Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ValueAct Capital International II L.P. See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390728 Filed Document 0000950142-15-002517 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Varde Europe Fund (Offshore), L.P. See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001626545 Filed Document 0000950142-15-002505 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Farmobile, Inc. See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001659356 Filed Document 0001659356-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $907,200 Associated Brokers / Dealers Richard DeVita Jr., Scott Horton, William Holton, and Melissa Ahearn CIK Number 0001135856 Filed Document 0001135856-15-000304 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Soliton, Inc. See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised $12,000,002 Associated Brokers / Dealers N/A CIK Number 0001548187 Filed Document 0001548187-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn, Jr. CIK Number 0001080429 Filed Document 0001209191-15-082438 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
High River Investments, Ltd. See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Enterprise Creations, LLC CIK Number 0001654830 Filed Document 0001654830-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Security To Be Acquired
MedAware Systems, Inc. See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001592576 Filed Document 0001592576-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
KI Equity Holdings, LLC See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $18,114,920 Associated Brokers / Dealers N/A CIK Number 0001659424 Filed Document 0000914760-15-000305 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
A-BOB-16-Fund, a series of AngelList-MB-Funds, LLC See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $207,998 Associated Brokers / Dealers N/A CIK Number 0001658069 Filed Document 0001658069-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kasita, LLC See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001644887 Filed Document 0001644887-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn Jr., Donald E. Morris Jr., Michael Liebeskind, and Edward C. Houghton IV CIK Number 0001080429 Filed Document 0001209191-15-082440 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
A-EUL-21-Fund, a series of AngelList-BW-Funds, LLC See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $1,795,000 Associated Brokers / Dealers N/A CIK Number 0001659307 Filed Document 0001659307-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-HCW-12-Fund, a series of AngelList-DaHo-Funds, LLC See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001659304 Filed Document 0001659304-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VP Parent Holdings, Inc. See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644353 Filed Document 0001644353-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
What We Came To Be LLC See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001659421 Filed Document 0001659421-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
LIMITLESS ENTERTAINMENT, Ltd See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001657855 Filed Document 0001657855-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Codiak BioSciences, Inc. See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659352 Filed Document 0001659352-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BioRestorative Therapies, Inc. See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505497 Filed Document 0001140361-15-042893 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ecofin Global Renewables Infrastructure Fund LP See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659300 Filed Document 0000902664-15-004388 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MicroVest Plus, LP (Fixed Rate Notes) See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001533872 Filed Document 0000919574-15-008430 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Moore Macro Managers Fund, Ltd. See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John B. Hardy III, Anthony Richard Buscemi, John L. Youngblood, Jennifer Kelleher Tamis, Butler Capital Investments, LLC, EIM Securities (USA) Inc., and Charles Leonard Moore CIK Number 0001169693 Filed Document 0001169693-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Equity
FONTINALIS CAPITAL PARTNERS II, L.P. See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Bentley Securities Corporation CIK Number 0001626588 Filed Document 0001140361-15-042866 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Cayuga Venture Fund V, LP See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659318 Filed Document 0001659318-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoastEdge NB Co-Invest III, LLC See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649168 Filed Document 0001649168-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FlipSetter, Inc. See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers Sabaresh V. Krishnan CIK Number 0001645005 Filed Document 0001645005-15-000003 Exclusions or Exemptions 505, 504.1, and 506c Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
INTERNATIONAL SPINE & ORTHOPEDIC INSTITUTE LLC See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $1,875,000 Associated Brokers / Dealers N/A CIK Number 0001451845 Filed Document 0001451845-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Other
SOCIALSOURCE, INC. See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001642859 Filed Document 0001642859-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
HOUND PARTNERS LONG FUND, LP See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597257 Filed Document 0000919574-15-008404 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Strata-X Energy Ltd. See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $424,944 Associated Brokers / Dealers N/A CIK Number 0001561650 Filed Document 0001561650-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Stelliam Offshore Long Fund, Ltd. See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479350 Filed Document 0001315863-15-000950 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Unravel Data Systems, Inc. See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised $656,227 Associated Brokers / Dealers N/A CIK Number 0001603418 Filed Document 0001603418-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GSG Ventures, Inc. See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised $792,962 Associated Brokers / Dealers N/A CIK Number 0001633014 Filed Document 0001633014-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RS Autumn Ridge Investors, LLC See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001659051 Filed Document 0001659051-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Vital Circadence Investors LLC See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $1,147,500 Associated Brokers / Dealers N/A CIK Number 0001661256 Filed Document 0001661256-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Equity
RendrFX, Inc. See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $505,481 Associated Brokers / Dealers N/A CIK Number 0001650223 Filed Document 0001650223-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $1,200,000,000 Associated Brokers / Dealers Matthew Henebry, James McKeone, Michael Tuttle, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-15-000303 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Liebeskind CIK Number 0001080429 Filed Document 0001209191-15-082439 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
A-DOG-17-Fund, a series of AngelList-FkKa-Funds, LLC See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $242,000 Associated Brokers / Dealers N/A CIK Number 0001658760 Filed Document 0001658760-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn Jr., Gary Bret Fincher, and Michael Padon CIK Number 0001080429 Filed Document 0001209191-15-082446 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
3edge Global Opportunities Fund, LP See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659338 Filed Document 0001659338-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gaius Special Situations Fund LP See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $5,365,000 Associated Brokers / Dealers N/A CIK Number 0001644092 Filed Document 0001644092-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn Jr., Michael Liebeskind, Kathryn Harrison, Brian Corley, Donald H. Friedman, and Shirley Ann Huang McMillan CIK Number 0001080429 Filed Document 0001209191-15-082441 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
A-FAM-13-Fund, a series of AX-MM-Funds, LLC See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $255,500 Associated Brokers / Dealers N/A CIK Number 0001659302 Filed Document 0001659302-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Bpay-Fund, a series of AngelList-WC-Funds, LLC See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $77,167 Associated Brokers / Dealers N/A CIK Number 0001633628 Filed Document 0001633628-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VS Realty Partners, L.P. See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001659423 Filed Document 0001659423-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Ecofin Global Renewables Infrastructure Fund Ltd See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659299 Filed Document 0000902664-15-004382 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Connectivity Ventures Fund, LP See All Filings	D	2015-11-25 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001651793 Filed Document 0001651793-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers Brett Ellen and Armand Fidler CIK Number 0001135856 Filed Document 0001135856-15-000307 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Hound Partners LP See All Filings	D/A	2015-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001328137 Filed Document 0000919574-15-008408 Exclusions or Exemptions 506b Accepted Date 2015-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity