Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TREEBROOK MACRO FUND, L.P. See All Filings	D/A	2015-09-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558034 Filed Document 0001558034-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
TREEBROOK MACRO FUND, LTD. See All Filings	D/A	2015-09-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558039 Filed Document 0001558039-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Wealth Access, Inc. See All Filings	D	2015-09-22 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001559393 Filed Document 0001559393-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Ashoka Fund See All Filings	D/A	2015-09-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493584 Filed Document 0001012975-15-000680 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Sycamore Lane Master Fund, L.P. See All Filings	D/A	2015-09-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546659 Filed Document 0000919574-15-006999 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Dynamic Equity Managers Portfolio 1 Offshore LP See All Filings	D/A	2015-09-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001359246 Filed Document 0001650328-15-000054 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clarke Industrial Engineering Inc. Series A-2 Preferred Stock See All Filings	D/A	2015-09-22 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001649484 Filed Document 0001649484-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business RHODE ISLAND Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
RealtyShares 124, LLC See All Filings	D	2015-09-22 00:00:00 UTC
Amount To Be Raised $232,000 Associated Brokers / Dealers N/A CIK Number 0001653377 Filed Document 0001653377-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
20/20 GeneSystems, Inc. See All Filings	D	2015-09-22 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Zacks Investment Bank CIK Number 0001139685 Filed Document 0001139685-15-000004 Exclusions or Exemptions 506c Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
WOP Investors 2014-1, LP See All Filings	D	2015-09-22 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001653536 Filed Document 0001653536-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Divisar Partners, L.P. See All Filings	D/A	2015-09-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453525 Filed Document 0001652706-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
777 76TH AVE, LLC See All Filings	D	2015-09-22 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001652114 Filed Document 0001652114-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business IOWA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PROVOKR Inc See All Filings	D	2015-09-22 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001653781 Filed Document 0001653781-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Carinthia Group 1, L.P. See All Filings	D/A	2015-09-22 00:00:00 UTC
Amount To Be Raised $52,000,000 Associated Brokers / Dealers N/A CIK Number 0001649737 Filed Document 0001649737-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D/A Industry Construction Principal Place of Business VERMONT Revenue or Assets $No Revenues Type of Security Debt
RealtyShares 109, LLC See All Filings	D	2015-09-22 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001653435 Filed Document 0001653435-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Niki Investments LB, LP See All Filings	D	2015-09-22 00:00:00 UTC
Amount To Be Raised $1,329,666 Associated Brokers / Dealers N/A CIK Number 0001653186 Filed Document 0001653186-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ADJEI PRODUCTIONS, INC See All Filings	D	2015-09-22 00:00:00 UTC
Amount To Be Raised $7,029,055 Associated Brokers / Dealers FINRA brokers CIK Number 0001651905 Filed Document 0001651905-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
Apollo Credit Short Opportunities Fund (Offshore) Ltd. See All Filings	D/A	2015-09-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618049 Filed Document 0001315863-15-000774 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPM Core Offshore Fund, Ltd See All Filings	D/A	2015-09-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465297 Filed Document 0001507943-15-000123 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accordant Energy, LLC See All Filings	D	2015-09-22 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001653632 Filed Document 0001653632-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
2015 SC REVITALIZATION TAX CREDIT FUND, LLC See All Filings	D	2015-09-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654006 Filed Document 0001654006-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
XOXCO, Inc. See All Filings	D	2015-09-22 00:00:00 UTC
Amount To Be Raised $1,499,999 Associated Brokers / Dealers N/A CIK Number 0001656883 Filed Document 0001656883-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MINGLIAN EB-5 INVESTMENT, LLC See All Filings	D	2015-09-22 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001654821 Filed Document 0001654821-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Edify Technologies, Inc. See All Filings	D	2015-09-22 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001653083 Filed Document 0001653083-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Franklin Street High-Rise, LP See All Filings	D	2015-09-22 00:00:00 UTC
Amount To Be Raised $23,000,000 Associated Brokers / Dealers N/A CIK Number 0001653648 Filed Document 0001653648-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Sunlight Financial LLC See All Filings	D	2015-09-22 00:00:00 UTC
Amount To Be Raised $16,050,000 Associated Brokers / Dealers N/A CIK Number 0001653293 Filed Document 0001625257-15-000083 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 116, LLC See All Filings	D	2015-09-22 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001653401 Filed Document 0001653423-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Gateway India LP See All Filings	D	2015-09-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652294 Filed Document 0001652294-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Twin Opportunities Fund, LP See All Filings	D/A	2015-09-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619593 Filed Document 0000902664-15-003711 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Markets Equity Managers: Portfolio 1 LLC See All Filings	D/A	2015-09-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001410160 Filed Document 0001650328-15-000048 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hulen 121, LLC See All Filings	D	2015-09-22 00:00:00 UTC
Amount To Be Raised $1,225,000 Associated Brokers / Dealers N/A CIK Number 0001653593 Filed Document 0001653593-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cobham plc See All Filings	D/A	2015-09-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501366 Filed Document 0001501366-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Timeset, Inc. See All Filings	D	2015-09-22 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001653754 Filed Document 0001653754-15-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Dev Divine, LLC See All Filings	D	2015-09-22 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001653497 Filed Document 0001653497-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Cavalry Capital Appreciation 2, L.P. See All Filings	D	2015-09-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653373 Filed Document 0000935836-15-000494 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eleven James, Inc. See All Filings	D	2015-09-22 00:00:00 UTC
Amount To Be Raised $7,463,343 Associated Brokers / Dealers N/A CIK Number 0001653541 Filed Document 0001653541-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 93, LLC See All Filings	D	2015-09-22 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001653585 Filed Document 0001653652-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
H-SOURCE HOLDINGS LTD. See All Filings	D	2015-09-22 00:00:00 UTC
Amount To Be Raised $2,153,215 Associated Brokers / Dealers N/A CIK Number 0001653031 Filed Document 0001183740-15-000235 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
GMS ERISA GROUP TRUST See All Filings	D/A	2015-09-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001430411 Filed Document 0001650328-15-000043 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Merricks Capital Soft Commodities Feeder Fund See All Filings	D	2015-09-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653695 Filed Document 0000902664-15-003730 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SPM Opportunity Fund, L.P. See All Filings	D/A	2015-09-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461654 Filed Document 0001507943-15-000124 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sierra Europe, L.P. See All Filings	D/A	2015-09-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monitor Capital, LLC and Cuttone & Co., Inc. CIK Number 0001496289 Filed Document 0000919574-15-007011 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Donald Smith: Small Cap Value Offshore LP See All Filings	D/A	2015-09-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001359229 Filed Document 0001650328-15-000055 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashoka Offshore Fund See All Filings	D/A	2015-09-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493585 Filed Document 0001012975-15-000679 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Toro Capital Income Fund LP See All Filings	D/A	2015-09-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517958 Filed Document 0001517958-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CELLO LONG/SHORT REAL ESTATE FUND, LTD. See All Filings	D/A	2015-09-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629434 Filed Document 0001013594-15-000489 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Credit Short Opportunities Fund (Onshore), L.P. See All Filings	D/A	2015-09-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618091 Filed Document 0001315863-15-000775 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dynamic Equity (Global Equity) Managers Portfolio 5 Offshore LP See All Filings	D/A	2015-09-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001413059 Filed Document 0001650328-15-000050 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AE - MidCo FF, LLC See All Filings	D	2015-09-22 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001653869 Filed Document 0001653869-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 115, LLC See All Filings	D	2015-09-22 00:00:00 UTC
Amount To Be Raised $607,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001653554 Filed Document 0001653423-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-22 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity