Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DEALFLOW ANALYTICS, INC. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001652791 Filed Document 0001652791-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SB Special Situation Fund Ltd. - Class C See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652894 Filed Document 0000943663-15-000195 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EXCO RESOURCES INC See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0000316300 Filed Document 0000316300-15-000034 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
Tocqueville Micro Cap, L.P. See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404489 Filed Document 0000919574-15-006842 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ASC Newcastle LLC See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001649754 Filed Document 0001649754-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SKB-Tower Plaza Investors, LLC See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $1,680,000 Associated Brokers / Dealers SKB Securities, LLC and Paul P. Rabinovitch CIK Number 0001652835 Filed Document 0001652835-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
Marlmont Fund, LP See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001110028 Filed Document 0001543899-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greensmith Energy Management Systems, Inc. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001607513 Filed Document 0001607513-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Good Hill Partners Fund LP See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470636 Filed Document 0000902664-15-003610 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PM Manager Fund, SPC - Segregated Portfolio 16 See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471883 Filed Document 0001507943-15-000112 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GENESIS ASSET OPPORTUNITY FUND L.P. See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471865 Filed Document 0001471865-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MG Village at Iron Blossom Apartments L.P. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $8,300,000 Associated Brokers / Dealers N/A CIK Number 0001652915 Filed Document 0001652915-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MG Vizcaya Hilltop Apartments L.P. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001652914 Filed Document 0001652914-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in Highcon) L.P. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $293,200 Associated Brokers / Dealers N/A CIK Number 0001599506 Filed Document 0001465818-15-000021 Exclusions or Exemptions 506c Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Dialectic Antithesis Offshore, Ltd. See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443897 Filed Document 0000919574-15-006873 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dialectic Antithesis Opportunities Fund II, LP See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526505 Filed Document 0000919574-15-006854 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
scripsense, Inc. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001620545 Filed Document 0001140361-15-035159 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Carillon Tower Series Hedge Fund, LLC - ClariVest Microcap Market Neutral Series See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates CIK Number 0001651777 Filed Document 0000897069-15-000473 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ogee, Inc. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001653330 Filed Document 0001653330-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Kinetic Equity Founders Fund, LP See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651236 Filed Document 0001651236-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
WHI, Inc. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001523303 Filed Document 0001140361-15-035039 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Mangata, LLC See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001652756 Filed Document 0001652756-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Redview Capital L.P. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650758 Filed Document 0001650758-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Citelighter, Inc. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001595881 Filed Document 0001595881-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Vantage Robotics, LLC See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001651938 Filed Document 0001651938-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Valencell, Inc. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $2,648,000 Associated Brokers / Dealers N/A CIK Number 0001477304 Filed Document 0001461373-15-000037 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Cornwall Sidecar 2 Domestic LP See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619139 Filed Document 0000902664-15-003608 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FitCode, Inc. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $1,850,002 Associated Brokers / Dealers N/A CIK Number 0001653055 Filed Document 0001140361-15-035003 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Vetr Inc. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001652983 Filed Document 0001652983-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
cbanc Network, Inc See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $5,260,465 Associated Brokers / Dealers N/A CIK Number 0001651685 Filed Document 0001651685-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pine River Tail Hedge Fund Ltd. See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493679 Filed Document 0001493679-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Montan Mining Corp. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $31,547 Associated Brokers / Dealers N/A CIK Number 0001652513 Filed Document 0001085037-15-000169 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Richgroup Investments, L.P. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001517723 Filed Document 0001517723-15-000008 Exclusions or Exemptions 506c Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
KSA Capital Long-Only, LP See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, None, and None CIK Number 0001585225 Filed Document 0000919574-15-006860 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SB Special Situation Fund Ltd. - Class B See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652893 Filed Document 0000943663-15-000194 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RUBICON MINERALS CORP See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001057791 Filed Document 0001140361-15-034965 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in AE Squared - III) LP See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $668,708 Associated Brokers / Dealers N/A CIK Number 0001651997 Filed Document 0001465818-15-000022 Exclusions or Exemptions 506c Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
NEUROPTICS INC See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001034404 Filed Document 0001034404-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
METROPOLITAN REAL ESTATE PARTNERS SECONDARIES FUND, L.P. See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617497 Filed Document 0000919574-15-006846 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Reterro, Inc. See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001642529 Filed Document 0001642392-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Environmental Services Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Pine River Liquid Rates Fund Ltd. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545465 Filed Document 0001545465-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DigiTour Media, LLC See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $1,675,000 Associated Brokers / Dealers N/A CIK Number 0001652903 Filed Document 0001144204-15-054915 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Consumer Resolution Company, LLC See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001652817 Filed Document 0001652817-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Profitect Inc. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $5,221,472 Associated Brokers / Dealers N/A CIK Number 0001604908 Filed Document 0001604908-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Mechio Inc. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $9,269,640 Associated Brokers / Dealers N/A CIK Number 0001601149 Filed Document 0001601149-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Caspian Focused Opportunities Fund, L.P. See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530807 Filed Document 0001530807-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Amvona Fund, Ltd. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652947 Filed Document 0001546927-15-000244 Exclusions or Exemptions 506c Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Absio Corp See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised $12,186,400 Associated Brokers / Dealers N/A CIK Number 0001491293 Filed Document 0001491293-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PC Links Holdings, LLC See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $1,202,015 Associated Brokers / Dealers N/A CIK Number 0001652941 Filed Document 0001652941-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
SOLX INC See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $10,999,063 Associated Brokers / Dealers N/A CIK Number 0001118997 Filed Document 0001118997-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt