494-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NORTHGATE PARTNERS, A DELAWARE MULTIPLE SERIES LLC/CONNECTED DATA - BRIDGE LOAN See All Filings	D	2015-09-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652661 Filed Document 0001652661-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neoglyphic Entertainment, Inc. See All Filings	D	2015-09-08 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001651339 Filed Document 0001651339-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Celmatix Inc. See All Filings	D	2015-09-08 00:00:00 UTC
Amount To Be Raised $5,151,643 Associated Brokers / Dealers N/A CIK Number 0001514000 Filed Document 0001514000-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NPC III, LLC See All Filings	D	2015-09-08 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-09-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Plastiblok, Ltd See All Filings	D/A	2015-09-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001583695 Filed Document 0001583695-15-000002 Exclusions or Exemptions 504, 504.1, and 506b Accepted Date 2015-09-08 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
NORTHGATE PARTNERS, A DELAWARE MULTIPLE SERIES LLC/CARBON 3D - COMMON See All Filings	D	2015-09-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652662 Filed Document 0001652662-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HealthTell Inc. See All Filings	D/A	2015-09-08 00:00:00 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001574285 Filed Document 0001209191-15-069907 Exclusions or Exemptions 506b Accepted Date 2015-09-08 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
JENNISON GLOBAL HEALTHCARE FUND LP See All Filings	D/A	2015-09-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners, LLC CIK Number 0001464243 Filed Document 0001464243-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VASARI ENERGY, INC See All Filings	D/A	2015-09-08 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001612117 Filed Document 0001612117-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-09-08 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
A-AUY-26-Fund, a series of AngelList-ExAl-Funds, LLC See All Filings	D	2015-09-08 00:00:00 UTC
Amount To Be Raised $331,990 Associated Brokers / Dealers N/A CIK Number 0001652193 Filed Document 0001652193-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Automate Ads I Fund, a series of Wefunds LLC See All Filings	D	2015-09-07 00:00:00 UTC
Amount To Be Raised $118,600 Associated Brokers / Dealers N/A CIK Number 0001652779 Filed Document 0001652779-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serenity Investment Master Fund Ltd See All Filings	D/A	2015-09-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593658 Filed Document 0001593658-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
WEST 158TH 536 LLC See All Filings	D	2015-09-07 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers DOV LEWANONI, LCB LLC, and DREAM ADVISORS CIK Number 0001655963 Filed Document 0001078782-15-001658 Exclusions or Exemptions 506b Accepted Date 2015-09-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
My Burger USA, Inc. See All Filings	D	2015-09-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001552832 Filed Document 0001362118-16-000031 Exclusions or Exemptions 506b Accepted Date 2015-09-05 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
RACENOTE, INC. See All Filings	D	2015-09-05 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001614244 Filed Document 0001614244-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Twistle, Inc. See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001509320 Filed Document 0001509320-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Debt
MANOR ROAD INVESTMENT PARTNERS, LP See All Filings	D/A	2015-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555042 Filed Document 0000919574-15-006742 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Koppenberg Macro Commodity Fund, Ltd. See All Filings	D/A	2015-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Artist Capital Inc. CIK Number 0001461517 Filed Document 0000902664-15-003577 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATLAS INSTITUTIONAL FUND, LLC See All Filings	D/A	2015-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465560 Filed Document 0001465560-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Series 1 of RMB Fixed Income Opportunities QP LLC See All Filings	D/A	2015-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557445 Filed Document 0001557445-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Onex TSG/HPP Holdings Corp. See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised $115,106,500 Associated Brokers / Dealers N/A CIK Number 0001652018 Filed Document 0001652018-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
TT Emerging Markets Opportunities Fund Ltd See All Filings	D/A	2015-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618283 Filed Document 0000947871-15-000621 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KlowdTV, LLC See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001652034 Filed Document 0001652034-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Cyprus Investment Fund LLC See All Filings	D/A	2015-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527952 Filed Document 0001385865-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Community Bancorporation, Inc. See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001652524 Filed Document 0001652524-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
APPERIAN, INC. See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised $12,382,996 Associated Brokers / Dealers N/A CIK Number 0001470523 Filed Document 0001470523-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Madecasse LLC See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001652340 Filed Document 0001652340-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sierra Ventures XI, L.P. See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001648306 Filed Document 0001648306-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WF Asian Smaller Companies Fund Ltd See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650937 Filed Document 0001650937-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Red Barrel Media,Inc. See All Filings	D/A	2015-09-04 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001644141 Filed Document 0001644141-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HARD ASSETS OPPORTUNITY FUND LTD See All Filings	D/A	2015-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Van Eck Securities Corporation and Van Eck Securities Corporation CIK Number 0001452732 Filed Document 0000899140-15-000689 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Hard Assets 2X Fund Ltd See All Filings	D/A	2015-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") and Van Eck Securities Corporation CIK Number 0001382446 Filed Document 0000899140-15-000691 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Ceres, Inc. See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers LADENBURG THALMANN & CO. INC. CIK Number 0000767884 Filed Document 0000947871-15-000626 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
COLPARK I OA LLC See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001652532 Filed Document 0001652532-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Ironside Group, Inc. See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised $100,300 Associated Brokers / Dealers N/A CIK Number 0001652563 Filed Document 0001652563-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Cowen Private Investments LP See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652211 Filed Document 0001652211-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Puller 29-1, LP See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers N/A CIK Number 0001652527 Filed Document 0001354488-15-004237 Exclusions or Exemptions 506c Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SwoopMe, Inc. See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001652585 Filed Document 0001652585-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Interpreter Services Corp. See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001652483 Filed Document 0001441557-15-000041 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
CSRA/Kay Richmond MOB, DST See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised $2,316,000 Associated Brokers / Dealers N/A CIK Number 0001652383 Filed Document 0001652383-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
CannTrust Holdings Inc. See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised $1,085,627 Associated Brokers / Dealers N/A CIK Number 0001652499 Filed Document 0001652499-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Coronado Resources 2015 LP See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652534 Filed Document 0001652534-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Scientific Botanical Leasing, LLC See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001611039 Filed Document 0001611039-15-000005 Exclusions or Exemptions 506c Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sindeo, Inc. See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised $999,997 Associated Brokers / Dealers N/A CIK Number 0001613944 Filed Document 0001613944-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Maxim-IDS Investors, LLC See All Filings	D/A	2015-09-04 00:00:00 UTC
Amount To Be Raised $2,920,000 Associated Brokers / Dealers E.L.K. Capital Advisors, LLC CIK Number 0001619537 Filed Document 0001619537-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity